Forum Family > Forum Funds
ABSOLUTE CONVERTIBLE ARBITRAGE FUND
$886.96M
Avg Monthly Net Assets
$1.54B
Total Assets
$441.64M
Total Liabilities
$1.09B
Net Assets
ABSOLUTE CONVERTIBLE ARBITRAGE FUND is a Mutual Fund in Forum Funds
from Forum Family,
based in Maine,
United States of America.
The fund has two share classes
and monthly net assets of $886.96M.
On August 28th, 2023 it reported 264 holdings, the largest
being First American Treasury Obligations Fund (7.4%), Absolute Convertible Opportuni (1.7%) and WORKIVA INC (1.4%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Absolute Convertible Arbitrage Fund Institutional Shares | C000180494 | ARBIX | |
| Absolute Convertible Arbitrage Fund Investor Shares | C000226084 | ARBOX |
Holdings
From latest NPORT-P, filed August 28th, 2023 for period ending June 30th, 2023.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Absolute Convertible Opportunities Fund | Long | Equity-common | US | $19M | 2M | 1.71 |
| Accuray, Inc. (ACCURAY INC) | Long | Debt | US | $8M | – | 0.72 |
| Accuray, Inc. (Accuray Inc) | Short | Equity-common | US | $-2M | -550K | -0.19 |
| Alarm.com Holdings, Inc. (ALARM.COM HLDGS INC) | Long | Debt | US | $7M | – | 0.64 |
| Alarm.com Holdings, Inc. (Alarm.com Holdings Inc) | Short | Equity-common | US | $-922K | -18K | -0.08 |
| Alphatec Holdings, Inc. (ALPHATEC HOLDINGS INC) | Long | Debt | US | $9M | – | 0.85 |
| Alphatec Holdings, Inc. (Alphatec Holdings Inc) | Short | Equity-common | US | $-5M | -274K | -0.45 |
| Altair Engineering, Inc. (ALTAIR ENGINEERING INC) | Long | Debt | US | $12M | – | 1.11 |
| Altair Engineering, Inc. (Altair Engineering Inc) | Short | Equity-common | US | $-7M | -98K | -0.68 |
| Alteryx, Inc. (ALTERYX INC) | Long | Debt | US | $7M | – | 0.62 |
| Alteryx, Inc. (ALTERYX INC) | Long | Debt | US | $2M | – | 0.18 |
| Alteryx, Inc. (Alteryx Inc) | Short | Equity-common | US | $-311K | -7K | -0.03 |
| American Airlines Group, Inc. | Long | Debt | US | $11M | – | 0.97 |
| American Airlines Group, Inc. (American Airlines Group Inc) | Short | Equity-common | US | $-6M | -355K | -0.58 |
| Array Technologies, Inc. (ARRAY TECHNOLOGIES INC) | Long | Debt | US | $10M | – | 0.89 |
| Array Technologies, Inc. (Array Technologies Inc) | Short | Equity-common | US | $-7M | -298K | -0.61 |
| Artivion, Inc. (ARTIVION INC) | Long | Debt | US | $9M | – | 0.86 |
| Artivion, Inc. (Artivion Inc) | Short | Equity-common | US | $-3M | -189K | -0.30 |
| Ascendis Pharma A/S | Long | Debt | DK | $2M | – | 0.17 |
| Ascendis Pharma A/S | Short | Equity-common | DK | $-663K | -7K | -0.06 |
| Axon Enterprise, Inc. (AXON ENTERPRISE INC) | Long | Debt | US | $10M | – | 0.88 |
| Axon Enterprise, Inc. (Axon Enterprise Inc) | Short | Equity-common | US | $-5M | -28K | -0.50 |
