BlackRock-Advised Funds > BlackRock Allocation Target Shares
BATS: Series V Portfolio
$88.90M
Avg Monthly Net Assets
$171.23M
Total Assets
$1.55M
Total Liabilities
$169.68M
Net Assets
BATS: Series V Portfolio is a Mutual Fund in BlackRock Allocation Target Shares
from BlackRock-Advised Funds,
based in Delaware,
United States of America.
The fund has one share class
and monthly net assets of $88.90M.
On August 26th, 2024 it reported 95 holdings, the largest
being BAY AREA CA TOLL AUTH TOLL BRI (4.7%), HIGHLANDS CNTY FL HLTH FACS AU (4.7%) and GULF COAST TX INDL DEV AUTH (4.4%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| BATS Series V | C000227189 | BATVX |
Holdings
From latest NPORT-P, filed August 26th, 2024 for period ending June 28th, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Akron Bath Copley Joint Township Hospital District (AKRON BATH COPLEY JT TWP OH HO) | Long | Debt | US | $3M | – | 1.94 |
| Alaska Housing Finance Corp (ALASKA ST HSG FIN CORP HOME MT) | Long | Debt | US | $1M | – | 0.77 |
| Alaska Housing Finance Corp (ALASKA ST HSG FIN CORP HOME MT) | Long | Debt | US | $300K | – | 0.18 |
| Bay Area Toll Authority (BAY AREA CA TOLL AUTH TOLL BRI) | Long | Debt | US | $8M | – | 4.71 |
| Bexar County Housing Finance Corp (BEXAR CNTY TX HSG FIN CORP) | Long | Debt | US | $1M | – | 0.77 |
| BOARD OF REGENTS UNIV OF TEXAS | Long | Debt | US | $1000K | – | 0.59 |
| Borough of Pompton Lakes NJ (POMPTON LAKES BORO NJ) | Long | Debt | US | $1M | – | 0.85 |
| Charlotte-Mecklenburg Hospital Authority/The (CHARLOTTE-MECKLENBURG NC HOSP) | Long | Debt | US | $960K | – | 0.57 |
| City & County of Denver CO (DENVER CITY & CNTY CO) | Long | Debt | US | $1M | – | 0.59 |
| City of Colorado Springs CO Utilities System Revenue (COLORADO SPRINGS CO UTILITIES) | Long | Debt | US | $4M | – | 2.19 |
| City of Houston TX Combined Utility System Revenue (HOUSTON TX UTILITY SYS REVENUE) | Long | Debt | US | $4M | – | 2.43 |
| City of Minneapolis MN (MINNEAPOLIS MN HLTH CARE SYS R) | Long | Debt | US | $2M | – | 1.21 |
| City of New York NY (NEW YORK NY) | Long | Debt | US | $2M | – | 1.12 |
| City of New York NY (NEW YORK NY) | Long | Debt | US | $1M | – | 0.65 |
| Connecticut Housing Finance Authority (CONNECTICUT ST HSG FIN AUTH HS) | Long | Debt | US | $725K | – | 0.43 |
| County of Clark Department of Aviation (CLARK CNTY NV ARPT REVENUE) | Long | Debt | US | $3M | – | 1.61 |
| County of Escambia FL (ESCAMBIA CNTY FL SOL WST DISP) | Long | Debt | US | $3M | – | 1.71 |
| County of Hennepin MN (HENNEPIN CNTY MN) | Long | Debt | US | $1M | – | 0.64 |
| County of St Lucie FL (SAINT LUCIE CNTY FL POLL CONTR) | Long | Debt | US | $400K | – | 0.24 |
| County of Utah UT (UTAH CNTY UT HOSP REVENUE) | Long | Debt | US | $2M | – | 1.18 |
| DALLAS FT WORTH TEX INT 4.0 02JUL24 | Long | Debt | US | $1000K | – | 0.59 |
| EL PASO TEX WTR + SWR R 3.9 17SEP24 | Long | Debt | US | $900K | – | 0.53 |
| EL PASO TX WTR & SWR REVENUE | Long | Debt | US | $900K | – | 0.53 |
| Essex County Improvement Authority (ESSEX CNTY NJ IMPT AUTH) | Long | Debt | US | $2M | – | 1.38 |
| Fairfax County Industrial Development Authority (FAIRFAX CNTY VA INDL DEV AUTHR) | Long | Debt | US | $940K | – | 0.55 |
| Gulf Coast Industrial Development Authority (GULF COAST TX INDL DEV AUTH) | Long | Debt | US | $7M | – | 4.36 |
| Highlands County Health Facilities Authority (HIGHLANDS CNTY FL HLTH FACS AU) | Long | Debt | US | $8M | – | 4.71 |
| Illinois Finance Authority (ILLINOIS ST FIN AUTH REVENUE) | Long | Debt | US | $1M | – | 0.71 |
| Illinois Finance Authority (ILLINOIS ST FIN AUTH REVENUE) | Long | Debt | US | $1M | – | 0.65 |
| Indiana Finance Authority (INDIANA ST FIN AUTH HLTH SYS R) | Long | Debt | US | $750K | – | 0.44 |
