ALPS Advised Funds > Financial Investors Trust
ALPS/Smith Short Duration Bond Fund
$726.13M
Avg Monthly Net Assets
$593.74M
Total Assets
$7.78M
Total Liabilities
$585.96M
Net Assets
ALPS/Smith Short Duration Bond Fund is a Mutual Fund in Financial Investors Trust
from ALPS Advised Funds,
based in Colorado,
United States of America.
The fund has four share classes
and monthly net assets of $726.13M.
On September 27th, 2024 it reported 179 holdings, the largest
being Us Treasury N/b (4.9%), Us Treasury N/b (3.9%) and Us Treasury N/b (2.9%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Class A | C000201375 | SMASX | |
| Class C | C000201376 | SMCMX | |
| Class I | C000201377 | SMDSX | |
| Investor Shares | C000201378 | SMRSX |
Holdings
From latest NPORT-P, filed September 27th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| AbbVie, Inc. (Abbvie Inc) | Long | Debt | US | $5M | – | 0.86 |
| AerCap Ireland Capital DAC / AerCap Global Aviation Trust (Aercap Ireland Cap/globa) | Long | Debt | IE | $3M | – | 0.59 |
| Albertsons Cos. Inc / Safeway, Inc. / New Albertsons LP / Albertsons LLC (Albertsons Cos/safeway) | Long | Debt | US | $5M | – | 0.92 |
| Alcon Finance Corp. | Long | Debt | US | $6M | – | 1.00 |
| American Electric Power Co., Inc. | Long | Debt | US | $3M | – | 0.51 |
| American Express Co. | Long | Debt | US | $5M | – | 0.86 |
| American Express Co. | Long | Debt | US | $3M | – | 0.52 |
| American Express Co. | Long | Debt | US | $3M | – | 0.52 |
| American Express Co. | Long | Debt | US | $3M | – | 0.50 |
| Amgen, Inc. (Amgen Inc) | Long | Debt | US | $3M | – | 0.57 |
| Amgen, Inc. (Amgen Inc) | Long | Debt | US | $3M | – | 0.51 |
| Aptiv PLC / Aptiv Corp. | Long | Debt | JE | $982K | – | 0.17 |
| AutoZone, Inc. (Autozone Inc) | Long | Debt | US | $3M | – | 0.52 |
| Avient Corp. | Long | Debt | US | $5M | – | 0.80 |
| BAE Systems PLC | Long | Debt | GB | $5M | – | 0.77 |
| Bank of America Corp. | Long | Debt | US | $4M | – | 0.68 |
| Bank of Ireland Group PLC | Long | Debt | IE | $4M | – | 0.69 |
| Bank of New York Mellon | Long | Debt | US | $5M | – | 0.85 |
| Black Hills Corp. | Long | Debt | US | $3M | – | 0.51 |
| Boeing Co. (Boeing Co/the) | Long | Debt | US | $6M | – | 1.00 |
| Boeing Co. | Long | Debt | US | $5M | – | 0.81 |
| Bristol-Myers Squibb Co. | Long | Debt | US | $3M | – | 0.51 |
| Broadcom, Inc. (Broadcom Inc) | Long | Debt | US | $4M | – | 0.69 |
| Brunswick Corp. | Long | Debt | US | $2M | – | 0.34 |
| Buckeye Partners LP | Long | Loan | US | $2M | – | 0.26 |
| Buckeye Partners LP | Long | Debt | US | $916K | – | 0.16 |
| Campbell Soup Co. | Long | Debt | US | $3M | – | 0.52 |
| Campbell Soup Co. | Long | Debt | US | $1M | – | 0.17 |
| Capital One Financial Corp. | Long | Debt | US | $4M | – | 0.69 |
| Cardinal Health, Inc. (Cardinal Health Inc) | Long | Debt | US | $3M | – | 0.52 |
| Charles Schwab Corp. | Long | Debt | US | $5M | – | 0.87 |
| Charles Schwab Corp. | Long | Debt | US | $2M | – | 0.42 |
| Chubb INA Holdings LLC | Long | Debt | US | $5M | – | 0.86 |
| Citibank NA | Long | Debt | US | $3M | – | 0.52 |
| Citizens Bank NA (Citizens Bank Na/ri) | Long | Debt | US | $5M | – | 0.82 |
| Columbia Pipelines Holding Co. LLC (Columbia Pipeline Holdco) | Long | Debt | US | $2M | – | 0.26 |
| Columbia Pipelines Holding Co. LLC (Columbia Pipeline Holdco) | Long | Debt | US | $1M | – | 0.18 |
| Cox Communications, Inc. (Cox Communications Inc) | Long | Debt | US | $1M | – | 0.17 |
| Daimler Truck Finance North America LLC (Daimler Truck Finan Na) | Long | Debt | US | $2M | – | 0.34 |
| Daimler Truck Finance North America LLC (Daimler Truck Finan Na) | Long | Debt | US | $1M | – | 0.17 |
