Northern Lights Fund Trust III
Swan Defined Risk Growth Fund
$43.11M
Avg Monthly Net Assets
$36.26M
Total Assets
$1.99M
Total Liabilities
$34.27M
Net Assets
Swan Defined Risk Growth Fund is a Fund of Funds in Northern Lights Fund Trust III
,
based in Ohio,
United States of America.
The fund has three share classes
and monthly net assets of $43.11M.
On August 28th, 2024 it reported 46 holdings, the largest
being iShare Trust (94.2%), (6.2%) and (2.2%).
Data provided by Fincoded.
Share Classes
Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
---|---|---|---|
Swan Defined Risk Growth Fund Class A | C000205842 | SDAAX | |
Swan Defined Risk Growth Fund Class C | C000205843 | SDACX | |
Swan Defined Risk Growth Fund Class I | C000205844 | SDAIX |
Holdings
From latest NPORT-P, filed August 28th, 2024 for period ending June 30th, 2024.
Historic holdings data available from Fincoded.
Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
---|---|---|---|---|---|---|
FRST AM-GV OB-X (First American Funds Inc.) | Long | Short-term investment vehicle | US | $390K | – | 1.14 |
ISHARES-C S&P500 (iShare Trust) | Long | Equity-common | US | $32M | 59K | 94.21 |
SPX US 08/16/24 P4200 | Long | Derivative-equity | $11K | – | 0.03 | |
SPX US 08/16/24 P4500 | Short | Derivative-equity | $-37K | – | -0.11 | |
SPX US 08/16/24 P4800 | Long | Derivative-equity | $35K | – | 0.10 | |
SPX US 09/20/24 P1400 | Long | Derivative-equity | $0.76 | – | 0.00 | |
SPX US 09/20/24 P2400 | Short | Derivative-equity | $-1K | – | -0.00 | |
SPX US 09/20/24 P3400 | Long | Derivative-equity | $4K | – | 0.01 | |
SPX US 09/20/24 P4000 | Long | Derivative-equity | $23K | – | 0.07 | |
SPX US 09/20/24 P4250 | Short | Derivative-equity | $-67K | – | -0.19 | |
SPX US 09/20/24 P4500 | Long | Derivative-equity | $49K | – | 0.14 | |
SPX US 10/18/24 P4000 | Long | Derivative-equity | $38K | – | 0.11 | |
SPX US 10/18/24 P4200 | Short | Derivative-equity | $-50K | – | -0.15 | |
SPX US 10/18/24 P4500 | Short | Derivative-equity | $-78K | – | -0.23 | |
SPX US 10/18/24 P4700 | Long | Derivative-equity | $111K | – | 0.32 | |
SPX US 12/19/25 C5400 | Long | Derivative-equity | $2M | – | 6.16 | |
SPX US 12/19/25 C5900 | Short | Derivative-equity | $-1M | – | -3.27 | |
SPX US 12/19/25 P4700 | Long | Derivative-equity | $744K | – | 2.17 | |
SPX US 12/20/24 P2400 | Long | Derivative-equity | $4K | – | 0.01 | |
SPX US 12/20/24 P3000 | Short | Derivative-equity | $-20K | – | -0.06 | |
SPX US 12/20/24 P3600 | Long | Derivative-equity | $20K | – | 0.06 | |
SPX US 12/20/24 P3750 | Long | Derivative-equity | $62K | – | 0.18 | |
SPX US 12/20/24 P4000 | Short | Derivative-equity | $-83K | – | -0.24 | |
SPX US 12/20/24 P4250 | Short | Derivative-equity | $-113K | – | -0.33 | |
SPX US 12/20/24 P4500 | Long | Derivative-equity | $160K | – | 0.47 | |
SPXW US 06/28/24 C5480 | Short | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 C5510 | Short | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 C5750 | Long | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 C5780 | Long | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 P4950 | Short | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 P5150 | Long | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 P5210 | Long | Derivative-equity | $0 | – | – | |
SPXW US 06/28/24 P5235 | Long | Derivative-equity | $0 | – | – | |
SPXW US 07/05/24 C5495 | Short | Derivative-equity | $-4K | – | -0.01 | |
SPXW US 07/05/24 C5520 | Short | Derivative-equity | $-9K | – | -0.03 | |
SPXW US 07/05/24 C5770 | Long | Derivative-equity | $3.87 | – | 0.00 | |
SPXW US 07/05/24 C5790 | Long | Derivative-equity | $14.23 | – | 0.00 | |
SPXW US 07/05/24 P5220 | Long | Derivative-equity | $146.68 | – | 0.00 | |
SPXW US 07/05/24 P5245 | Long | Derivative-equity | $685.81 | – | 0.00 | |
SPXW US 07/05/24 P5495 | Short | Derivative-equity | $-12K | – | -0.04 | |
SPXW US 07/05/24 P5520 | Short | Derivative-equity | $-71K | – | -0.21 | |
SPXW US 07/12/24 C5525 | Short | Derivative-equity | $-29K | – | -0.08 | |
SPXW US 07/12/24 C5800 | Long | Derivative-equity | $276 | – | 0.00 | |
SPXW US 07/12/24 P5250 | Long | Derivative-equity | $5K | – | 0.01 | |
SPXW US 07/12/24 P5525 | Short | Derivative-equity | $-83K | – | -0.24 | |
SPXW US 07/31/24 C5525 | Short | Derivative-equity | $-73K | – | -0.21 |
Address
Northern Lights Fund Trust III
225 Pictoria Drive, Suite 450
Cincinnati
Ohio
45246
United States of America
Websites
Directors
Mark H. Taylor
Jeffrey D. Young
Patricia Luscombe
John V. Palancia
Transfer Agents
Ultimus Fund Solutions, LLC
Pricing Services
ICE Data Services
Custodians
U.S. Bank N.A.
Shareholder Servicing Agents
Ultimus Fund Solutions, LLC
Admins
Ultimus Fund Solutions, LLC
Brokers
UBS
BANK OF AMERICA MERRILL LYNCH
WOLVERINE EXECUTION SERVICES
JANE STREET
DASH FINANCIAL
GOLDMAN SACHS