ALPS Advised Funds > Financial Investors Trust
ALPS | Smith Balanced Opportunity Fund
$23.23M
Avg Monthly Net Assets
$13.66M
Total Assets
$61K
Total Liabilities
$13.60M
Net Assets
ALPS | Smith Balanced Opportunity Fund is a Mutual Fund in Financial Investors Trust
from ALPS Advised Funds,
based in Colorado,
United States of America.
The fund has four share classes
and monthly net assets of $23.23M.
On September 27th, 2024 it reported 247 holdings, the largest
being Apple Inc (4.5%), Nvidia Corp (3.2%) and Microsoft Corp (2.8%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Class A | C000221741 | SMCAX | |
| Class C | C000221739 | SMCCX | |
| Class I | C000221740 | SMCRX | |
| Investor Class | C000221738 | SMCVX |
Holdings
From latest NPORT-P, filed September 27th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Adobe, Inc. (Adobe Inc) | Long | Equity-common | US | $106K | 192 | 0.78 |
| Alaska Airlines 2020-1 Class A Pass Through Trust (Alaska Airlines 2020 Tr) | Long | Debt | US | $39K | – | 0.28 |
| Alaska Airlines 2020-1 Class B Pass Through Trust (Alaska Air 2020-1 Cl B) | Long | Debt | US | $13K | – | 0.10 |
| Alphabet, Inc. (Alphabet Inc) | Long | Equity-common | US | $282K | 2K | 2.08 |
| Amazon.com, Inc. (Amazon.com Inc) | Long | Equity-common | US | $331K | 2K | 2.43 |
| American Express Co. | Long | Equity-common | US | $185K | 730 | 1.36 |
| Amgen, Inc. (Amgen Inc) | Long | Equity-common | US | $141K | 425 | 1.04 |
| Amgen, Inc. (Amgen Inc) | Long | Debt | US | $43K | – | 0.31 |
| Amgen, Inc. (Amgen Inc) | Long | Debt | US | $13K | – | 0.10 |
| Apple, Inc. (Apple Inc) | Long | Equity-common | US | $607K | 3K | 4.46 |
| AT&T, Inc. (At&t Inc) | Long | Equity-common | US | $121K | 6K | 0.89 |
| Avient Corp. | Long | Debt | US | $10K | – | 0.07 |
| Baker Hughes Co. | Long | Equity-common | US | $83K | 2K | 0.61 |
| Bank of America Corp. | Long | Debt | US | $26K | – | 0.19 |
| Bank of America Corp. | Long | Debt | US | $17K | – | 0.13 |
| BANK OF HAWAII 8.000% PERP (Bank of Hawaii Corp.) | Long | Equity-preferred | US | $12K | 448 | 0.09 |
| Blackstone, Inc. (Blackstone Inc) | Long | Equity-common | US | $46K | 325 | 0.34 |
| Boeing Co. | Long | Debt | US | $36K | – | 0.26 |
| Boeing Co. | Long | Debt | US | $17K | – | 0.13 |
| Boost Newco Borrower LLC | Long | Debt | US | $20K | – | 0.15 |
| Boston Scientific Corp. | Long | Equity-common | US | $115K | 2K | 0.85 |
| BP PLC | Long | Equity-common | GB | $73K | 2K | 0.53 |
| Bristol-Myers Squibb Co. | Long | Debt | US | $20K | – | 0.15 |
| British Airways 2020-1 Class A Pass Through Trust (British Air 20-1 A Ptt) | Long | Debt | US | $5K | – | 0.03 |
| Buckeye Partners LP | Long | Debt | US | $30K | – | 0.22 |
| Buckeye Partners LP | Long | Loan | US | $21K | – | 0.15 |
| Caesars Entertainment, Inc. (Caesars Entertain Inc) | Long | Debt | US | $14K | – | 0.11 |
| Campbell Soup Co. | Long | Equity-common | US | $96K | 2K | 0.71 |
| Cardinal Health, Inc. (Cardinal Health Inc) | Long | Debt | US | $22K | – | 0.16 |
| Carnival Corp. | Long | Equity-common | PA | $85K | 5K | 0.63 |
| Caterpillar, Inc. (Caterpillar Inc) | Long | Equity-common | US | $176K | 509 | 1.30 |
| CCO Holdings LLC / CCO Holdings Capital Corp. (Cco Hldgs Llc/cap Corp) | Long | Debt | US | $18K | – | 0.13 |
| Charles Schwab Corp. | Long | Debt | US | $28K | – | 0.21 |
| Charles Schwab Corp. | Long | Debt | US | $21K | – | 0.15 |
| Chart Industries, Inc. (Chart Industries Inc) | Long | Debt | US | $12K | – | 0.09 |
| ConocoPhillips | Long | Equity-common | US | $184K | 2K | 1.35 |
| CoStar Group, Inc. (Costar Group Inc) | Long | Debt | US | $13K | – | 0.10 |
| Costco Wholesale Corp. | Long | Equity-common | US | $180K | 219 | 1.32 |
| Coterra Energy, Inc. (Coterra Energy Inc) | Long | Debt | US | $22K | – | 0.16 |
| Deere & Co. | Long | Equity-common | US | $99K | 265 | 0.72 |
| Discover Financial Services (Discover Financial Svs) | Long | Debt | US | $46K | – | 0.34 |
| Enbridge, Inc. (Enbridge Inc) | Long | Equity-common | CA | $148K | 4K | 1.09 |
| Energy Transfer LP | Long | Debt | US | $21K | – | 0.16 |
| Energy Transfer LP | Long | Debt | US | $2K | – | 0.01 |
