ALPS Advised Funds > Financial Investors Trust
ALPS | Smith Credit Opportunities Fund
$233.67M
Avg Monthly Net Assets
$234.66M
Total Assets
$5.39M
Total Liabilities
$229.26M
Net Assets
ALPS | Smith Credit Opportunities Fund is a Mutual Fund in Financial Investors Trust
from ALPS Advised Funds,
based in Colorado,
United States of America.
The fund has four share classes
and monthly net assets of $233.67M.
On September 27th, 2024 it reported 339 holdings, the largest
being Us Treasury N/b (1.7%), Ubs Group Ag (1.5%) and Invesco Senior Loan Etf (1.4%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Class A | C000221743 | ALABX | |
| Class C | C000221744 | ALCBX | |
| Class I | C000221745 | ALPBX | |
| Investor Class | C000221742 | ALIBX |
Holdings
From latest NPORT-P, filed September 27th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Adient Global Holdings, Ltd. | Long | Debt | JE | $512K | – | 0.22 |
| Adient US LLC, TL | Long | Loan | US | $1M | – | 0.53 |
| AIB Group PLC | Long | Debt | IE | $2M | – | 0.76 |
| Alaska Airlines 2020-1 Class A Pass Through Trust (Alaska Airlines 2020 Tr) | Long | Debt | US | $586K | – | 0.26 |
| Alaska Airlines 2020-1 Class B Pass Through Trust (Alaska Air 2020-1 Cl B) | Long | Debt | US | $1M | – | 0.44 |
| Albertsons Cos. Inc / Safeway, Inc. / New Albertsons LP / Albertsons LLC (Albertsons Cos/safeway) | Long | Debt | US | $2M | – | 0.93 |
| Ally Financial, Inc. (Ally Financial Inc) | Long | Debt | US | $1M | – | 0.61 |
| Amentum Escrow Corp. | Long | Debt | US | $256K | – | 0.11 |
| Amer Sports Co. (Amer Sports Company) | Long | Debt | US | $1M | – | 0.48 |
| American Express Co. | Long | Debt | US | $1M | – | 0.53 |
| AmeriGas Partners LP / AmeriGas Finance Corp. (Amerigas Part/fin Corp) | Long | Debt | US | $838K | – | 0.37 |
| Amgen, Inc. (Amgen Inc) | Long | Debt | US | $559K | – | 0.24 |
| Amgen, Inc. (Amgen Inc) | Long | Debt | US | $539K | – | 0.24 |
| Authentic Brands TL | Long | Loan | US | $2M | – | 1.00 |
| Avient Corp. | Long | Debt | US | $1M | – | 0.51 |
| B&G Foods, Inc. (B&g Foods Inc) | Long | Debt | US | $1M | – | 0.45 |
| Bank of America Corp. | Long | Debt | US | $449K | – | 0.20 |
| BANK OF HAWAII 8.000% PERP (Bank of Hawaii Corp.) | Long | Equity-preferred | US | $294K | 11K | 0.13 |
| Baytex Energy Corp. | Long | Debt | CA | $1M | – | 0.46 |
| Baytex Energy Corp. | Long | Debt | CA | $102K | – | 0.04 |
| Beazer Homes USA, Inc. | Long | Debt | US | $1M | – | 0.49 |
| Blue Racer Midstream LLC / Blue Racer Finance Corp. (Blue Racer Mid Llc/finan) | Long | Debt | US | $1M | – | 0.49 |
| Boeing Co. | Long | Debt | US | $2M | – | 0.88 |
| Bombardier, Inc. (Bombardier Inc) | Long | Debt | CA | $1M | – | 0.45 |
| Boost Newco Borrower LLC | Long | Loan | US | $1M | – | 0.53 |
| Boost Newco Borrower LLC | Long | Debt | US | $1M | – | 0.49 |
| Brand Industrial Services, Inc. | Long | Debt | US | $550K | – | 0.24 |
| Brink's Co. (Brink's Co/the) | Long | Debt | US | $1M | – | 0.49 |
| Brinker International, Inc. (Brinker International In) | Long | Debt | US | $1M | – | 0.48 |
| Bristol-Myers Squibb Co. | Long | Debt | US | $564K | – | 0.25 |
| British Airways 2020-1 Class A Pass Through Trust (British Air 20-1 A Ptt) | Long | Debt | US | $1M | – | 0.50 |
| Broadcom, Inc. (Broadcom Inc) | Long | Debt | US | $569K | – | 0.25 |
| Buckeye Partners LP | Long | Debt | US | $2M | – | 0.71 |
| Buckeye Partners LP | Long | Loan | US | $1M | – | 0.52 |
| Buckeye Partners LP | Long | Debt | US | $758K | – | 0.33 |
| Buckeye Partners LP | Long | Debt | US | $110K | – | 0.05 |
| Caesars Entertainment, Inc. (Caesars Entertain Inc) | Long | Loan | US | $2M | – | 0.76 |
| Caesars Entertainment, Inc. (Caesars Entertain Inc) | Long | Debt | US | $2M | – | 0.68 |
| Capital One Financial Corp. | Long | Debt | US | $1M | – | 0.50 |
| Carnival Corp. | Long | Loan | PA | $2M | – | 0.81 |
| Carnival Corp. | Long | Debt | PA | $599K | – | 0.26 |
| Carnival Corp. | Long | Debt | PA | $522K | – | 0.23 |
| CCO Holdings LLC / CCO Holdings Capital Corp. (Cco Hldgs Llc/cap Corp) | Long | Debt | US | $2M | – | 0.68 |
| Charles Schwab Corp. | Long | Debt | US | $2M | – | 0.76 |
| Charles Schwab Corp. | Long | Debt | US | $2M | – | 0.72 |
| Charles Schwab Corp. | Long | Debt | US | $533K | – | 0.23 |
| Chart Industries, Inc. (Chart Industries Inc) | Long | Loan | US | $1M | – | 0.48 |
| Chobani LLC | Long | Loan | US | $2M | – | 1.05 |