| Iowa Finance Authority (IOWA ST FIN AUTH SF MTGE REVEN) | Long | Debt | US | $1M | – | 0.65 |
| Iowa Finance Authority (IOWA ST FIN AUTH REVENUE) | Long | Debt | US | $1M | – | 0.65 |
| JEA Electric System Revenue (JEA FL ELEC SYS REVENUE) | Long | Debt | US | $3M | – | 1.62 |
| Jersey City Municipal Utilities Authority (JERSEY CITY NJ MUNI UTILITIESA) | Long | Debt | US | $405K | – | 0.24 |
| Lafayette Central School District (LAFAYETTE NY CENTRL SCH DIST) | Long | Debt | US | $1M | – | 0.60 |
| LINCOLN NEBRASKA ELECTRIC | Long | Debt | US | $1000K | – | 0.59 |
| Loudoun County Economic Development Authority (LOUDOUN CNTY VA INDL DEV AUTH) | Long | Debt | US | $1M | – | 0.76 |
| Louisiana Offshore Terminal Authority (LOUISIANA ST OFFSHORE TERMINAL) | Long | Debt | US | $1M | – | 0.83 |
| Louisiana Public Facilities Authority (LOUISIANA ST PUBLIC FACS AUTH) | Long | Debt | US | $4M | – | 2.53 |
| Louisiana Public Facilities Authority (LOUISIANA ST PUBLIC FACS AUTH) | Long | Debt | US | $3M | – | 1.77 |
| Louisiana Public Facilities Authority (LOUISIANA ST PUBLIC FACS AUTH) | Long | Debt | US | $2M | – | 1.24 |
| Maryland Economic Development Corp (MARYLAND ST ECON DEV CORP) | Long | Debt | US | $2M | – | 0.88 |
| Maryland Health & Higher Educational Facilities Authority (MARYLAND ST HLTH & HGR EDUCTNL) | Long | Debt | US | $200K | – | 0.12 |
| Massachusetts Development Finance Agency (MASSACHUSETTS ST DEV FIN AGY R) | Long | Debt | US | $1M | – | 0.68 |
| Massachusetts Development Finance Agency (MASSACHUSETTS ST DEV FIN AGY R) | Long | Debt | US | $900K | – | 0.53 |
| Massachusetts Housing Finance Agency (MASSACHUSETTS ST HSG FIN AGY H) | Long | Debt | US | $1M | – | 0.62 |
| Metropolitan Washington Airports Authority Aviation Revenue (MET WASHINGTON DC ARPTS AUTH A) | Long | Debt | US | $3M | – | 1.99 |
| Mississippi Business Finance Corp (MISSISSIPPI ST BUSINESS FIN CO) | Long | Debt | US | $1M | – | 0.65 |
| Mississippi Business Finance Corp (MISSISSIPPI ST BUSINESS FIN CO) | Long | Debt | US | $100K | – | 0.06 |
| Mississippi Development Bank (MISSISSIPPI ST DEV BANK SPL OB) | Long | Debt | US | $3M | – | 1.83 |
| MONTGOMERY COUNTY MD | Long | Debt | US | $1000K | – | 0.59 |
| Nebraska Investment Finance Authority (NEBRASKA ST INVESTMENT FIN AUT) | Long | Debt | US | $3M | – | 1.49 |
| New York City Housing Development Corp (NEW YORK CITY NY HSG DEV CORP) | Long | Debt | US | $2M | – | 1.18 |
| New York City Housing Development Corp (NEW YORK CITY NY HSG DEV CORP) | Long | Debt | US | $300K | – | 0.18 |
| New York City Municipal Water Finance Authority (NEW YORK CITY NY MUNI WTR FIN) | Long | Debt | US | $2M | – | 1.41 |
| New York City Municipal Water Finance Authority (NEW YORK CITY NY MUNI WTR FIN) | Long | Debt | US | $2M | – | 0.94 |
| New York State Housing Finance Agency (NEW YORK ST HSG FIN AGY) | Long | Debt | US | $900K | – | 0.53 |
| North Dakota Housing Finance Agency (NORTH DAKOTA ST HSG FIN AGY) | Long | Debt | US | $1M | – | 0.80 |
| NSHVILLE & DVDSON SEWER 2022 TECP 3.7900 20240715 | Long | Debt | US | $1M | – | 0.59 |
| Ohio Higher Educational Facility Commission (OHIO ST HGR EDUCTNL FAC COMMIS) | Long | Debt | US | $1M | – | 0.83 |
| OHIO ST WTR DEV AUTH WTR DEV REV FRESH WTR IAM COML PAPER NTS 3/A2 COML PAPER | Long | Debt | US | $1M | – | 0.59 |
| OMAHA PUB PWR DIST NEB ELEC REV IAM COML PAPER 3/A2 SER A COML PAPER | Long | Debt | US | $1000K | – | 0.59 |
| Palmyra Macedon Central School District (PALMYRA MACEDON NY CENTRL SCH) | Long | Debt | US | $1M | – | 0.59 |
| Pennsylvania Turnpike Commission (PENNSYLVANIA ST TURNPIKE COMMI) | Long | Debt | US | $2M | – | 1.33 |
