First Trust Advisors L.P. > First Trust Exchange-Traded Fund III
First Trust Institutional Preferred Securities and Income ETF
$949.47M
Avg Monthly Net Assets
$1.32B
Total Assets
$4.74M
Total Liabilities
$1.32B
Net Assets
First Trust Institutional Preferred Securities and Income ETF is an Exchange-Traded Fund in First Trust Exchange-Traded Fund III
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $949.47M.
On September 24th, 2024 it reported 167 holdings, the largest
being TORONTO-DOMINION BANK (2.4%), LLOYDS BANKING GROUP PLC (1.9%) and ING GROEP NV (1.9%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust Institutional Preferred Securities and Income ETF | C000190801 | ARCX | FPEI |
Holdings
From latest NPORT-P, filed September 24th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| AES Corp/The | Long | Debt | US | $8M | – | 0.57 |
| Aircastle Ltd | Long | Debt | BM | $28K | – | 0.00 |
| Algonquin Power & Utilities Corp (ALGONQUIN PWR & UTILITY) | Long | Debt | CA | $24M | – | 1.86 |
| American AgCredit Corp (AMER AGCREDIT ACA) | Long | Debt | US | $3M | – | 0.22 |
| American Electric Power Co Inc | Long | Debt | US | $8M | – | 0.64 |
| American Electric Power Co Inc | Long | Debt | US | $7M | – | 0.51 |
| American Electric Power Co Inc | Long | Debt | US | $6M | – | 0.46 |
| Ares Finance Co III LLC | Long | Debt | US | $8M | – | 0.60 |
| Assurant Inc | Long | Debt | US | $4M | – | 0.33 |
| Assured Guaranty Municipal Holdings Inc | Long | Debt | US | $2M | – | 0.16 |
| Assured Guaranty Municipal Holdings Inc | Long | Debt | US | $2M | – | 0.12 |
| AXIS Specialty Finance LLC | Long | Debt | US | $9M | – | 0.67 |
| Banco Bilbao Vizcaya Argentaria SA | Long | Debt | ES | $15M | – | 1.13 |
| Banco Bilbao Vizcaya Argentaria SA | Long | Debt | ES | $10M | – | 0.78 |
| Banco de Credito e Inversiones SA (BANC CREDITO INVERSIONES) | Long | Debt | CL | $3M | – | 0.24 |
| Banco de Credito e Inversiones SA (BANC CREDITO INVERSIONES) | Long | Debt | CL | $885K | – | 0.07 |
| Banco Mercantil del Norte SA/Grand Cayman (BANCO MERCANTIL DE NORTE) | Long | Debt | MX | $10M | – | 0.76 |
| Banco Mercantil del Norte SA/Grand Cayman (BANCO MERCANTIL DE NORTE) | Long | Debt | MX | $4M | – | 0.27 |
| Banco Mercantil del Norte SA/Grand Cayman (BANCO MERCANTIL DE NORTE) | Long | Debt | MX | $3M | – | 0.27 |
| Banco Mercantil del Norte SA/Grand Cayman (BANCO MERCANTIL DE NORTE) | Long | Debt | MX | $2M | – | 0.14 |
| Banco Santander SA | Long | Debt | ES | $17M | – | 1.30 |
| Banco Santander SA | Long | Debt | ES | $8M | – | 0.63 |
| Banco Santander SA | Long | Debt | ES | $8M | – | 0.58 |
| Banco Santander SA | Long | Debt | ES | $4M | – | 0.29 |
| Bank of America Corp | Long | Debt | US | $24M | – | 1.82 |
| Bank of America Corp | Long | Equity-preferred | US | $8M | 7K | 0.62 |
| Bank of America Corp | Long | Debt | US | $3M | – | 0.20 |
| Bank of America Corp | Long | Debt | US | $189K | – | 0.01 |
| Bank of Montreal | Long | Debt | CA | $24M | – | 1.80 |
| Bank of Montreal | Long | Debt | CA | $5M | – | 0.35 |
| Bank of Nova Scotia/The | Long | Debt | CA | $21M | – | 1.57 |