| Bandwidth, Inc. (BANDWIDTH INC) | Long | Debt | US | $5M | – | 0.43 |
| Bandwidth, Inc. (BANDWIDTH INC) | Long | Debt | US | $2M | – | 0.22 |
| Bandwidth, Inc. (Bandwidth Inc) | Short | Equity-common | US | $-295K | -22K | -0.03 |
| Bentley Systems, Inc. | Long | Debt | US | $10M | – | 0.89 |
| Bentley Systems, Inc. (Bentley Systems Inc) | Short | Equity-common | US | $-3M | -61K | -0.30 |
| BlackLine, Inc. (BLACKLINE INC) | Long | Debt | US | $6M | – | 0.58 |
| BlackLine, Inc. (BLACKLINE INC) | Long | Debt | US | $2M | – | 0.18 |
| BlackLine, Inc. (BlackLine Inc) | Short | Equity-common | US | $-1M | -26K | -0.13 |
| Bloom Energy Corp. | Long | Debt | US | $7M | – | 0.68 |
| Bloom Energy Corp. | Short | Equity-common | US | $-4M | -262K | -0.39 |
| Box, Inc. (BOX INC) | Long | Debt | US | $12M | – | 1.07 |
| Box, Inc. (Box Inc) | Short | Equity-common | US | $-8M | -278K | -0.75 |
| Bridgebio Pharma, Inc. (BRIDGEBIO PHARMA INC) | Long | Debt | US | $3M | – | 0.28 |
| Bridgebio Pharma, Inc. (Bridgebio Pharma Inc) | Short | Equity-common | US | $-556K | -32K | -0.05 |
| Camtek, Ltd./Israel (CAMTEK LTD/ISRAEL) | Long | Debt | IL | $7M | – | 0.68 |
| Camtek, Ltd./Israel (Camtek Ltd/Israel) | Short | Equity-common | IL | $-2M | -66K | -0.21 |
| Carnival Corp. | Long | Debt | PA | $4M | – | 0.41 |
| Carnival Corp. | Short | Equity-common | PA | $-3M | -159K | -0.27 |
| Century Aluminum Co. (CENTURY ALUMINUM COMPANY) | Long | Debt | US | $3M | – | 0.26 |
| Century Aluminum Co. | Short | Equity-common | US | $-1M | -137K | -0.11 |
| Chegg, Inc. (CHEGG INC) | Long | Debt | US | $4M | – | 0.34 |
| Chegg, Inc. (Chegg Inc) | Short | Equity-common | US | $-8K | -930 | -0.00 |
| Confluent, Inc. (CONFLUENT INC) | Long | Debt | US | $6M | – | 0.57 |
| Confluent, Inc. (Confluent Inc) | Short | Equity-common | US | $-681K | -19K | -0.06 |
| CONMED Corp. | Long | Debt | US | $10M | – | 0.92 |
| CONMED Corp. | Long | Debt | US | $6M | – | 0.58 |
| CONMED Corp. | Short | Equity-common | US | $-11M | -84K | -1.04 |
| Cracker Barrel Old Country Store, Inc. | Long | Debt | US | $9M | – | 0.81 |
| Cracker Barrel Old Country Store, Inc. | Short | Equity-common | US | $-3M | -27K | -0.23 |
| CryoPort, Inc. (CRYOPORT INC) | Long | Debt | US | $7M | – | 0.63 |
| CryoPort, Inc. (CryoPort Inc) | Short | Equity-common | US | $-240K | -14K | -0.02 |
| Cutera, Inc. (CUTERA INC) | Long | Debt | US | $5M | – | 0.42 |
| Cutera, Inc. (CUTERA INC) | Long | Debt | US | $2M | – | 0.16 |
| Cutera, Inc. (Cutera Inc) | Short | Equity-common | US | $-2M | -120K | -0.17 |
| CyberArk Software, Ltd. (CYBERARK SOFTWARE LTD) | Long | Debt | IL | $9M | – | 0.83 |
| CyberArk Software, Ltd. (CyberArk Software Ltd) | Short | Equity-common | IL | $-5M | -29K | -0.41 |