| Pennsylvania Turnpike Commission (PENNSYLVANIA ST TURNPIKE COMMI) | Long | Debt | US | $850K | – | 0.50 |
| Pinellas County Housing Finance Authority (PINELLAS CNTY FL HSG FIN AUTH) | Long | Debt | US | $1M | – | 0.83 |
| Port of Port Arthur Navigation District (PORT OF PORT ARTHUR TX NAV DIS) | Long | Debt | US | $5M | – | 2.65 |
| Private Colleges & Universities Authority (PRIV CLGS & UNIVS AUTH GA) | Long | Debt | US | $2M | – | 1.26 |
| Public Building Authority of Sevier County TN/The (SEVIER CNTY TN PUBLIC BLDG AUT) | Long | Debt | US | $200K | – | 0.12 |
| Red River Education Finance Corp (RED RIVER TX EDU FIN CORP EDU) | Long | Debt | US | $1M | – | 0.59 |
| Rhode Island Health and Educational Building Corp (RHODE ISLAND ST HLTH & EDUCTNL) | Long | Debt | US | $3M | – | 1.92 |
| SAN ANTONIO ELECTRIC & GAS | Long | Debt | US | $2M | – | 0.88 |
| South Carolina Jobs-Economic Development Authority (SOUTH CAROLINA ST JOBS-ECON DE) | Long | Debt | US | $1M | – | 0.65 |
| South Carolina State Housing Finance & Development Authority (SOUTH CAROLINA ST HSG FIN & DE) | Long | Debt | US | $2M | – | 0.99 |
| South Dakota Housing Development Authority (SOUTH DAKOTA ST HSG DEV AUTH) | Long | Debt | US | $2M | – | 0.95 |
| South Dakota Housing Development Authority (SOUTH DAKOTA ST HSG DEV AUTH) | Long | Debt | US | $1M | – | 0.60 |
| State of Louisiana Gasoline & Fuels Tax Revenue (LOUISIANA ST GAS & FUELS TAX R) | Long | Debt | US | $2M | – | 1.06 |
| State of Texas (TEXAS ST) | Long | Debt | US | $2M | – | 1.36 |
| State of Texas (TEXAS ST) | Long | Debt | US | $2M | – | 1.32 |
| State of Texas (TEXAS ST) | Long | Debt | US | $1M | – | 0.59 |
| Texas State University System (TEXAS ST UNIV SYS FING REVENUE) | Long | Debt | US | $758K | – | 0.45 |
| Town of Sharon MA (SHARON MA) | Long | Debt | US | $2M | – | 1.19 |
| Township of Bordentown NJ (BORDENTOWN TWP NJ) | Long | Debt | US | $2M | – | 1.19 |
| University of Delaware (UNIV OF DELAWARE DE REVENUE) | Long | Debt | US | $3M | – | 1.65 |
| University of North Carolina at Chapel Hill (UNIV OF NORTH CAROLINA NC HOSP) | Long | Debt | US | $2M | – | 0.91 |
| UNIVERSITY TEX PERM UNI 3.6 11JUL24 | Long | Debt | US | $1000K | – | 0.59 |
| UNIVERSITY TEX UNIV REVS IAM COML PAPER 3/A2 SER A COML PAPER IAM 804 | Long | Debt | US | $500K | – | 0.29 |
| Washington County Authority (WASHINGTON CNTY PA AUTH) | Long | Debt | US | $850K | – | 0.50 |
| Washington State Housing Finance Commission (WASHINGTON ST HSG FIN COMMISSI) | Long | Debt | US | $4M | – | 2.18 |
| Wisconsin Health & Educational Facilities Authority (WISCONSIN ST HLTH & EDUCTNL FA) | Long | Debt | US | $1M | – | 0.59 |
| Wisconsin Housing & Economic Development Authority (WISCONSIN ST HSG & ECON DEV AU) | Long | Debt | US | $4M | – | 2.39 |
| Wisconsin Housing & Economic Development Authority Home Ownership Revenue (WISCONSIN ST HSG & ECON DEV AU) | Long | Debt | US | $1M | – | 0.82 |
| Wisconsin Housing & Economic Development Authority Home Ownership Revenue (WISCONSIN ST HSG & ECON DEV AU) | Long | Debt | US | $450K | – | 0.27 |
| Wisconsin Housing & Economic Development Authority Housing Revenue (WISCONSIN ST HSG & ECON DEV AU) | Long | Debt | US | $2M | – | 0.88 |
| Wyoming Community Development Authority (WYOMING ST CMNTY DEV AUTH HSG) | Long | Debt | US | $2M | – | 1.06 |
Address
BlackRock Allocation Target Shares
100 Bellevue Parkway
Wilmington
Delaware
19809
United States of America
Websites
Directors
Arthur P. Steinmetz
Catherine A. Lynch
Cynthia L. Egan
J. Phillip Holloman
John M. Perlowski
Lorenzo A. Flores
R. Glenn Hubbard
Robert Fairbairn
Stayce D. Harris
W. Carl Kester
Transfer Agents
BNY Mellon Investment Servicing (US) Inc.
Pricing Services
Bloomberg Finance L.P.
IHS Markit Ltd.