| Danske Bank A/S | Long | Debt | DK | $9M | – | 1.46 |
| Diamondback Energy, Inc. (Diamondback Energy Inc) | Long | Debt | US | $1M | – | 0.17 |
| Discover Bank | Long | Debt | US | $3M | – | 0.51 |
| DTE Energy Co. | Long | Debt | US | $2M | – | 0.34 |
| Duke Energy Corp. | Long | Debt | US | $6M | – | 1.03 |
| Eastman Chemical Co. | Long | Debt | US | $4M | – | 0.69 |
| EIDP, Inc. (Eidp Inc) | Long | Debt | US | $5M | – | 0.85 |
| Element Fleet Management Corp. | Long | Debt | CA | $6M | – | 1.01 |
| EnLink Midstream LLC | Long | Debt | US | $663K | – | 0.11 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $4M | – | 0.61 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $214K | – | 0.04 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $173K | – | 0.03 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $173K | – | 0.03 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $157K | – | 0.03 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $98K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $92K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $87K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $33K | – | 0.01 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $103K | – | 0.02 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $39K | – | 0.01 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $22K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $14K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $11K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $9K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $8K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $7K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $5K | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $886.06 | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $359.68 | – | 0.00 |
| Fifth Third Bank NA | Long | Debt | US | $2M | – | 0.34 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $6M | – | 1.08 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $4M | – | 0.65 |
| Ford Motor Credit Co. LLC (Ford Motor Credit Co Llc) | Long | Debt | US | $3M | – | 0.52 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $105K | – | 0.02 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $35K | – | 0.01 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $77K | – | 0.01 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $53K | – | 0.01 |
| Freddie Mac Multifamily Structured Pass Through Certificates (Fhlmc Multifamily Structured Pass Through Certs.) | Long | ABS-mortgage backed security | US | $9K | – | 0.00 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $84K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $36K | – | 0.01 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $9K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $7K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $6K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $5K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $5K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $4K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $2K | – | 0.00 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $1K | – | 0.00 |
| GE HealthCare Technologies, Inc. (Ge Healthcare Tech Inc) | Long | Debt | US | $3M | – | 0.52 |
| GE HealthCare Technologies, Inc. (Ge Healthcare Tech Inc) | Long | Debt | US | $2M | – | 0.34 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $7M | – | 1.21 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $5M | – | 0.86 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $2M | – | 0.34 |
| General Motors Financial Co., Inc. (General Motors Finl Co) | Long | Debt | US | $2M | – | 0.26 |