| Digital Ocean Holdings, Inc. (Digital Ocean Holdings Inc) | Long | Debt | US | $6M | – | 0.55 |
| DigitalOcean Holdings, Inc. (DigitalOcean Holdings Inc) | Short | Equity-common | US | $-476K | -12K | -0.04 |
| Dropbox, Inc. (DROPBOX INC) | Long | Debt | US | $9M | – | 0.87 |
| Dropbox, Inc. (Dropbox Inc) | Short | Equity-common | US | $-3M | -103K | -0.25 |
| Encore Capital Group, Inc. (ENCORE CAPITAL GROUP INC) | Long | Debt | US | $8M | – | 0.74 |
| Encore Capital Group, Inc. (Encore Capital Group Inc) | Short | Equity-common | US | $-5M | -95K | -0.42 |
| Envestnet, Inc. (ENVESTNET INC) | Long | Debt | US | $6M | – | 0.52 |
| Envestnet, Inc. (ENVESTNET INC) | Long | Debt | US | $5M | – | 0.45 |
| Envestnet, Inc. (Envestnet Inc) | Short | Equity-common | US | $-3M | -53K | -0.29 |
| Everbridge, Inc. (EVERBRIDGE INC) | Long | Debt | US | $4M | – | 0.38 |
| Everbridge, Inc. (Everbridge Inc) | Short | Equity-common | US | $-27K | -1K | -0.00 |
| Exact Sciences Corp. | Long | Debt | US | $8M | – | 0.70 |
| Exact Sciences Corp. | Short | Equity-common | US | $-4M | -39K | -0.33 |
| EZCORP, Inc. (EZCORP INC) | Long | Debt | US | $4M | – | 0.34 |
| EZCORP, Inc. (EZCORP Inc) | Short | Equity-common | US | $-2M | -249K | -0.19 |
| FARO Technologies, Inc. (FARO TECHNOLOGIES INC) | Long | Debt | US | $1M | – | 0.11 |
| FARO Technologies, Inc. (FARO Technologies Inc) | Short | Equity-common | US | $-253K | -16K | -0.02 |
| Fastly, Inc. (FASTLY INC) | Long | Debt | US | $7M | – | 0.61 |
| Fastly, Inc. (Fastly Inc) | Short | Equity-common | US | $-208K | -13K | -0.02 |
| First American Treasury Obligations Fund | Long | Short-term investment vehicle | US | $81M | 81M | 7.38 |
| Fisker, Inc. (FISKER INC) | Long | Debt | US | $3M | – | 0.23 |
| Fisker, Inc. (Fisker Inc) | Short | Equity-common | US | $-772K | -137K | -0.07 |
| Five9, Inc. (FIVE9 INC) | Long | Debt | US | $8M | – | 0.71 |
| Five9, Inc. (Five9 Inc) | Short | Equity-common | US | $-1M | -17K | -0.13 |
| Fiverr International, Ltd. (FIVERR INTERNATIONAL LTD) | Long | Debt | IL | $5M | – | 0.46 |
| Fiverr International, Ltd. (Fiverr International Ltd) | Short | Equity-common | IL | $-71K | -3K | -0.01 |
| Freshpet, Inc. (FRESHPET INC) | Long | Debt | US | $9M | – | 0.87 |
| Freshpet, Inc. (Freshpet Inc) | Short | Equity-common | US | $-6M | -88K | -0.53 |
| GoPro, Inc. (GOPRO INC) | Long | Debt | US | $7M | – | 0.63 |
| GoPro, Inc. (GoPro Inc) | Short | Equity-common | US | $-1M | -274K | -0.10 |
| Gossamer Bio, Inc. (GOSSAMER BIO INC) | Long | Debt | US | $616K | – | 0.06 |
| Gossamer Bio, Inc. (Gossamer Bio Inc) | Short | Equity-common | US | $-94K | -78K | -0.01 |