Intercontinental Exchange, Inc.
Thomson Reuters Corporation
Custodians
Credit Suisse Securities (USA) LLC
Euroclear Bank SA/NV (Belgium)
Euroclear UK & Ireland Limited
J.P. Morgan Securities LLC
MONTE TITOLI S.P.A.
Morgan Stanley & Co. LLC
TMX GROUP LIMITED
The Bank of New York Mellon
The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
Shareholder Servicing Agents
1st Discount Brokerage, Inc.
A.G.P/ Alliance Global Partners Corp
ACA/Prudent Investors Planning Corporation
ACP Securities, LLC
ADP Broker-Dealer, Inc.
AE Financial Services, LLC
AGES Financial Services, Ltd.
AMERICAN INVESTORS COMPANY
APW Capital, Inc.
AW SECURITIES
Abacus International Capital Corp.
Abacus Investments, Inc.
Access Financial Group, Inc.
Access Investments, Inc.
Ace Diversified Capital, Inc.
Advanced Advisor Group, LLC
Akar Capital Management, Inc.
Alexander Capital, L.P.
Alight Financial Solutions LLC
Alight Solutions LLC
Allegheny Investments, Ltd.
Allegiance Capital, L.L.C.
Allen C Ewing & Co.
Alliant Securities, Inc. Turner, Nord, Kienbaum
Allianz Life Financial Services, LLC
Allstate Financial Services, LLC
Alterna Securities, Inc.
Altruist Financial LLC
Amegy Investments, Inc
Amerant Investments, Inc.
American Capital Partners, LLC
American Century Investment Services, Inc.
American Enterprise Investment Services Inc.
American Financial Associates, Inc.
American Global Wealth Management, Inc.
American Heritage Securities, Inc.
American Independent Securities Group, LLC
American National Trust And Investment Management Company
American Portfolios Financial Services, Inc.
American Trust Company
American Trust Investment Services, Inc.
American United Life Insurance Company
American Wealth Management
Ameriprise Financial Services, LLC
Ameritas Investment Company, LLC
Amuni Financial, Inc
And Partners
Andbanc Brokerage, LLC
Anovest Financial Services, Inc.
Aon Securities LLC
Apex Clearing Corporation
AqGen Ascensus, Inc.
Arete Wealth Management, LLC
Arive Capital Markets
Arkadios Capital
Arlington Securities, Inc.
Arvest Investments, Inc.
Ascensus Broker Dealer Services, LLC
Ascensus Financial Services, LLC
Ashton Thomas Private Wealth
AssetMark Trust Company
Associated Investment Services, Inc.
Aufhaser Securities, Inc.
Ausdal Financial Partners, Inc.
Avantax Wealth Management, Inc
Aventura Securities, LLC
Avisen Securities, Inc.
Avondale Partners, LLC
Axiom Capital Management, Inc.
Axxcess Wealth Management LLC
B. Riley Wealth Management Holdings, Inc
B.B. Graham & Company, Inc.
B.C. Ziegler & Company
BBVA Securities Inc.
BCG Securities, Inc.
BNP Paribas Securities Corp
BNY Mellon Securities Corporation
BOK Financial Securities, Inc.
BTG Pactual US Capital, LLC
BTS Securities Corporation
Ballew Investments, Inc.
Bancolumbia Capital, LLC
Bankers Life Securities, Inc.
Bankoh Investment Services, Inc.
Barclays Capital Inc.
Bci Securities, Inc.
Beaconsfield Financial Services, Inc.
Benchmark Investments, LLC
Benefit Plans Administrative Services, Inc.
Benefit Trust Company
Benjamin F. Edwards & Company, Inc.
Berthel, Fisher & Company Financial Services, Inc.
BestVest Investments, Ltd.
Blakeslee and Blakeslee Inc.
Bley Investments Group, Inc.
Bolton Global Capital
Bolton Securities Corp.
Boreal Capital Securities LLC
Bradesco BAC Florida Investments Corp.
Brighton Securities Corp.
Broadridge Business Process Outsourcing, LLC
Broadstone Securities
Brokers International Financial Services, LLC
Brooklight Place Securities, Inc.
Buckman, Buckman & Reid, Inc.
Buckram Securities LTD
Buell Securities Corp
CBIZ Financial Solutions, Inc.
CC Capital Advisors, Inc.
CFD Investments, Inc.
CFS Securities, Inc.
CGIS Securities LLC
CIBC World Markets Corp.
CNR Securities LLC
CUNA Brokerage Services, Inc.
Cabot Lodge Securities, LLC
Cadaret, Grant & Co., Inc.
Calamar Financial Group
Caldwell Securities Ltd.
Callaway Financial Services, Inc.
Calton & Associates, Inc.
Cambridge Investment Research, Inc.
Camden Financial Services
Cannon Securities, Inc.
CapFinancial Securities, LLC
Cape Securities Inc.
Capital City Securities, LLC
Capital Institutional Services, Inc.
Capital Investment Brokerage, Inc.
Capital Investment Group, Inc.
Capital Management Securities, Inc.
Capital Portfolio Management, Inc.
Capital Synergy Partners, Inc.
Capitol Securities Management, Inc.