| Energy Transfer LP | Long | Debt | US | $2K | – | 0.01 |
| Equity LifeStyle Properties, Inc. (Equity Lifestyle Properties Inc) | Long | Equity-common | US | $104K | 2K | 0.77 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $69K | – | 0.51 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $59K | – | 0.43 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $44K | – | 0.32 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $35K | – | 0.26 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $31K | – | 0.23 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $27K | – | 0.20 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $27K | – | 0.20 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $26K | – | 0.19 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $25K | – | 0.18 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $23K | – | 0.17 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $22K | – | 0.16 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $19K | – | 0.14 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $19K | – | 0.14 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $17K | – | 0.12 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $10K | – | 0.07 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $7K | – | 0.05 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $3K | – | 0.02 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $127K | – | 0.93 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $92K | – | 0.67 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $30K | – | 0.22 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $26K | – | 0.19 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $19K | – | 0.14 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $18K | – | 0.14 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $15K | – | 0.11 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $15K | – | 0.11 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $14K | – | 0.11 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $14K | – | 0.10 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $14K | – | 0.10 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $13K | – | 0.09 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $12K | – | 0.09 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $12K | – | 0.09 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $11K | – | 0.08 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $8K | – | 0.06 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $7K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $7K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $6K | – | 0.05 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $6K | – | 0.04 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $5K | – | 0.04 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $4K | – | 0.03 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $3K | – | 0.02 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $2K | – | 0.01 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $304.15 | – | 0.00 |
| Farm Credit Bank of Texas (Farm Credit Bk Of Texas) | Long | Debt | US | $12K | – | 0.09 |
| FedEx Corp. 2020-1 Class AA Pass Through Trust (Fedex 2020-1 Class Aa) | Long | Debt | US | $9K | – | 0.07 |
| Flex Intermediate Holdco LLC | Long | Debt | US | $26K | – | 0.19 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $44K | – | 0.32 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $23K | – | 0.17 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $69K | – | 0.51 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $25K | – | 0.19 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $24K | – | 0.18 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $24K | – | 0.18 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $23K | – | 0.17 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $22K | – | 0.16 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $21K | – | 0.16 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $16K | – | 0.12 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $15K | – | 0.11 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $13K | – | 0.10 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $13K | – | 0.09 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $10K | – | 0.08 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $9K | – | 0.06 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $9K | – | 0.06 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $9K | – | 0.06 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $7K | – | 0.05 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $6K | – | 0.05 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $6K | – | 0.04 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $5K | – | 0.04 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $2K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $752.82 | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $336.24 | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $28.91 | – | 0.00 |
| Freeport-McMoRan, Inc. (Freeport-mcmoran Inc) | Long | Equity-common | US | $66K | 1K | 0.49 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $37K | – | 0.27 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $95K | – | 0.70 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $55K | – | 0.41 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $32K | – | 0.23 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $24K | – | 0.18 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $20K | – | 0.15 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $20K | – | 0.15 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $19K | – | 0.14 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $18K | – | 0.13 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $11K | – | 0.08 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $11K | – | 0.08 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $11K | – | 0.08 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $10K | – | 0.08 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $8K | – | 0.06 |
| Goldman Sachs Bank USA | Long | Debt | US | $10K | – | 0.07 |
| Goldman Sachs Group, Inc. (Goldman Sachs Group Inc/the) | Long | Equity-common | US | $120K | 235 | 0.88 |
| Goldman Sachs Group, Inc. (Goldman Sachs Group Inc) | Long | Debt | US | $10K | – | 0.08 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $43K | – | 0.32 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $43K | – | 0.32 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $13K | – | 0.10 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $13K | – | 0.09 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $8K | – | 0.06 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $7K | – | 0.05 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $7K | – | 0.05 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $6K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $6K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $6K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $5K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $5K | – | 0.04 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $2K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $2K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $2K | – | 0.02 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $2K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $2K | – | 0.01 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $871.77 | – | 0.01 |
| HCA Healthcare, Inc. (Hca Healthcare Inc) | Long | Equity-common | US | $185K | 510 | 1.36 |
| HCA, Inc. (Hca Inc) | Long | Debt | US | $30K | – | 0.22 |
| HF Sinclair Corp. | Long | Debt | US | $40K | – | 0.30 |
| HF Sinclair Corp. | Long | Debt | US | $8K | – | 0.06 |
| Huntington Bancshares, Inc., Series J | Long | Equity-preferred | US | $26K | 1K | 0.19 |
| Intel Corp. | Long | Equity-common | US | $79K | 3K | 0.58 |
| Intercontinental Exchange, Inc. (Intercontinental Exchange Inc) | Long | Equity-common | US | $165K | 1K | 1.21 |
| International Business Machines Corp. | Long | Equity-common | US | $110K | 570 | 0.81 |
| Intesa Sanpaolo SpA | Long | Debt | IT | $16K | – | 0.12 |
| IQVIA Holdings, Inc. (Iqvia Holdings Inc) | Long | Equity-common | US | $111K | 450 | 0.81 |