| Granite Construction, Inc. (GRANITE CONSTRUCTION INC) | Long | Debt | US | $8M | – | 0.69 |
| Granite Construction, Inc. (Granite Construction Inc) | Short | Equity-common | US | $-4M | -97K | -0.35 |
| Green Plains, Inc. (GREEN PLAINS INC) | Long | Debt | US | $11M | – | 1.02 |
| Green Plains, Inc. (Green Plains Inc) | Short | Equity-common | US | $-7M | -211K | -0.62 |
| Guess?, Inc. (GUESS INC) | Long | Debt | US | $7M | – | 0.61 |
| Guess?, Inc. (Guess? Inc) | Short | Equity-common | US | $-3M | -178K | -0.32 |
| Guidewire Software, Inc. (GUIDEWIRE SOFTWARE INC) | Long | Debt | US | $7M | – | 0.62 |
| Guidewire Software, Inc. (Guidewire Software Inc) | Short | Equity-common | US | $-2M | -21K | -0.14 |
| Halozyme Therapeutics, Inc. (HALOZYME THERAPEUTICS IN) | Long | Debt | US | $8M | – | 0.75 |
| Halozyme Therapeutics, Inc. (Halozyme Therapeutics Inc) | Short | Equity-common | US | $-4M | -102K | -0.33 |
| Helix Energy Solutions Group, Inc. | Long | Debt | US | $12M | – | 1.09 |
| Helix Energy Solutions Group, Inc. (Helix Energy Solutions Group I) | Short | Equity-common | US | $-6M | -777K | -0.52 |
| IMAX Corp. | Long | Debt | CA | $9M | – | 0.83 |
| IMAX Corp. | Short | Equity-common | CA | $-3M | -165K | -0.26 |
| Impinj, Inc. (IMPINJ INC) | Long | Debt | US | $8M | – | 0.75 |
| Impinj, Inc. (Impinj Inc) | Short | Equity-common | US | $-4M | -46K | -0.38 |
| indie Semiconductor, Inc. (INDIE SEMICONDUCTOR INC) | Long | Debt | US | $8M | – | 0.72 |
| indie Semiconductor, Inc. (indie Semiconductor Inc) | Short | Equity-common | US | $-5M | -566K | -0.49 |
| Infinera Corp. | Long | Debt | US | $11M | – | 1.02 |
| Infinera Corp. | Short | Equity-common | US | $-5M | -981K | -0.43 |
| Inotiv, Inc. (INOTIV INC) | Long | Debt | US | $1M | – | 0.09 |
| Inotiv, Inc. (Inotiv Inc) | Short | Equity-common | US | $-112K | -24K | -0.01 |
| Insmed, Inc. (INSMED INC) | Long | Debt | US | $7M | – | 0.65 |
| Insmed, Inc. (Insmed Inc) | Short | Equity-common | US | $-4M | -188K | -0.36 |
| Integer Holdings Corp. | Long | Debt | US | $13M | – | 1.19 |
| Integer Holdings Corp. | Short | Equity-common | US | $-8M | -90K | -0.73 |
| Integra LifeSciences Holdings Corp. (INTEGRA LIFESCIENCES HLD) | Long | Debt | US | $7M | – | 0.63 |
| Integra LifeSciences Holdings Corp. | Short | Equity-common | US | $-1M | -31K | -0.12 |
| InterDigital, Inc. (INTERDIGITAL INC) | Long | Debt | US | $7M | – | 0.62 |
| InterDigital, Inc. (INTERDIGITAL INC) | Long | Debt | US | $7M | – | 0.61 |
| InterDigital, Inc. (InterDigital Inc) | Short | Equity-common | US | $-9M | -91K | -0.80 |
| Ironwood Pharmaceuticals, Inc. | Long | Debt | US | $8M | – | 0.70 |
| Ironwood Pharmaceuticals, Inc. (Ironwood Pharmaceuticals Inc) | Short | Equity-common | US | $-2M | -211K | -0.21 |