Cardinal Investments, Inc.
Carl M. Hennig, Inc.
Carolinas Wealth Consulting, LLC
Carter, Terry & Company, Inc.
Carty & Company, Inc.
Cary Street Partners LLC
Cedar Brook Financial
Centaurus Financial, Inc.
Centennial Securities Company, Inc.
Center Street Securities, Inc.
Ceros Financial Services, Inc.
Cetera Advisor Networks LLC
Cetera Advisors LLC
Cetera Financial Specialists LLC
Cetera Investment Services, LLC
Chapin Davis Inc
Charles Schwab & Co., Inc.
Charles Schwab Bank, SSB
Chauner Securities, Inc.
Chelsea Morgan Securities, Inc.
Citigroup Global Markets Inc.
Citizens Bank
Citizens Securities, Inc.
City National Bank
Classic LLC
Coinbase Capital Markets Corporation
Coker & Palmer, Inc.
Coldstream Securities, Inc.
Colliers Securities LLC
Colorado Financial Service Corporation
Comerica Securities, Inc.
Commerce Brokerage Services, Inc.
Commonwealth Equity Services, Inc.
Concorde Investment Services, LLC
Concourse Financial Group Securities, Inc.
Conduent HR Services LLC
Conover Securities Corporation
Consolidated Financial Investments, Inc.
Coordinated Capital Securities, Inc.
Copper Ridge Wealth Management, LLC
Corecap Investments, LLC
Corinthian Partners, L.L.C.
Country Capital Management Company
CreativeOne Securities, LLC
Cresap, Inc.
Crescent Securities Group
Crews & Associates, Inc.
Crown Capital Securities, L.P.
Cuso Financial Services, L.P.
Cutter & Company Brokerage, Inc.
D.A. Davidson & Co.
D.H. Hill Securities LLP
D.M. Kelly & Company
DFPG Investments, Inc.
DMK Advisor Group, Inc.
DWS Distributors, Inc.
Darwood Associates Incorporated
Davenport & Company LLC
David Lerner Associates, Inc.
Davinci Capital Management Inc.
Dempsey Lord Smith, LLC
Deutsche Bank Securities Inc.
Digital Retirement Solutions, Inc.
Dinosaur Financial Group, LLC
Diversified Resources, LLC
Dominari Securities LLC
Dominion Investor Services, Inc.
Dorn & Co., Inc.
Duncan-Williams, Inc.
E*Trade Savings Bank
E*Trade Securities
E. E. Powell & Company Inc.
EF Legacy Securities, LLC
Eagles Coast Capital
Edward D. Jones & Co., L.P.
Emerson Equity LLC
Empire Asset Management Company
Empower Financial Services, Inc.
Equitable Advisors, LLC
Equity Services, Inc.
Essex Securities LLC
Etico Partners, LLC
Excel Securities & Associates, Inc.
Executive Wealth Management, LLC
Exeter Trust Company
FMN Capital Corporation
FMSBonds, Inc.
FNBB Capital Markets, LLC
FSB Warner Financial, Inc.
Fairport Capital, Inc.
Family Investors Company
Farmers Financial Solutions, LLC
Federated Securities, Inc.
Feldstein Financial Group, LLC
Feltl & Company
Fidelity Brokerage Services LLC
Fidelity Investments Institutional Operations Company LLC
Fidelity Investments Life Insurance Company
Fiduciary Trust Company International
Fifth Third Bank, National Association
Fifth Third Securities, Inc.
FinTrust Brokerage Services, LLC
Finance 500, Inc.
Financial Northeastern Securities, Inc.
First Asset Financial, Inc.
First Bankers' Banc Securities, Inc.
First Citizens Investor Services, Inc.
First Command Brokerage Services, Inc.
First Financial Securities of America, Inc.
First Heartland Capital, Inc.
First Honolulu Securities, Inc.
First Horizon Advisors, Inc.
First Kentucky Securities Corporation
First Manhattan Co.
First National Bank Alaska
First Southern, LLC
First Western Securities, Inc.
Folger Nolan Fleming Douglas Incorporated
Folio Investments, Inc.
Fortune Financial Services, Inc.
Founders Financial Securities LLC
G. W. & Wade Asset Management Company, LLC
G.A. Repple & Company
GLP Investment Services
GRF Capital Investors, Inc.
GWN Securities Inc.
Garden State Securities, Inc.
Geneos Wealth Management, Inc.
General Securities Corp.
Genworth Life & Annuity Insurance Company
Genworth Life Insurance Company of New York
Gill Capital Partners, LLC
Girard Investment Services, LLC
Gladowsky Capital Management Corp.
Glen Eagle Wealth LLC
Global Brokerage Services, Inc.
Globalink Securities, Inc.
Gold Coast Securities, Inc.
Goldman Sachs & Co. LLC
Gradient Securities, LLC
Grant Williams L.P.
Great American Investors, Inc.
Great Pacific Securities
Great Point Capital LLC
Great-West Financial Retirement Plan Services, LLC
Gregory J. Schwartz & Co., Inc.
Griffinest Asia Securities, LLC
Grove Point Investments, LLC
Guardian Insurance & Annuity Company, Inc., The
H. C. Denison Co.
HSBC Securities (USA), Inc.