| ITOCHU Corp. | Long | Equity-common | JP | $73K | 715 | 0.54 |
| J M Smucker Co. (Jm Smucker Co) | Long | Debt | US | $15K | – | 0.11 |
| Jacobs Engineering Group, Inc. | Long | Debt | US | $13K | – | 0.10 |
| JBS USA Holding Lux Sarl/ JBS USA Food Co./ JBS Lux Co Sarl (Jbs Usa Hold/food/lux Co) | Long | Debt | LU | $11K | – | 0.08 |
| JBS USA Holding Lux Sarl/ JBS USA Food Co./ JBS Lux Co Sarl (Jbs Usa Hold/food/lux Co) | Long | Debt | LU | $10K | – | 0.07 |
| JDE Peet's NV | Long | Debt | NL | $16K | – | 0.12 |
| JPMorgan Chase & Co. | Long | Equity-common | US | $310K | 1K | 2.28 |
| JPMorgan Chase & Co. | Long | Debt | US | $17K | – | 0.13 |
| JPMorgan Chase & Co. | Long | Debt | US | $12K | – | 0.09 |
| L3Harris Technologies, Inc. (L3harris Tech Inc) | Long | Debt | US | $16K | – | 0.12 |
| Leidos, Inc. (Leidos Inc) | Long | Debt | US | $22K | – | 0.16 |
| Linde PLC | Long | Equity-common | IE | $120K | 265 | 0.88 |
| Lockheed Martin Corp. | Long | Equity-common | US | $159K | 293 | 1.17 |
| Lowe's Cos., Inc. (Lowe's Cos Inc) | Long | Equity-common | US | $125K | 511 | 0.92 |
| Lululemon Athletica, Inc. (Lululemon Athletica Inc) | Long | Equity-common | US | $27K | 105 | 0.20 |
| Marriott International, Inc. (Marriott International Inc/md) | Long | Equity-common | US | $95K | 419 | 0.70 |
| Mastercard, Inc. (Mastercard Inc) | Long | Equity-common | US | $167K | 361 | 1.23 |
| McDonald's Corp. | Long | Equity-common | US | $113K | 427 | 0.83 |
| Meta Platforms, Inc. (Meta Platforms Inc) | Long | Equity-common | US | $184K | 387 | 1.35 |
| Microsoft Corp. | Long | Equity-common | US | $387K | 924 | 2.84 |
| Morgan Stanley | Long | Debt | US | $29K | – | 0.21 |
| Morgan Stanley Institutional Liquidity Funds - Government Portfolio (Msilf Government Portfolio) | Long | Short-term investment vehicle | US | $40K | 40K | 0.30 |
| Motorola Solutions, Inc. (Motorola Solutions Inc) | Long | Equity-common | US | $116K | 290 | 0.85 |
| National Rural Utilities Cooperative Finance Corp. (National Rural Util Coop) | Long | Debt | US | $16K | – | 0.12 |
| National Rural Utilities Cooperative Finance Corp. (National Rural Util Coop) | Long | Debt | US | $9K | – | 0.07 |
| Nexstar Media, Inc. (Nexstar Media Inc) | Long | Debt | US | $23K | – | 0.17 |
| NIKE, Inc. (Nike Inc) | Long | Equity-common | US | $91K | 1K | 0.67 |
| Norsk Hydro ASA | Long | Equity-common | NO | $40K | 7K | 0.29 |
| NVIDIA Corp. | Long | Equity-common | US | $433K | 4K | 3.18 |
| O'Reilly Automotive, Inc. (O'reilly Automotive Inc) | Long | Equity-common | US | $96K | 85 | 0.70 |
| Occidental Petroleum Corp. | Long | Debt | US | $31K | – | 0.23 |
| Occidental Petroleum Corp. | Long | Debt | US | $22K | – | 0.16 |
| Old Dominion Freight Line, Inc. (Old Dominion Freight Line Inc) | Long | Equity-common | US | $144K | 683 | 1.06 |
| Pfizer Investment Enterprises Pte, Ltd. | Long | Debt | SG | $10K | – | 0.07 |
| Pilgrim's Pride Corp. | Long | Debt | US | $17K | – | 0.13 |
| PPL Corp. | Long | Equity-common | US | $149K | 5K | 1.10 |
| Prologis, Inc. (Prologis Inc) | Long | Equity-common | US | $81K | 640 | 0.59 |
| Prudential Financial, Inc. (Prudential Financial Inc) | Long | Debt | US | $14K | – | 0.10 |
| Quanta Services, Inc. (Quanta Services Inc) | Long | Debt | US | $19K | – | 0.14 |
| Royal Caribbean Cruises, Ltd. | Long | Debt | LR | $10K | – | 0.08 |
| Royalty Pharma PLC | Long | Debt | GB | $17K | – | 0.12 |
| RTX Corp. | Long | Debt | US | $31K | – | 0.23 |
| Salesforce, Inc. (Salesforce Inc) | Long | Equity-common | US | $79K | 305 | 0.58 |
| Schneider Electric SE | Long | Equity-common | FR | $134K | 3K | 0.98 |
| Sempra | Long | Debt | US | $8K | – | 0.06 |
| Sirius XM Radio, Inc. (Sirius Xm Radio Inc) | Long | Debt | US | $12K | – | 0.09 |
| Six Flags Entertainment Corp. / Six Flags Theme Parks, Inc. (Six Flags Enter / Theme) | Long | Debt | US | $11K | – | 0.08 |
| Solventum Corp. | Long | Debt | US | $21K | – | 0.16 |
| State Street Institutional Treasury Plus Money Market Fund - Premier Class | Long | Short-term investment vehicle | US | $112K | 112K | 0.83 |
| Synchrony Financial | Long | Equity-preferred | US | $5K | 178 | 0.03 |