| Bank of Nova Scotia/The | Long | Debt | CA | $13M | – | 1.01 |
| Barclays PLC | Long | Debt | GB | $21M | – | 1.57 |
| Barclays PLC | Long | Debt | GB | $7M | – | 0.55 |
| Barclays PLC | Long | Debt | GB | $5M | – | 0.42 |
| BBVA Bancomer SA/Texas (BBVA BANCOMER SA TEXAS) | Long | Debt | MX | $8M | – | 0.58 |
| BBVA Bancomer SA/Texas (BBVA BANCOMER SA TEXAS) | Long | Debt | MX | $667K | – | 0.05 |
| BNP Paribas SA | Long | Debt | FR | $25M | – | 1.87 |
| BNP Paribas SA | Long | Debt | FR | $15M | – | 1.15 |
| BNP Paribas SA | Long | Debt | FR | $11M | – | 0.85 |
| BNP Paribas SA | Long | Debt | FR | $4M | – | 0.29 |
| BNP Paribas SA | Long | Debt | FR | $1M | – | 0.08 |
| Capital Farm Credit ACA | Long | Debt | US | $4M | – | 0.31 |
| Cemex SAB de CV | Long | Debt | MX | $5M | – | 0.39 |
| Charles Schwab Corp/The | Long | Debt | US | $15M | – | 1.10 |
| Charles Schwab Corp/The | Long | Debt | US | $14M | – | 1.03 |
| Charles Schwab Corp/The | Long | Debt | US | $3M | – | 0.23 |
| Charles Schwab Corp/The | Long | Debt | US | $236K | – | 0.02 |
| Citigroup Inc | Long | Debt | US | $8M | – | 0.59 |
| Citigroup Inc | Long | Debt | US | $6M | – | 0.47 |
| Citigroup Inc | Long | Debt | US | $6M | – | 0.44 |
| Citigroup Inc | Long | Debt | US | $4M | – | 0.31 |
| Citigroup Inc | Long | Debt | US | $4M | – | 0.30 |
| Citigroup Inc | Long | Debt | US | $3M | – | 0.21 |
| Citigroup Inc | Long | Debt | US | $1M | – | 0.10 |
| Citigroup Inc | Long | Debt | US | $100K | – | 0.01 |
| Citizens Financial Group Inc | Long | Debt | US | $12M | – | 0.89 |
| Citizens Financial Group Inc | Long | Debt | US | $11M | – | 0.84 |
| CNP Assurances SACA | Long | Debt | FR | $10M | – | 0.73 |
| CoBank ACB | Long | Debt | US | $3M | – | 0.24 |
| CoBank ACB | Long | Debt | US | $3M | – | 0.23 |
| CoBank ACB | Long | Debt | US | $1M | – | 0.08 |
| Commerzbank AG | Long | Debt | DE | $398K | – | 0.03 |
| Compeer Financial ACA | Long | Debt | US | $634K | – | 0.05 |
| Corebridge Financial Inc | Long | Debt | US | $14M | – | 1.09 |
| Corestates Capital III (CORESTATES CAPTL III) | Long | Debt | US | $978K | – | 0.07 |
| Credit Suisse Group AG | Long | Debt | CH | $2M | – | 0.16 |
| Credit Suisse Group AG | Long | Debt | CH | $932K | – | 0.07 |
| Credit Suisse Group AG | Long | Debt | CH | $749K | – | 0.06 |
| Credit Suisse Group AG | Long | Debt | CH | $498K | – | 0.04 |
| Credit Suisse Group AG | Long | Debt | CH | $247K | – | 0.02 |
| Dairy Farmers of America Inc | Long | Debt | US | $1M | – | 0.09 |
| Danske Bank A/S | Long | Debt | DK | $3M | – | 0.24 |
| Deutsche Bank AG | Long | Debt | DE | $13M | – | 1.02 |
| Dominion Energy Inc | Long | Debt | US | $18M | – | 1.34 |
| Dominion Energy Inc | Long | Debt | US | $7M | – | 0.53 |
| Edison International | Long | Debt | US | $24K | – | 0.00 |
| Emera Inc | Long | Debt | CA | $18M | – | 1.38 |
| Enbridge Inc | Long | Debt | CA | $16M | – | 1.21 |
| Enbridge Inc | Long | Debt | CA | $8M | – | 0.62 |
| Enbridge Inc | Long | Debt | CA | $8M | – | 0.60 |
| Enbridge Inc | Long | Debt | CA | $7M | – | 0.55 |