Halliday Financial, LLC
Hancock Whitney Corporation
Hancock Whitney Investment Services, Inc.
Hand Securities, Inc.
Hantz Financial Services, Inc.
Harbor Investment Advisory, LLC
Harbour Investments, Inc.
Harold W. Dance Inc.
Hartford Funds Management Company, LLC
Harvest Financial Corporation
Hazard & Siegel, Inc.
Hazlett, Burt & Watson, Inc.
Healthcare Community Securities Corporation
Heim, Young & Associates, Inc.
Henley & Company LLC
Hennion & Walsh, Inc.
Herbert J. Sims & Co. Inc.
Herndon Plant Oakley, LTD
Herold & Lantern Investments, Inc.
Hightower Securities, LLC
Hilltop Securities, Inc.
Holistic Brokerage, LLC
Horace Mann Investors, Inc.
Horace Mann Life Insurance Co.
Horan Securities, Inc.
Hornor, Townsend & Kent, Inc.
Hudson Heritage Capital Management, Inc.
Hunter Associates, Inc.
Huntleigh Securities Corporation
IDB Capital Corp.
IFP Securities
ING Financial Markets LLC
Impact U. Investments, LLC
Independence Capital Co., Inc.
Independent Brokerage Solutions LLC
Independent Financial Group, LLC
Infinex Investments, Inc.
Infinity Securities, Inc.
Innovation Partners LLC
Insight Securities, Inc.
Insigneo Securities, LLC
Institutional Securities Corporation
Integral Financial LLC
Integrated Financial Planning Services
Integrated Wealth Concepts
Integrity Investments, Inc.
Interactive Brokers LLC
Intercam Securities, Inc.
Intercarolina Financial Services, Inc.
International Assets Advisory, LLC
International Money Management Group, Inc.
International Research Securities, Inc.
Intervest International Equities Corporation
Inverness Securities, LLC
Investment Network Inc.
Investment Placement Group
Investment Planners, Inc.
Investment Security Corporation
Investments For You, Inc.
Investors Brokerage of Texas, Ltd.
Investshares, Inc
Invex, LLC
Invicta Capital, LLC
Itau International Securities, Inc.
J. Alden Associates, Inc.
J.D. Seibert & Company, Inc.
J.P. Morgan Institutional Investments Inc.
J.P. Morgan Securities LLC
J.W. Cole Financial, Inc.
JHW Financial Services Inc.
JPMorgan Chase Bank, N.A.
Jack V. Butterfield Investment Company
Jacques Financial, LLC
James I. Black & Company
Janney Montgomery Scott LLC
Jefferies, LLC
Jessup Wealth Management
John Hancock Life Insurance Company
John Hancock Life Insurance Company of New York
John Hancock Trust Company LLC
Johnstone Brokerage
Joseph Gunnar & Co. LLC
K. W. Chambers & CO.
KCD Financial, Inc.
KW Securities Corporation
Keel Point Capital, LLC
Kestra Investment Services, LLC
Key Investment Services LLC
Kingswood Capital Partners LLC
Kovack Securities Inc.
L. B. Fisher & Company
L.M. Kohn & Company
L.O. Thomas & Co. Inc.
LINCOLN INVESTMENT
LPL Financial LLC
LaBrunerie Financial Services, Inc.
LaSalle St. Securities, L.L.C.
Ladenburg Thalman & Co. Inc.
Laidlaw & Company (UK) Ltd.
Landaas & Company
Landolt Securities, Inc.
Larson Financial Securities, LLC
Latin Securities, Inc.
Lebenthal Financial Services, Inc
Leigh Baldwin & Co., LLC
Leo Brokerage, LLC
Lesko Securities Inc.
Liberty Capital Investment Corporation
Liberty Partners Financial Services, LLC
Lieblong & Associates, Inc.
LifeMark Securities Corp.
Lincoln Douglas Investments LLC
Lincoln Financial Advisors Corporation
Lincoln Financial Distributors, Inc.
Lincoln Financial Securities Corporation
Lion Street Financial, LLC
Lockton Investment Securities, LLC
Lombard Securities, Inc.
M Holdings Securities, Inc.
M&T Securities, Inc.
M. S. Howells & Co.
M.E. Allison & Co.
MGO Securities Corp.
MISSIONSQUARE INVESTMENT SERVICES
MMA Securities LLC
MMC Securities LLC
MML Distributors, LLC
MML Investors Services, LLC
MSEC, LLC
MWA Financial Services Inc.
Mack Investment Securities, Inc.
Madison Avenue Securities, LLC
Maine Securities Corp.
Maplewood Investments, Inc.
Massachusetts Mutual Life Insurance Company
Maxim Group LLC
McClurg Capital Corporation
McDonald Partners LLC
McLaughlin Ryder Investments, Inc.
McNally Financial Services Corporation
Mercer HR Services, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mesirow Financial, Inc.
Mid-Atlantic Clearing & Settlement Corp.
MidWestern Securities Trading Company, LLC
Middlegate Securities Inc.
Midland Securities, Ltd.
Moloney Securities Co., Inc.