| Synopsys, Inc. (Synopsys Inc) | Long | Equity-common | US | $166K | 298 | 1.22 |
| Taiwan Semiconductor Manufacturing Co., Ltd. (Taiwan Semiconductor Manufacturing Co Ltd) | Long | Equity-common | TW | $216K | 1K | 1.59 |
| Targa Resources Partners LP / Targa Resources Partners Finance Corp. | Long | Debt | US | $34K | – | 0.25 |
| Target Corp. | Long | Equity-common | US | $60K | 401 | 0.44 |
| TE Connectivity, Ltd. (Te Connectivity Ltd) | Long | Equity-common | CH | $96K | 625 | 0.71 |
| Texas Instruments, Inc. (Texas Instruments Inc) | Long | Equity-common | US | $107K | 523 | 0.78 |
| Thermo Fisher Scientific, Inc. (Thermo Fisher Scientific Inc) | Long | Equity-common | US | $174K | 284 | 1.28 |
| TotalEnergies Capital SA | Long | Debt | FR | $9K | – | 0.07 |
| Trane Technologies PLC | Long | Equity-common | IE | $122K | 365 | 0.90 |
| Truist Financial Corp. | Long | Debt | US | $21K | – | 0.15 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $235K | – | 1.73 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $178K | – | 1.31 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $178K | – | 1.31 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $162K | – | 1.19 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $135K | – | 0.99 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $63K | – | 0.46 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $29K | – | 0.21 |
| U.S. Treasury Bond (Us Treasury N/b) | Long | Debt | US | $13K | – | 0.10 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $88K | – | 0.65 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $87K | – | 0.64 |
| UBS Group AG | Long | Debt | CH | $56K | – | 0.41 |
| UBS Group AG | Long | Debt | CH | $7K | – | 0.05 |
| UBS Group AG | Long | Debt | CH | $5K | – | 0.04 |
| United Airlines 2020-1 Class A Pass Through Trust (United Air 2020-1 A Ptt) | Long | Debt | US | $9K | – | 0.07 |
| UnitedHealth Group, Inc. (Unitedhealth Group Inc) | Long | Equity-common | US | $230K | 399 | 1.69 |
| Vertex Pharmaceuticals, Inc. (Vertex Pharmaceuticals Inc) | Long | Equity-common | US | $150K | 302 | 1.10 |
| VICI Properties LP / VICI Note Co., Inc. (Vici Properties / Note) | Long | Debt | US | $22K | – | 0.16 |
| Vistra Operations Co. LLC (Vistra Corp) | Long | Debt | US | $33K | – | 0.24 |
| Vistra Operations Co. LLC (Vistra Operations Co Llc) | Long | Debt | US | $21K | – | 0.15 |
| VMware LLC | Long | Debt | US | $18K | – | 0.13 |
| Walmart, Inc. (Walmart Inc) | Long | Equity-common | US | $188K | 3K | 1.39 |
| Walt Disney Co. | Long | Equity-common | US | $106K | 1K | 0.78 |
| Waste Management, Inc. (Waste Management Inc) | Long | Equity-common | US | $134K | 660 | 0.98 |
| Wells Fargo & Co. | Long | Equity-common | US | $101K | 2K | 0.74 |
| Wells Fargo & Co. (Wells Fargo & Company) | Long | Debt | US | $17K | – | 0.13 |
Address
Financial Investors Trust
1290 Broadway
Suite 1000
Denver
Colorado
80203
United States of America
Websites
Directors
Edmund J. Burke
Jerry Rutledge
Mary K. Anstine
Jeremy Deems
Michael "Ross" Shell
Transfer Agents
ALPS Fund Services, Inc
Pricing Services
ICE Data Pricing & Reference Data, LLC
REFINITIV US LLC
Bloomberg Global Markets Services LLC
Custodians
CLEARSTREAM BANKING AG
SKANDINAVISKA ENSKILDA BANKEN
BNP PARIBAS SECURITIES SERVICES, FR
BNP PARIBAS SECURITIES SERVICES, FR
STATE STREET BK LONDON - CREST
CANADA SELF CUSTODY - CDSX
SKANDINAVISKA ENSKILDA BANKEN AB
STATE STREET BANK AND TRUST COMPANY
ROYAL BANK OF CANADA
HSBC BANK AUSTRALIA LIMITED
HONGKONG AND SHANGHAI BANKING CORPO
State Street Bank and Trust
BNP PARIBAS SECURITIES SERVICES, FR
CITIBANK N.A.
UBS SWITZERLAND AG
BNP PARIBAS SECURITIES SERVICES, GR
STANDARD CHARTERED BANK GHANA PLC
HONGKONG AND SHANGHAI BANKING CORPO
CITIBANK N.A.
SKANDINAVISKA ENSKILDA BANKEN
Firstrand Bank Ltd
SKANDINAVISKA ENSKILDA BANKEN AB
CITIBANK EUROPE PLC
INTESA SANPAOLO SPA
THE HONGKONG AND SHANGHAI BANKING C
Shareholder Servicing Agents
ALPS Fund Services, Inc
Admins
ALPS Fund Services, Inc.
Brokers
UBS SECURITIES LLC
NUMIS SECURITIES INC.
JONESTRADING
CREDIT SUISSE SECURITIES (USA) LLC
JEFFERIES LLC