| Enbridge Inc | Long | Debt | CA | $988K | – | 0.08 |
| Energy Transfer LP | Long | Debt | US | $24M | – | 1.85 |
| Energy Transfer LP | Long | Debt | US | $4M | – | 0.33 |
| Energy Transfer LP | Long | Debt | US | $4M | – | 0.31 |
| Energy Transfer LP | Long | Debt | US | $1M | – | 0.08 |
| Enstar Finance LLC | Long | Debt | US | $9M | – | 0.72 |
| Entergy Corp | Long | Debt | US | $10M | – | 0.76 |
| Enterprise Products Operating LLC | Long | Debt | US | $263K | – | 0.02 |
| Equitable Holdings Inc | Long | Debt | US | $2M | – | 0.19 |
| EUSHI Finance Inc | Long | Debt | US | $5M | – | 0.41 |
| Farm Credit Bank of Texas (FARM CREDIT BK OF TEXAS) | Long | Debt | US | $2M | – | 0.12 |
| Farm Credit Bank of Texas (FARM CREDIT BK OF TEXAS) | Long | Debt | US | $764K | – | 0.06 |
| Farm Credit Bank of Texas (FARM CREDIT BK OF TEXAS) | Long | Debt | US | $199K | – | 0.02 |
| Fifth Third Bancorp | Long | Debt | US | $3M | – | 0.24 |
| Global Atlantic Fin Co | Long | Debt | US | $24M | – | 1.82 |
| Global Atlantic Fin Co | Long | Debt | US | $6M | – | 0.47 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $13M | – | 1.01 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $12M | – | 0.95 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $3M | – | 0.22 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $3M | – | 0.21 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $1M | – | 0.09 |
| Hartford Financial Services Group Inc/The (HARTFORD FINL SVCS GRP) | Long | Debt | US | $18M | – | 1.40 |
| Highlands Holdings Bond Issuer Ltd / Highlands Holdings Bond Co-Issuer Inc (HIGHLAND HOLDINGS BOND) | Long | Debt | $19M | – | 1.46 | |
| HSBC Holdings PLC | Long | Debt | GB | $21M | – | 1.58 |
| HSBC Holdings PLC | Long | Debt | GB | $4M | – | 0.28 |
| Huntington Bancshares Inc/OH | Long | Debt | US | $3M | – | 0.26 |
| Huntington Bancshares Inc/OH | Long | Debt | US | $708K | – | 0.05 |
| ING Groep NV | Long | Debt | NL | $25M | – | 1.89 |
| ING Groep NV | Long | Debt | NL | $9M | – | 0.71 |
| ING Groep NV | Long | Debt | NL | $199K | – | 0.02 |
| Intesa Sanpaolo SpA | Long | Debt | IT | $24M | – | 1.80 |
| JPMorgan Chase & Co | Long | Debt | US | $23M | – | 1.75 |
| JPMorgan Chase & Co | Long | Debt | US | $8M | – | 0.60 |
| Kuvare US Holdings Inc | Long | Debt | US | $2M | – | 0.19 |
| La Mondiale SAM | Long | Debt | FR | $4M | – | 0.27 |
| Lancashire Holdings Ltd | Long | Debt | BM | $6M | – | 0.48 |
| Land O' Lakes Inc (LAND O'LAKES INC) | Long | Debt | US | $5M | – | 0.36 |
| Land O' Lakes Inc (LAND O'LAKES INC) | Long | Debt | US | $2M | – | 0.14 |
| Land O' Lakes Inc (LAND O'LAKES INC) | Long | Debt | US | $475K | – | 0.04 |
| Land O' Lakes Inc (LAND O'LAKES INC) | Long | Debt | US | $332K | – | 0.03 |
| Land O'Lakes Capital Trust I (LAND O LAKES CAP TRST I) | Long | Debt | US | $1M | – | 0.08 |
| Liberty Mutual Group Inc | Long | Debt | US | $10M | – | 0.73 |
| Liberty Mutual Group Inc | Long | Debt | US | $4M | – | 0.32 |
| Lincoln National Corp | Long | Debt | US | $17M | – | 1.31 |
| Lloyds Banking Group PLC | Long | Debt | GB | $25M | – | 1.91 |