Monere Investments, Inc.
Monex Securities, Inc.
Money Concepts Capital Corp.
Moors & Cabot, Inc.
Morgan Stanley & Co. LLC
Morgan Stanley Smith Barney LLC
Morris Group, Inc.
Multiple Financial Services, Inc.
Muriel Siebert & Co., Inc.
Mutual Funds Associates, Inc.
Mutual Securities, Inc.
Mutual Trust Co. of America Securities
Mutual of Omaha Investor Services, Inc.
N.E. Private Client Advisors, Ltd.
N.I.S. Financial Services, Inc.
NBC Securities, Inc.
NYLife Distributors LLC
NYLife Securities LLC
National Financial Services, LLC
Nations Financial Group, Inc.
Nationwide Financial Services, Inc.
Nationwide Planning Associates Inc.
Nationwide Securities, LLC
Navaid Financial Services, Inc.
Navy Federal Investment Services, LLC
Nelson Ivest Brokerage Services, Inc.
Nest Investments BD, LLC
Nestlerode & Loy, Inc.
Neuberger Berman BD LLC
New England Pension Plan Systems, LLC
NewEdge Securities, Inc.
Newport Group Securities, Inc.
Next Financial Group, Inc.
Ni Advisors
Nicol Investors Corporation
North South Capital, LLC
NorthWestern Mutual Investment Services, LLC
Northern Capital Securities Corporation
Northern Trust Securities, Inc.
Northland Securities, Inc.
Northwest Investment Advisors, Inc.
OFG Financial Services, Inc.
Oak Tree Securities, Inc.
Oakwood Capital Securities, Inc.
Oberweis Securities, Inc.
Omni Financial Securities
OneAmerica Securities, Inc.
OneAscent Financial Services, LLC
Oriental Financial Services Corp.
Oscar Gruss & Son Incorporated
PNC Bank, N.A.
PNC Capital Markets LLC
PNC Investments, LLC
PTI Securities & Futures L.P.
PTS Brokerage, LLC
Pacific Financial Associates, Inc.
Packerland Brokerage Services, Inc.
Paradigm Equities, Inc.
Park Avenue Securities LLC
Parkland Securities, LLC
Parkmount Financial Partners LLC
Peak Brokerage Services, LLC
Pensionmark Securities, LLC
Perryman Securities, Inc.
Pershing Advisor Solutions, LLC
Pershing LLC
Pinnacle Investments, LLC
Piper Jaffray & Co.
Place Trade Financial, Inc.
Planmember Securities Corporation
Planned Financial Programs, Inc.
Polar Investment Counsel, Inc.
Portfolio Resources Group, Inc.
Portsmouth Financial Services
Principal Life Insurance Company
Principal Securities, Inc.
Principled Advisors, Inc.
Private Client Services, LLC
Profinancial, Inc.
Prospera Financial Services, Inc.
Pruco Securities, LLC.
Prudential Insurance Company of America
Prudential Investment Management Services LLC
Purshe Kaplan Sterling Investments
Pyramid Funds Corporation
Quincy Cass Associates, Incorporated
R. F. Lafferty & Co., Inc.
R. Seelaus & Co., Inc.
R.M. Stark & Co., Inc.
RBC Capital Markets, LLC
RNR Securities, L.L.C.
Raymond James & Associates, Inc.
Raymond James Financial, Inc.
Regal Securities, Inc.
Regions Bank
Register Financial Associates, Inc.
Regulus Financial Group, LLC
Rehmann Financial Network, LLC
Reliance Trust Company
Rhodes Securities, Inc.
Roberts and Ryan Investments Incorporated
Rockefeller Financial, LLC
Rogan & Associates, Inc.
Rothschild Investment Corporation
Royal Alliance Associates, Inc.
S.G. Long & Company
S.L. Reed & Company
SA Stone Wealth Management Inc.
SCF Securities, Inc.
SECU Brokerage Services
SEI Private Trust Company
SG Americas Securities, LLC
SKA Securities, Inc.
SWBC Investment Services, LLC
Sabadell Securities USA, Inc.
Safra Securities LLC
Sage, Rutty & Co., Inc.
SagePoint Financial, Inc.
Sammons Financial Network, LLC
Sammons Retirement Solutions, Inc.
Samuel A. Ramirez & Company, Inc.
San Blas Securities LLC
Sanctuary Securities, Inc.
Sanders Morris Harris LLC
Santander Securities LLC
Saturna Brokerage Services, Inc.
Saturna Trust Company
Savvy Advisors, Inc.
Saxony Securities, Inc.
Schlitt Investor Services, Inc.
Schmidt Wealth Management, LLC
Searle & Co., Inc.
SecureVest Financial Group
Securian Financial Services, Inc.
Securities America, Inc.
Securities Equity Group
Securities Research, Inc.
Security Distributors, LLC
Sentinel Securities, Inc.
Shareholders Service Group, Inc.
Sigma Financial Corporation
Signal Securities, Inc.
Signature Estate Securities, Inc.
Signature Securities Group Corporation
Silver Oak Securities, Incorporated
Sisung Securities Corporation
Smith, Brown & Groover, Inc.
Smith, Moore & Co.