| Citizens Bank NA (Citizens Bank Na/ri) | Long | Debt | US | $2M | – | 1.08 |
| Citizens Financial Group, Inc. | Long | Debt | US | $577K | – | 0.25 |
| Citizens Financial Group, Inc. | Long | Debt | US | $576K | – | 0.25 |
| Civitas Resources, Inc. (Civitas Resources Inc) | Long | Debt | US | $2M | – | 0.75 |
| Cloud Software Group, Inc. (Cloud Software Grp Inc) | Long | Debt | US | $2M | – | 0.96 |
| Cloud Software Group, Inc. (Cloud Software Grp Inc) | Long | Debt | US | $1M | – | 0.45 |
| Comerica, Inc. (Comerica Inc) | Long | Debt | US | $501K | – | 0.22 |
| CONAGRA BRANDS CAG 4.85 11/01/28 (Conagra Brands Inc) | Long | Debt | US | $399K | – | 0.17 |
| Concentra Escrow Issuer Corp. | Long | Debt | US | $516K | – | 0.22 |
| CoStar Group, Inc. (Costar Group Inc) | Long | Debt | US | $2M | – | 0.93 |
| Coterra Energy, Inc. (Coterra Energy Inc) | Long | Debt | US | $1M | – | 0.53 |
| Cox Communications, Inc. (Cox Communications Inc) | Long | Debt | US | $1M | – | 0.44 |
| Cushman & Wakefield US Borrower LLC | Long | Debt | US | $1M | – | 0.60 |
| Cushman & Wakefield US Borrower LLC | Long | Debt | US | $269K | – | 0.12 |
| Danske Bank A/S | Long | Debt | DK | $3M | – | 1.42 |
| Diamond Foreign Asset Co. / Diamond Finance LLC (Diamond Frgn/diamond Fin) | Long | Debt | KY | $1M | – | 0.46 |
| Directv Financing LLC | Long | Debt | US | $501K | – | 0.22 |
| Discover Bank | Long | Debt | US | $1M | – | 0.55 |
| Discover Financial Services (Discover Financial Svs) | Long | Debt | US | $723K | – | 0.32 |
| Duke Energy Corp. | Long | Debt | US | $996K | – | 0.43 |
| Element Fleet Management Corp. | Long | Debt | CA | $1M | – | 0.53 |
| EnLink Midstream LLC | Long | Debt | US | $253K | – | 0.11 |
| ERAC USA Finance LLC | Long | Debt | US | $385K | – | 0.17 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $2M | – | 0.70 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $115K | – | 0.05 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $80K | – | 0.04 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $52K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $48K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $47K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $45K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $44K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $41K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $38K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $37K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $34K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $33K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $32K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $27K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $27K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $27K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $26K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $26K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $21K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $19K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $19K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $18K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $18K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $17K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $17K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $16K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $13K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $11K | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $11K | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $3K | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $2K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $287K | – | 0.13 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $275K | – | 0.12 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $149K | – | 0.07 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $139K | – | 0.06 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $121K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $120K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $119K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $115K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $100K | – | 0.04 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $91K | – | 0.04 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $89K | – | 0.04 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $49K | – | 0.02 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $9K | – | 0.00 |