| Itron, Inc. (ITRON INC) | Long | Debt | US | $8M | – | 0.73 |
| Itron, Inc. (Itron Inc) | Short | Equity-common | US | $-2M | -28K | -0.18 |
| Jazz Investments I, Ltd. (JAZZ INVESTMENTS I LTD) | Long | Debt | BM | $8M | – | 0.70 |
| Jazz Pharmaceuticals PLC | Short | Equity-common | IE | $-4M | -31K | -0.35 |
| John Bean Technologies Corp. | Long | Debt | US | $10M | – | 0.88 |
| John Bean Technologies Corp. | Short | Equity-common | US | $-3M | -26K | -0.29 |
| Kaman Corp. | Long | Debt | US | $2M | – | 0.14 |
| Kaman Corp. | Short | Equity-common | US | $-34K | -1K | -0.00 |
| Lantheus Holdings, Inc. (LANTHEUS HOLDINGS INC) | Long | Debt | US | $12M | – | 1.06 |
| Lantheus Holdings, Inc. (Lantheus Holdings Inc) | Short | Equity-common | US | $-7M | -86K | -0.66 |
| LCI Industries | Long | Debt | US | $7M | – | 0.64 |
| LCI Industries | Short | Equity-common | US | $-3M | -23K | -0.26 |
| Live Nation Entertainment, Inc. | Long | Debt | US | $9M | – | 0.81 |
| Live Nation Entertainment, Inc. (Live Nation Entertainment Inc) | Short | Equity-common | US | $-5M | -52K | -0.43 |
| LivePerson, Inc. (LIVEPERSON INC) | Long | Debt | US | $3M | – | 0.30 |
| LivePerson, Inc. (LivePerson Inc) | Short | Equity-common | US | $-86K | -19K | -0.01 |
| Lucid Group, Inc. (LUCID GROUP INC) | Long | Debt | US | $3M | – | 0.29 |
| Lucid Group, Inc. (Lucid Group Inc) | Short | Equity-common | US | $-440K | -64K | -0.04 |
| Lumentum Holdings, Inc. (LUMENTUM HOLDINGS INC) | Long | Debt | US | $10M | – | 0.89 |
| Lumentum Holdings, Inc. (LUMENTUM HOLDINGS INC) | Long | Debt | US | $3M | – | 0.28 |
| Lumentum Holdings, Inc. (Lumentum Holdings Inc) | Short | Equity-common | US | $-4M | -76K | -0.40 |
| Luminar Technologies, Inc. (LUMINAR TECHNOLOGIES INC) | Long | Debt | US | $7M | – | 0.62 |
| Luminar Technologies, Inc. (Luminar Technologies Inc) | Short | Equity-common | US | $-2M | -269K | -0.17 |
| Magnite, Inc. (MAGNITE INC) | Long | Debt | US | $6M | – | 0.51 |
| Magnite, Inc. (Magnite Inc) | Short | Equity-common | US | $-177K | -13K | -0.02 |
| MannKind Corp. | Long | Debt | US | $10M | – | 0.88 |
| MannKind Corp. | Short | Equity-common | US | $-4M | -1M | -0.41 |
| Marriott Vacations Worldwide Corp. (MARRIOTT VACATION WORLDW) | Long | Debt | US | $6M | – | 0.52 |
| Marriott Vacations Worldwide Corp. | Short | Equity-common | US | $-2M | -19K | -0.22 |
| Mesa Laboratories, Inc. (MESA LABORATORIES INC) | Long | Debt | US | $9M | – | 0.82 |
| Mesa Laboratories, Inc. (Mesa Laboratories Inc) | Short | Equity-common | US | $-1M | -12K | -0.14 |
| MGP Ingredients, Inc. (MGP INGREDIENTS INC) | Long | Debt | US | $15M | – | 1.36 |
| MGP Ingredients, Inc. (MGP Ingredients Inc) | Short | Equity-common | US | $-10M | -97K | -0.94 |