Snowden Account Services, Inc.
Somerset Securities, Inc.
Sorrento Pacific Financial, LLC
Sorsby Financial Corp.
Southeast Investments, N.C., Inc.
Sovereign Legacy Securities, Inc.
Spire Securities, LLC
St. Bernard Financial Services, Inc.
Standard Insurance Company
State Farm VP Management Corp.
State Street Bank and Trust Company
Stephens Inc.
Steward Partners Investment Solutions, LLC
Stifel Independent Advisors, LLC
Stifel, Nicolaus & Company, Incorporated
Stonebridge Wealth Management, LLC
Stonecrest Capital Markets, Inc.
Strategic Wealth Capital, LLC
Stratos Wealth Advisors, LLC
SunTrust Bank
Sunbelt Securities, Inc.
Sunset Financial Services, Inc.
Sunstreet Securities, LLC
Superior Financial Services, Inc.
Sycamore Financial Group
Symphonic Securities LLC
Syndicated Capital, Inc.
Synovus Securities, Inc.
T. Rowe Price Investment Services, Inc.
T. Rowe Price Retirement Plan Services, Inc.
T.R. Winston & Company, LLC
T.S. Phillips Investments, Inc.
TCAdvisors Network Inc
TCFG Wealth Management, LLC
TD Ameritrade Clearing, Inc.
TD Ameritrade Trust Company
TD Ameritrade, Inc.
TD Private Client Wealth LLC
TFS Securities, Inc.
TIAA-CREF Individual & Institutional Services, LLC
TRG Advisors, Inc.
Talcott Resolution Life Insurance Company
Teachers Insurance and Annuity Association of America
Teckmeyer Financial Services, L.L.C.
The GMS Group, LLC
The Huntington Investment Company
The Investment Center, Inc.
The Jeffrey Matthews Financial Group, L.L.C.
The Lawrence D. Vitez Corp. DBA Consolidated Securities
The Leaders Group, Inc.
The Logan Group Securities
The O.N. Equity Sales Company
The Oak Ridge Financial Services Group, Inc.
The Strategic Financial Alliance, Inc.
The Tavenner Company
The Vanguard Group, Inc.
The Windmill Group, Inc.
Thompson Davis & Co., Inc.
Thoroughbred Financial Services, LLC
Thurston, Springer, Miller, Herd & Titak, Inc.
TimeCapital Securities Corporation
Titleist Capital, LLC
Tocqueville Securities L.P.
Trade-PMR Inc.
TradeStation Securities, Inc.
TradeUP Securities Inc
Tradition Securities and Derivatives LLC
Transamerica Advisors Life Insurance Company
Transamerica Financial Advisors, Inc.
Transitional Broker, LLC
Triad Advisors, LLC
Truist Investment Services, Inc.
TrustFirst, Inc.
Trustmont Financial Group, Inc.
U.S. Bancorp Investments, Inc.
UBATCO & Co.
UBS AG, New York Branch
UBS Financial Services Inc.
UMB Financial Services, Inc.
USA Financial Securities Corporation
USAA Investment Management Company
USCA Securities LLC
USI Securities, Inc.
Uhlmann Price Securities, LLC
Union Capital Company
UnionBanc Investment Services LLC
United Advisor Group
United Brokerage Services, Inc.
United Planners' Financial Services of America A Limited Partner
United States Life Insurance Company in the City of New York
VALIC Financial Advisors, Inc.
VALIC Retirement Services Company
VBC Securities, LLC
ValMark Securities, Inc.
Valley Financial Management, Inc
Valley National Investments, Inc.
Vanderbilt Securities, LLC
Vanguard Marketing Corporation
Variable Investment Advisors, Inc.
VectorGlobal WMG Inc.
Veritas Independent Partners, LLC
Verity Investments, Inc.
ViewTrade Securities, Inc.
Vision Financial Markets LLC
Volition Financial Netowrk
Vorpahl Wing Securities, Inc.
Voya Financial Advisors, Inc.
Voya Financial Partners, LLC
Voya Institutional Plan Services, LLC
Voya Investments Distributor, LLC
Voya Retirement Insurance and Annuity Company
WBB Securities, LLC
Wall Street Access
Watermark Securities, Inc.
Wellington Shields & Co., LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Securities, LLC
Wesbanco Securities, Inc.
Westco Investment Corp.
Western Equity Group, Inc.
Western Growers Financial Services, Inc.
Western International Securities, Inc.
Westminster Financial Securities, Inc.
Westport Resources Investment Services, Inc.
White Mountain Capital, LLC
William Blair & Company L.L.C.
Wintrust Investments, LLC
Wood (Arthur W.) Company, Inc.
Woodbury Financial Services, Inc.
Woodlands Securities Corporation
Woodmen Financial Services, Inc.
World Capital Brokerage, Inc.
World Choice Securities, Inc.
World Equity Group, Incorporated
Worth Financial Group Inc.
Wright Investors' Service Distributors, Inc.
XP Investments US, LLC
Xml Securities, LLC
Zions Direct, Inc.
Admins
BLACKROCK ADVISORS, LLC
BNY Mellon Investment Servicing (US) Inc.
Brokers
N/A