| Fannie Mae-Aces (Fanniemae-aces) | Long | ABS-mortgage backed security | US | $347K | – | 0.15 |
| Fifth Third Bancorp | Long | Debt | US | $513K | – | 0.22 |
| Flex Intermediate Holdco LLC | Long | Debt | US | $2M | – | 0.86 |
| Flex Intermediate Holdco LLC | Long | Debt | US | $1M | – | 0.58 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $2M | – | 0.88 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $1M | – | 0.47 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $975K | – | 0.43 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $551K | – | 0.24 |
| Forestar Group, Inc. (Forestar Group Inc) | Long | Debt | US | $2M | – | 0.78 |
| Fortrea Holdings, Inc. (Fortrea Holdings Inc) | Long | Debt | US | $1M | – | 0.49 |
| Fortrea Holdings, Inc. (Fortrea Inc) | Long | Loan | US | $294K | – | 0.13 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $54K | – | 0.02 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $51K | – | 0.02 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $41K | – | 0.02 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $34K | – | 0.01 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $28K | – | 0.01 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $27K | – | 0.01 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $26K | – | 0.01 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $23K | – | 0.01 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $15K | – | 0.01 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $10K | – | 0.00 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $514K | – | 0.22 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $490K | – | 0.21 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $466K | – | 0.20 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $407K | – | 0.18 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $351K | – | 0.15 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $221K | – | 0.10 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $121K | – | 0.05 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $96K | – | 0.04 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $29K | – | 0.01 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $22K | – | 0.01 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $41K | – | 0.02 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $40K | – | 0.02 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $23K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $266K | – | 0.12 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $201K | – | 0.09 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $146K | – | 0.06 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $109K | – | 0.05 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $78K | – | 0.03 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $75K | – | 0.03 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $66K | – | 0.03 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $65K | – | 0.03 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $51K | – | 0.02 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $24K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $23K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $19K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $12K | – | 0.01 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $1M | – | 0.57 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $1M | – | 0.45 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $350K | – | 0.15 |
| Genesis Energy LP / Genesis Energy Finance Corp. (Genesis Energy Lp/fin) | Long | Debt | US | $2M | – | 0.79 |
| Genesis Energy LP / Genesis Energy Finance Corp. (Genesis Energy Lp/fin) | Long | Debt | US | $1M | – | 0.48 |
| Genesis Energy LP / Genesis Energy Finance Corp. (Genesis Energy Lp/fin) | Long | Debt | US | $562K | – | 0.25 |
| GFL Environmental 6/24 | Long | Loan | CA | $760K | – | 0.33 |
| Ginnie Mae I Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $44K | – | 0.02 |