| Mitek Systems, Inc. (MITEK SYSTEMS INC) | Long | Debt | US | $2M | – | 0.20 |
| Mitek Systems, Inc. (Mitek Systems Inc) | Short | Equity-common | US | $-640K | -59K | -0.06 |
| Model N, Inc. (MODEL N INC) | Long | Debt | US | $9M | – | 0.79 |
| Model N, Inc. (MODEL N INC) | Long | Debt | US | $3M | – | 0.29 |
| Model N, Inc. (Model N Inc) | Short | Equity-common | US | $-6M | -166K | -0.54 |
| MP Materials Corp. | Long | Debt | US | $6M | – | 0.57 |
| MP Materials Corp. | Short | Equity-common | US | $-2M | -78K | -0.16 |
| National Vision Holdings, Inc. | Long | Debt | US | $6M | – | 0.57 |
| National Vision Holdings, Inc. (National Vision Holdings Inc) | Short | Equity-common | US | $-2M | -92K | -0.20 |
| NCL Corp., Ltd. (NCL CORPORATION LTD) | Long | Debt | BM | $5M | – | 0.44 |
| NCL Corp., Ltd. (NCL CORPORATION LTD) | Long | Debt | BM | $1M | – | 0.11 |
| NextGen Healthcare, Inc. (NEXTGEN HEALTHCARE INC) | Long | Debt | US | $11M | – | 0.98 |
| NextGen Healthcare, Inc. (NextGen Healthcare Inc) | Short | Equity-common | US | $-4M | -257K | -0.38 |
| Northern Oil and Gas, Inc. (NORTHERN OIL AND GAS INC) | Long | Debt | US | $11M | – | 1.02 |
| Northern Oil and Gas, Inc. (Northern Oil and Gas Inc) | Short | Equity-common | US | $-6M | -189K | -0.59 |
| Norwegian Cruise Line Holdings, Ltd. | Short | Equity-common | BM | $-2M | -107K | -0.21 |
| Novocure, Ltd. (NOVOCURE LTD) | Long | Debt | JE | $4M | – | 0.39 |
| Novocure, Ltd. (Novocure Ltd) | Short | Equity-common | JE | $-328K | -8K | -0.03 |
| NuVasive, Inc. (NUVASIVE INC) | Long | Debt | US | $6M | – | 0.53 |
| NuVasive, Inc. (NuVasive Inc) | Short | Equity-common | US | $-416K | -10K | -0.04 |
| Oil States International, Inc. (OIL STATES INTL INC) | Long | Debt | US | $7M | – | 0.68 |
| Oil States International, Inc. (Oil States International Inc) | Short | Equity-common | US | $-3M | -344K | -0.23 |
| Omnicell, Inc. (OMNICELL INC) | Long | Debt | US | $9M | – | 0.84 |
| Omnicell, Inc. (Omnicell Inc) | Short | Equity-common | US | $-3M | -46K | -0.31 |
| ON Semiconductor Corp. | Long | Debt | US | $6M | – | 0.57 |
| ON Semiconductor Corp. | Short | Equity-common | US | $-4M | -38K | -0.33 |
| Ormat Technologies, Inc. (ORMAT TECHNOLOGIES INC) | Long | Debt | US | $14M | – | 1.29 |
| Ormat Technologies, Inc. (Ormat Technologies Inc) | Short | Equity-common | US | $-9M | -108K | -0.79 |
| Pacira BioSciences, Inc. (PACIRA PHARMACEUTICALS) | Long | Debt | US | $5M | – | 0.43 |
| Pacira BioSciences, Inc. (Pacira BioSciences Inc) | Short | Equity-common | US | $-1M | -29K | -0.11 |
| Parsons Corp. | Long | Debt | US | $9M | – | 0.84 |
| Parsons Corp. | Short | Equity-common | US | $-6M | -126K | -0.55 |
| Patrick Industries, Inc. | Long | Debt | US | $11M | – | 0.97 |