| GFL Environmental, Inc. (Gfl Environmental Inc) | Long | Debt | CA | $2M | – | 0.40 |
| Ginnie Mae I Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $48K | – | 0.01 |
| Ginnie Mae I Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $20K | – | 0.00 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $16K | – | 0.00 |
| Ginnie Mae II Pool (Government National Mortgage Association) | Long | ABS-mortgage backed security | US | $12K | – | 0.00 |
| Goldman Sachs Bank USA | Long | Debt | US | $6M | – | 1.03 |
| Goldman Sachs Group, Inc. (Goldman Sachs Group Inc) | Long | Debt | US | $7M | – | 1.20 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $3K | – | 0.00 |
| Government National Mortgage Association | Long | ABS-mortgage backed security | US | $2K | – | 0.00 |
| Gray Oak Pipeline LLC | Long | Debt | US | $6M | – | 1.05 |
| Haleon UK Capital PLC | Long | Debt | GB | $4M | – | 0.67 |
| HCA, Inc. (Hca Inc) | Long | Debt | US | $6M | – | 0.97 |
| HCA, Inc. (Hca Inc) | Long | Debt | US | $2M | – | 0.34 |
| HF Sinclair Corp. | Long | Debt | US | $1M | – | 0.17 |
| Home Depot, Inc. (Home Depot Inc) | Long | Debt | US | $3M | – | 0.52 |
| Home Depot, Inc. (Home Depot Inc) | Long | Debt | US | $2M | – | 0.34 |
| Hyundai Capital America | Long | Debt | US | $3M | – | 0.52 |
| JDE Peet's NV | Long | Debt | NL | $991K | – | 0.17 |
| JPMorgan Chase & Co. | Long | Debt | US | $4M | – | 0.66 |
| JPMorgan Chase & Co. | Long | Debt | US | $3M | – | 0.51 |
| KeyCorp | Long | Debt | US | $1M | – | 0.17 |
| L3Harris Technologies, Inc. (L3harris Tech Inc) | Long | Debt | US | $7M | – | 1.13 |
| Las Vegas Sands Corp. | Long | Debt | US | $3M | – | 0.52 |
| Las Vegas Sands Corp. | Long | Debt | US | $1M | – | 0.17 |
| LG Chem, Ltd. (Lg Chem Ltd) | Long | Debt | KR | $1M | – | 0.25 |
| LPL Holdings, Inc. (Lpl Holdings Inc) | Long | Debt | US | $3M | – | 0.50 |
| Lseg US Fin Corp. | Long | Debt | US | $3M | – | 0.43 |
| MGM Resorts International (Mgm Resorts Intl) | Long | Debt | US | $3M | – | 0.49 |
| Mondelez International Holdings Netherlands BV (Mondelez Intl Hldings Ne) | Long | Debt | NL | $3M | – | 0.51 |
| Morgan Stanley | Long | Debt | US | $3M | – | 0.52 |
| Morgan Stanley | Long | Debt | US | $2M | – | 0.34 |
| Morgan Stanley Bank NA | Long | Debt | US | $4M | – | 0.60 |
| Morgan Stanley Institutional Liquidity Funds - Government Portfolio (Msilf Government Portfolio) | Long | Short-term investment vehicle | US | $16M | 16M | 2.67 |
| Nasdaq, Inc. (Nasdaq Inc) | Long | Debt | US | $502K | – | 0.09 |
| National Securities Clearing Corp. (National Secs Clearing) | Long | Debt | US | $7M | – | 1.19 |
| National Securities Clearing Corp. (National Secs Clearing) | Long | Debt | US | $5M | – | 0.87 |
| National Securities Clearing Corp. (National Secs Clearing) | Long | Debt | US | $5M | – | 0.86 |
| NatWest Markets PLC | Long | Debt | GB | $999K | – | 0.17 |
| NextEra Energy Capital Holdings, Inc. | Long | Debt | US | $3M | – | 0.51 |
| Nissan Motor Acceptance Co. LLC | Long | Debt | US | $3M | – | 0.59 |
| Occidental Petroleum Corp. | Long | Debt | US | $5M | – | 0.91 |
| Occidental Petroleum Corp. | Long | Debt | US | $4M | – | 0.69 |
| Occidental Petroleum Corp. | Long | Debt | US | $2M | – | 0.34 |
| Penske Truck Leasing Co. Lp / PTL Finance Corp. (Penske Truck Leasing/ptl) | Long | Debt | US | $3M | – | 0.52 |
| Penske Truck Leasing Co. Lp / PTL Finance Corp. (Penske Truck Leasing/ptl) | Long | Debt | US | $3M | – | 0.52 |
| Polaris, Inc. (Polaris Inc) | Long | Debt | US | $2M | – | 0.27 |
| Quanta Services, Inc. (Quanta Services Inc) | Long | Debt | US | $2M | – | 0.38 |
| RTX Corp. | Long | Debt | US | $2M | – | 0.35 |
| Sempra | Long | Debt | US | $2M | – | 0.34 |