| Ginnie Mae I Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $39K | – | 0.02 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $128K | – | 0.06 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $83K | – | 0.04 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $83K | – | 0.04 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $74K | – | 0.03 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $63K | – | 0.03 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $63K | – | 0.03 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $63K | – | 0.03 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $59K | – | 0.03 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $38K | – | 0.02 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $29K | – | 0.01 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $28K | – | 0.01 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $15K | – | 0.01 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $13K | – | 0.01 |
| Global Partners LP / GLP Finance Corp. (Global Part/glp Finance) | Long | Debt | US | $1M | – | 0.45 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $349K | – | 0.15 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $285K | – | 0.12 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $233K | – | 0.10 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $226K | – | 0.10 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $174K | – | 0.08 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $172K | – | 0.08 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $171K | – | 0.07 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $147K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $145K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $142K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $135K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $133K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $133K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $132K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $130K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $128K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $122K | – | 0.05 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $121K | – | 0.05 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $116K | – | 0.05 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $107K | – | 0.05 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $102K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $101K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $98K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $95K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $89K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $88K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $85K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $83K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $82K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $80K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $80K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $79K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $77K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $73K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $71K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $66K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $66K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $63K | – | 0.03 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $57K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $55K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $45K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $42K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $41K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $35K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $25K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $24K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $16K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $15K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $12K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $10K | – | 0.00 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $10K | – | 0.00 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $8K | – | 0.00 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $6K | – | 0.00 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $4K | – | 0.00 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $3K | – | 0.00 |
| Gray Television, Inc. (Gray Television Inc) | Long | Debt | US | $2M | – | 0.71 |
| Gray Television, Inc. (Gray Television Inc) | Long | Debt | US | $824K | – | 0.36 |
| Gray Television, Inc. (Gray Television Inc) | Long | Debt | US | $686K | – | 0.30 |
| Hasbro, Inc. (Hasbro Inc) | Long | Debt | US | $418K | – | 0.18 |