| Patrick Industries, Inc. (Patrick Industries Inc) | Short | Equity-common | US | $-6M | -73K | -0.53 |
| Peabody Energy Corp. | Long | Debt | US | $12M | – | 1.11 |
| Peabody Energy Corp. | Short | Equity-common | US | $-8M | -392K | -0.78 |
| Penn Entertainment, Inc. (PENN ENTERTAINMENT INC) | Long | Debt | US | $1M | – | 0.11 |
| Penn Entertainment, Inc. (Penn Entertainment Inc) | Short | Equity-common | US | $-752K | -31K | -0.07 |
| Perficient, Inc. (PERFICIENT INC) | Long | Debt | US | $9M | – | 0.84 |
| Perficient, Inc. (Perficient Inc) | Short | Equity-common | US | $-2M | -21K | -0.16 |
| PetIQ, Inc. (PETIQ INC) | Long | Debt | US | $8M | – | 0.73 |
| PetIQ, Inc. (PetIQ Inc) | Short | Equity-common | US | $-1M | -96K | -0.13 |
| Progress Software Corp. | Long | Debt | US | $11M | – | 1.04 |
| Progress Software Corp. | Short | Equity-common | US | $-7M | -120K | -0.64 |
| PROS Holdings, Inc. (PROS HOLDINGS INC) | Long | Debt | US | $11M | – | 1.04 |
| PROS Holdings, Inc. (PROS Holdings Inc) | Short | Equity-common | US | $-5M | -167K | -0.47 |
| Q2 Holdings, Inc. (Q2 HOLDINGS INC) | Long | Debt | US | $5M | – | 0.48 |
| Q2 Holdings, Inc. (Q2 HOLDINGS INC) | Long | Debt | US | $4M | – | 0.36 |
| Q2 Holdings, Inc. (Q2 Holdings Inc) | Short | Equity-common | US | $-1M | -35K | -0.10 |
| Redfin Corp. | Long | Debt | US | $1M | – | 0.13 |
| Redfin Corp. | Short | Equity-common | US | $-58K | -5K | -0.01 |
| Royal Caribbean Cruises, Ltd. | Long | Debt | LR | $6M | – | 0.50 |
| Royal Caribbean Cruises, Ltd. (Royal Caribbean Cruises Ltd) | Short | Equity-common | LR | $-5M | -44K | -0.42 |
| Semtech Corp. | Long | Debt | US | $10M | – | 0.95 |
| Semtech Corp. | Short | Equity-common | US | $-5M | -189K | -0.44 |
| SMART Global Holdings, Inc. (SMART GLOBAL HOLDINGS IN) | Long | Debt | KY | $14M | – | 1.24 |
| SMART Global Holdings, Inc. (SMART GLOBAL HOLDINGS IN) | Long | Debt | KY | $5M | – | 0.41 |
| SMART Global Holdings, Inc. (SMART Global Holdings Inc) | Short | Equity-common | KY | $-12M | -403K | -1.07 |
| SmileDirectClub, Inc. (SMILEDIRECTCLUB INC) | Long | Debt | US | $436K | – | 0.04 |
| SmileDirectClub, Inc. (SmileDirectClub Inc) | Short | Equity-common | US | $-41K | -77K | -0.00 |
| SSR Mining, Inc. (SSR MINING INC) | Long | Debt | CA | $11M | – | 1.03 |
| SSR Mining, Inc. (SSR Mining Inc) | Short | Equity-common | CA | $-5M | -335K | -0.43 |
| Stem, Inc. (STEM INC) | Long | Debt | US | $8M | – | 0.74 |
| Stem, Inc. (Stem Inc) | Short | Equity-common | US | $-5M | -916K | -0.48 |
| Stride, Inc. (STRIDE INC) | Long | Debt | US | $8M | – | 0.74 |
| Stride, Inc. (Stride Inc) | Short | Equity-common | US | $-4M | -97K | -0.33 |