| Lloyds Banking Group PLC | Long | Debt | GB | $201K | – | 0.02 |
| Lloyds Banking Group PLC | Long | Debt | GB | $200K | – | 0.02 |
| Markel Group Inc | Long | Debt | US | $2M | – | 0.19 |
| MetLife Capital Trust IV | Long | Debt | US | $7M | – | 0.54 |
| MetLife Inc | Long | Debt | US | $3M | – | 0.26 |
| Morgan Stanley | Long | Debt | US | $802K | – | 0.06 |
| NatWest Group PLC | Long | Debt | GB | $21M | – | 1.63 |
| NatWest Group PLC | Long | Debt | GB | $7M | – | 0.50 |
| NatWest Group PLC | Long | Debt | GB | $3M | – | 0.25 |
| NextEra Energy Capital Holdings Inc | Long | Debt | US | $10M | – | 0.78 |
| NextEra Energy Capital Holdings Inc | Long | Debt | US | $8M | – | 0.58 |
| NiSource Inc | Long | Debt | US | $4M | – | 0.28 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $13M | – | 0.95 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $11M | – | 0.83 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $8M | – | 0.63 |
| Prudential Financial Inc | Long | Debt | US | $7M | – | 0.50 |
| QBE Insurance Group Ltd | Long | Debt | AU | $1M | – | 0.09 |
| Royal Bank of Canada | Long | Debt | CA | $12M | – | 0.95 |
| Scentre Group Trust 2 | Long | Debt | AU | $11M | – | 0.81 |
| Scentre Group Trust 2 | Long | Debt | AU | $6M | – | 0.46 |
| Sempra | Long | Debt | US | $9M | – | 0.67 |
| Sempra | Long | Debt | US | $7M | – | 0.51 |
| Societe Generale SA | Long | Debt | FR | $12M | – | 0.88 |
| Societe Generale SA | Long | Debt | FR | $7M | – | 0.56 |
| Societe Generale SA | Long | Debt | FR | $5M | – | 0.36 |
| Standard Chartered PLC | Long | Debt | GB | $5M | – | 0.39 |
| Standard Chartered PLC | Long | Debt | GB | $205K | – | 0.02 |
| State Street Corp | Long | Debt | US | $10M | – | 0.75 |
| State Street Corp | Long | Debt | US | $8M | – | 0.58 |
| Sumitomo Mitsui Financial Group Inc (SUMITOMO MITSUI FINL GRP) | Long | Debt | JP | $6M | – | 0.48 |
| Swedbank AB | Long | Debt | SE | $6M | – | 0.48 |
| Swedbank AB | Long | Debt | SE | $606K | – | 0.05 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $31M | – | 2.37 |
| Transcanada Trust | Long | Debt | CA | $11M | – | 0.81 |
| Transcanada Trust | Long | Debt | CA | $7M | – | 0.54 |
| Voya Financial Inc | Long | Debt | US | $796K | – | 0.06 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Equity-preferred | US | $14M | 12K | 1.10 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Debt | US | $13M | – | 1.00 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Debt | US | $13M | – | 0.99 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Debt | US | $12M | – | 0.94 |
Address
First Trust Exchange-Traded Fund III
120 East Liberty Drive, Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Richard E. Erickson
Thomas R. Kadlec
Denise M. Keefe
Robert F. Keith
Niel B. Nielson
James A. Bowen
Bronwyn Wright
Transfer Agents
Brown Brothers Harriman & Co.
Pricing Services
ICE Data Pricing & Reference Data, LLC
Refinitiv, LLC
Bloomberg L.P.
Custodians
Brown Brothers Harriman & Co.
Euroclear Bank SA/NV
Shareholder Servicing Agents
Brown Brothers Harriman & Co.
Admins
Brown Brothers Harriman & Co.
Brokers
RBC CAPITAL MARKETS, LLC