| Sherwin-Williams Co. | Long | Debt | US | $3M | – | 0.51 |
| Sherwin-Williams Co. | Long | Debt | US | $3M | – | 0.51 |
| Solventum Corp. | Long | Debt | US | $5M | – | 0.86 |
| Solventum Corp. | Long | Debt | US | $2M | – | 0.35 |
| Southern Co. | Long | Debt | US | $3M | – | 0.51 |
| State Street Corp. | Long | Debt | US | $3M | – | 0.56 |
| Steel Dynamics, Inc. (Steel Dynamics Inc) | Long | Debt | US | $7M | – | 1.12 |
| Synovus Financial Corp. | Long | Debt | US | $3M | – | 0.59 |
| T-Mobile USA, Inc. (T-mobile Usa Inc) | Long | Debt | US | $5M | – | 0.86 |
| Targa Resources Partners LP / Targa Resources Partners Finance Corp. | Long | Debt | US | $6M | – | 1.00 |
| TD SYNNEX Corp. | Long | Debt | US | $3M | – | 0.51 |
| Toronto-Dominion Bank | Long | Debt | CA | $3M | – | 0.52 |
| Truist Bank | Long | Debt | US | $3M | – | 0.58 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $29M | – | 4.88 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $23M | – | 3.86 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $17M | – | 2.87 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $14M | – | 2.38 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $12M | – | 2.04 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $12M | – | 1.97 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $8M | – | 1.45 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $6M | – | 0.98 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $6M | – | 0.98 |
| U.S. Treasury Note (Us Treasury N/b) | Long | Debt | US | $862K | – | 0.15 |
| UBS Group AG | Long | Debt | CH | $7M | – | 1.23 |
| UBS Group AG | Long | Debt | CH | $5M | – | 0.85 |
| UnitedHealth Group, Inc. (Unitedhealth Group Inc) | Long | Debt | US | $2M | – | 0.34 |
| USAA Capital Corp. | Long | Debt | US | $3M | – | 0.51 |
| VICI Properties LP | Long | Debt | US | $6M | – | 1.01 |
| VMware LLC | Long | Debt | US | $1M | – | 0.25 |
| Volkswagen Group of America Finance LLC (Volkswagen Group America) | Long | Debt | US | $4M | – | 0.76 |
| Vontier Corp. | Long | Debt | US | $3M | – | 0.54 |
| Warnermedia Holdings, Inc. (Warnermedia Holdings Inc) | Long | Debt | US | $6M | – | 1.11 |
| Wells Fargo & Co. (Wells Fargo & Company) | Long | Debt | US | $5M | – | 0.87 |
| Wells Fargo Bank NA | Long | Debt | US | $5M | – | 0.85 |
| Westlake Corp. | Long | Debt | US | $499K | – | 0.09 |
| Zimmer Biomet Holdings, Inc. | Long | Debt | US | $2M | – | 0.34 |
Address
Financial Investors Trust
1290 Broadway
Suite 1000
Denver
Colorado
80203
United States of America
Websites
Directors
Edmund J. Burke
Jerry Rutledge
Mary K. Anstine
Jeremy Deems
Michael "Ross" Shell
Transfer Agents
ALPS Fund Services, Inc
Pricing Services
ICE Data Pricing & Reference Data, LLC
REFINITIV US LLC
Bloomberg Global Markets Services LLC
Custodians
CLEARSTREAM BANKING AG
SKANDINAVISKA ENSKILDA BANKEN
BNP PARIBAS SECURITIES SERVICES, FR
BNP PARIBAS SECURITIES SERVICES, FR
STATE STREET BK LONDON - CREST
CANADA SELF CUSTODY - CDSX
SKANDINAVISKA ENSKILDA BANKEN AB
STATE STREET BANK AND TRUST COMPANY
ROYAL BANK OF CANADA
HSBC BANK AUSTRALIA LIMITED
HONGKONG AND SHANGHAI BANKING CORPO
State Street Bank and Trust
BNP PARIBAS SECURITIES SERVICES, FR
CITIBANK N.A.
UBS SWITZERLAND AG
BNP PARIBAS SECURITIES SERVICES, GR
STANDARD CHARTERED BANK GHANA PLC
HONGKONG AND SHANGHAI BANKING CORPO
CITIBANK N.A.
SKANDINAVISKA ENSKILDA BANKEN
Firstrand Bank Ltd
SKANDINAVISKA ENSKILDA BANKEN AB
CITIBANK EUROPE PLC
INTESA SANPAOLO SPA
THE HONGKONG AND SHANGHAI BANKING C
Shareholder Servicing Agents
ALPS Fund Services, Inc
Admins
ALPS Fund Services, Inc.
Brokers
UBS SECURITIES LLC
NUMIS SECURITIES INC.
JONESTRADING
CREDIT SUISSE SECURITIES (USA) LLC
JEFFERIES LLC