| Hilcorp Energy I LP / Hilcorp Finance Co. (Hilcorp Energy I/hilcorp) | Long | Debt | US | $2M | – | 0.66 |
| Huntington National Bank | Long | Debt | US | $573K | – | 0.25 |
| Intesa Sanpaolo SpA | Long | Debt | IT | $618K | – | 0.27 |
| Intesa Sanpaolo SpA | Long | Debt | IT | $409K | – | 0.18 |
| Invesco Senior Loan ETF | Long | Equity-common | US | $3M | 157K | 1.44 |
| Jackson Financial, Inc. (Jackson Financial Inc) | Long | Equity-preferred | US | $377K | 15K | 0.16 |
| Jane Street Group / JSG Finance, Inc. (Jane Street Grp/jsg Fin) | Long | Debt | US | $1M | – | 0.45 |
| Jane Street Group LLC | Long | Loan | US | $178K | – | 0.08 |
| JBS USA Holding Lux Sarl/ JBS USA Food Co./ JBS Lux Co Sarl (Jbs Usa Hold/food/lux Co) | Long | Debt | LU | $268K | – | 0.12 |
| JBS USA Holding Lux Sarl/ JBS USA Food Co./ JBS Lux Co Sarl (Jbs Usa Hold/food/lux Co) | Long | Debt | LU | $261K | – | 0.11 |
| JPMorgan Chase & Co. | Long | Debt | US | $395K | – | 0.17 |
| Kennedy-Wilson, Inc. (Kennedy-wilson Inc) | Long | Debt | US | $3M | – | 1.24 |
| L3Harris Technologies, Inc. (L3harris Tech Inc) | Long | Debt | US | $557K | – | 0.24 |
| Light & Wonder International, Inc. (Light & Wonder Intl Inc) | Long | Loan | US | $2M | – | 1.05 |
| M&T Bank Corp. (M&t Bank Corporation) | Long | Debt | US | $538K | – | 0.23 |
| Macy's Retail Holdings LLC (Macy's Retail Hldgs Llc) | Long | Debt | US | $1M | – | 0.50 |
| Masterbrand, Inc. (Masterbrand Inc) | Long | Debt | US | $1M | – | 0.45 |
| Medline Borrower LP | Long | Loan | US | $1M | – | 0.48 |
| Morgan Stanley | Long | Debt | US | $568K | – | 0.25 |
| Morgan Stanley | Long | Debt | US | $448K | – | 0.20 |
| Morgan Stanley Institutional Liquidity Funds - Government Portfolio (Msilf Government Portfolio) | Long | Short-term investment vehicle | US | $702K | 702K | 0.31 |
| National Rural Utilities Cooperative Finance Corp. (National Rural Util Coop) | Long | Debt | US | $3M | – | 1.17 |
| NCL Corp., Ltd. (Ncl Corporation Ltd) | Long | Debt | BM | $1M | – | 0.46 |
| Neptune Bidco US, Inc. (Neptune Bidco Us Inc) | Long | Debt | US | $1M | – | 0.64 |
| Nexstar Media, Inc. (Nexstar Broadcasting Inc) | Long | Debt | US | $2M | – | 0.85 |
| Nexstar Media, Inc. (Nexstar Media Inc) | Long | Loan | US | $593K | – | 0.26 |
| Nissan Motor Acceptance Co. LLC | Long | Debt | US | $2M | – | 0.73 |
| NMG Holding Co. Inc / Neiman Marcus Group LLC (Nmg Hldco/neiman Marcus) | Long | Debt | US | $1M | – | 0.59 |
| Occidental Petroleum Corp. | Long | Debt | US | $2M | – | 0.90 |
| Occidental Petroleum Corp. | Long | Debt | US | $566K | – | 0.25 |
| Occidental Petroleum Corp. | Long | Debt | US | $172K | – | 0.08 |
| Occidental Petroleum Corp. | Long | Debt | US | $172K | – | 0.08 |
| Organon & Co. / Organon Foreign Debt Co-Issuer BV (Organon & Co/organon For) | Long | Debt | US | $2M | – | 1.00 |
| Organon & Co. / Organon Foreign Debt Co-Issuer BV (Organon & Co/organon For) | Long | Debt | US | $1M | – | 0.50 |
| Outfront Media Capital LLC / Outfront Media Capital Corp. (Outfront Media Cap Llc/c) | Long | Debt | US | $1M | – | 0.51 |
| Outfront Media Capital LLC / Outfront Media Capital Corp. (Outfront Media Cap Llc/c) | Long | Debt | US | $105K | – | 0.05 |
| Owens-Brockway Glass Container, Inc. | Long | Debt | US | $1M | – | 0.44 |
| Owens-Brockway Glass Container, Inc. | Long | Debt | US | $991K | – | 0.43 |
| Paramount Global | Long | Debt | US | $1M | – | 0.48 |
| Penn Entertainment, Inc. (Penn Entertainment Inc) | Long | Debt | US | $2M | – | 1.06 |
| Permian Resources Operating LLC (Permian Resourc Optg Llc) | Long | Debt | US | $504K | – | 0.22 |
| Pilgrim's Pride Corp. | Long | Debt | US | $1M | – | 0.47 |
| Pilgrim's Pride Corp. | Long | Debt | US | $472K | – | 0.21 |
| Polaris, Inc. (Polaris Inc) | Long | Debt | US | $573K | – | 0.25 |
| Public Storage Operating Co. (Public Storage Op Co) | Long | Debt | US | $2M | – | 0.88 |
| Raising Cane's Restaurants LLC | Long | Debt | US | $1M | – | 0.47 |
| Range Resources Corp. | Long | Debt | US | $1M | – | 0.63 |
| Royal Caribbean Cruises, Ltd. | Long | Debt | LR | $2M | – | 0.97 |
| Royal Caribbean Cruises, Ltd. | Long | Debt | LR | $1M | – | 0.51 |
| Royal Caribbean Cruises, Ltd. | Long | Debt | LR | $504K | – | 0.22 |
| RTX Corp. | Long | Debt | US | $562K | – | 0.25 |
| Scripps Escrow, Inc. (Scripps Escrow Inc) | Long | Debt | US | $2M | – | 0.88 |
| Seadrill Finance, Ltd. (Seadrill Finance Ltd) | Long | Debt | BM | $1M | – | 0.46 |
| Sempra | Long | Debt | US | $3M | – | 1.10 |
| Sensata Technologies, Inc. (Sensata Technologies Inc) | Long | Debt | US | $507K | – | 0.22 |
| Sirius XM Radio, Inc. (Sirius Xm Radio Inc) | Long | Debt | US | $2M | – | 0.72 |
| Six Flags Entertainment Corp. | Long | Debt | US | $3M | – | 1.17 |
| SM Energy Co. | Long | Debt | US | $1M | – | 0.44 |
| SM Energy Co. | Long | Debt | US | $1M | – | 0.44 |
| Solventum Corp. | Long | Debt | US | $556K | – | 0.24 |
| Solventum Corp. | Long | Debt | US | $316K | – | 0.14 |
| Spirit AeroSystems, Inc. (Spirit Aerosystems Inc) | Long | Debt | US | $1M | – | 0.49 |
| Star Parent, Inc. (Star Parent Inc) | Long | Debt | US | $1M | – | 0.47 |
| Station Casinos LLC | Long | Debt | US | $1M | – | 0.48 |
| Sunoco LP | Long | Debt | US | $1M | – | 0.45 |
| Sunoco LP | Long | Debt | US | $520K | – | 0.23 |
| Synchrony Financial | Long | Debt | US | $568K | – | 0.25 |
| Synchrony Financial | Long | Equity-preferred | US | $147K | 6K | 0.06 |
| Synovus Bank/Columbus GA (Synovus Bank Ga) | Long | Debt | US | $2M | – | 0.95 |
| Talen Energy | Long | Debt | US | $1M | – | 0.47 |
| Targa Resources Partners LP / Targa Resources Partners Finance Corp. | Long | Debt | US | $2M | – | 0.81 |
| TransDigm, Inc. (Transdigm Inc) | Long | Loan | US | $2M | – | 0.97 |
| Transocean Titan Financing, Ltd. (Transocean Titan Fin Ltd) | Long | Debt | KY | $1M | – | 0.61 |
| Transocean, Inc. (Transocean Inc) | Long | Debt | KY | $1M | – | 0.45 |
| Truist Financial Corp. | Long | Debt | US | $516K | – | 0.23 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $4M | – | 1.73 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $2M | – | 1.05 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $2M | – | 0.89 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $2M | – | 0.82 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $1M | – | 0.49 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $1M | – | 0.50 |
| UBS Group AG | Long | Debt | CH | $3M | – | 1.51 |
| UBS Group AG | Long | Debt | CH | $1M | – | 0.61 |
| United Airlines 2020-1 Class A Pass Through Trust (United Air 2020-1 A Ptt) | Long | Debt | US | $2M | – | 0.83 |
| Venture Global LNG, Inc. (Venture Global Lng Inc) | Long | Debt | US | $555K | – | 0.24 |
| Venture Global LNG, Inc. (Venture Global Lng Inc) | Long | Debt | US | $101K | – | 0.04 |
| VICI Properties LP / VICI Note Co., Inc. (Vici Properties / Note) | Long | Debt | US | $650K | – | 0.28 |
| Viking Cruises, Ltd. (Viking Cruises Ltd) | Long | Debt | BM | $1M | – | 0.48 |
| VistaJet Malta Finance PLC / Vista Management Holding, Inc. (Vistajet Malta/vm Holds) | Long | Debt | US | $538K | – | 0.23 |
| Vistra Operations Co. LLC (Vistra Operations Co Llc) | Long | Debt | US | $2M | – | 0.69 |
| Vistra Operations Co. LLC (Vistra Corp) | Long | Debt | US | $1M | – | 0.57 |
| Vontier Corp. | Long | Debt | US | $1M | – | 0.51 |
| WASH Multifamily Acquisition, Inc. (Wash Multifam Acq Inc) | Long | Debt | US | $1M | – | 0.49 |
| Wrangler Holdco Corp. | Long | Debt | US | $2M | – | 0.88 |
Address
Financial Investors Trust
1290 Broadway
Suite 1000
Denver
Colorado
80203
United States of America
Websites
Directors
Edmund J. Burke
Jerry Rutledge
Mary K. Anstine
Jeremy Deems
Michael "Ross" Shell
Transfer Agents
ALPS Fund Services, Inc
Pricing Services
ICE Data Pricing & Reference Data, LLC
REFINITIV US LLC
Bloomberg Global Markets Services LLC
Custodians
CLEARSTREAM BANKING AG
SKANDINAVISKA ENSKILDA BANKEN
BNP PARIBAS SECURITIES SERVICES, FR
BNP PARIBAS SECURITIES SERVICES, FR
STATE STREET BK LONDON - CREST
CANADA SELF CUSTODY - CDSX
SKANDINAVISKA ENSKILDA BANKEN AB
STATE STREET BANK AND TRUST COMPANY
ROYAL BANK OF CANADA
HSBC BANK AUSTRALIA LIMITED
HONGKONG AND SHANGHAI BANKING CORPO
State Street Bank and Trust
BNP PARIBAS SECURITIES SERVICES, FR
CITIBANK N.A.
UBS SWITZERLAND AG
BNP PARIBAS SECURITIES SERVICES, GR
STANDARD CHARTERED BANK GHANA PLC
HONGKONG AND SHANGHAI BANKING CORPO
CITIBANK N.A.
SKANDINAVISKA ENSKILDA BANKEN
Firstrand Bank Ltd
SKANDINAVISKA ENSKILDA BANKEN AB
CITIBANK EUROPE PLC
INTESA SANPAOLO SPA
THE HONGKONG AND SHANGHAI BANKING C
Shareholder Servicing Agents
ALPS Fund Services, Inc
Admins
ALPS Fund Services, Inc.
Brokers
UBS SECURITIES LLC
NUMIS SECURITIES INC.
JONESTRADING
CREDIT SUISSE SECURITIES (USA) LLC
JEFFERIES LLC