| Sunnova Energy International, Inc. (SUNNOVA ENERGY INTL INC) | Long | Debt | US | $2M | – | 0.19 |
| Sunnova Energy International, Inc. (Sunnova Energy International I) | Short | Equity-common | US | $-937K | -51K | -0.09 |
| TechTarget, Inc. (TECHTARGET INC) | Long | Debt | US | $6M | – | 0.57 |
| TechTarget, Inc. (TechTarget Inc) | Short | Equity-common | US | $-657K | -21K | -0.06 |
| The Chefs' Warehouse, Inc. (CHEFS' WAREHOUSE THE) | Long | Debt | US | $5M | – | 0.48 |
| The Chefs' Warehouse, Inc. (Chefs' Warehouse Inc/The) | Short | Equity-common | US | $-3M | -84K | -0.27 |
| The Greenbrier Cos., Inc. (GREENBRIER COS INC) | Long | Debt | US | $11M | – | 1.04 |
| The Greenbrier Cos., Inc. (Greenbrier Cos Inc/The) | Short | Equity-common | US | $-6M | -129K | -0.51 |
| The Middleby Corp. (MIDDLEBY CORP) | Long | Debt | US | $7M | – | 0.68 |
| The Middleby Corp. (Middleby Corp/The) | Short | Equity-common | US | $-5M | -34K | -0.46 |
| Topgolf Callaway Brands Corp. (TOPGOLF CALL BRAN CORP) | Long | Debt | US | $10M | – | 0.88 |
| Topgolf Callaway Brands Corp. | Short | Equity-common | US | $-6M | -293K | -0.53 |
| U.S. 5 Year Treasury Note Future | Derivative-interest rate | US | $-64M | – | -5.87 | |
| Unity Software, Inc. (UNITY SOFTWARE INC) | Long | Debt | US | $4M | – | 0.37 |
| Unity Software, Inc. (Unity Software Inc) | Short | Equity-common | US | $-98K | -2K | -0.01 |
| Upwork, Inc. (UPWORK INC) | Long | Debt | US | $5M | – | 0.45 |
| Upwork, Inc. (Upwork Inc) | Short | Equity-common | US | $-199K | -21K | -0.02 |
| Varex Imaging Corp. (VAREX IMAGING CORPORATIO) | Long | Debt | US | $12M | – | 1.05 |
| Varex Imaging Corp. | Short | Equity-common | US | $-6M | -276K | -0.59 |
| Veeco Instruments, Inc. (VEECO INSTRUMENTS INC) | Long | Debt | US | $8M | – | 0.71 |
| Veeco Instruments, Inc. (VEECO INSTRUMENTS INC) | Long | Debt | US | $6M | – | 0.58 |
| Veeco Instruments, Inc. (Veeco Instruments Inc) | Short | Equity-common | US | $-9M | -366K | -0.86 |
| Veradigm, Inc. (VERADIGM INC) | Long | Debt | US | $13M | – | 1.15 |
| Veradigm, Inc. (Veradigm Inc) | Short | Equity-common | US | $-8M | -606K | -0.70 |
| Verint Systems, Inc. (VERINT SYSTEMS INC) | Long | Debt | US | $8M | – | 0.70 |
| Verint Systems, Inc. (Verint Systems Inc) | Short | Equity-common | US | $-2M | -52K | -0.17 |
| Veritone, Inc. (VERITONE INC) | Long | Debt | US | $5M | – | 0.42 |
| Veritone, Inc. (Veritone Inc) | Short | Equity-common | US | $-298K | -76K | -0.03 |
| Virgin Galactic Holdings, Inc. | Long | Debt | US | $2M | – | 0.19 |
| Virgin Galactic Holdings, Inc. (Virgin Galactic Holdings Inc) | Short | Equity-common | US | $-1M | -267K | -0.09 |
| Wayfair, Inc. (WAYFAIR INC) | Long | Debt | US | $12M | – | 1.14 |
| Wayfair, Inc. (Wayfair Inc) | Short | Equity-common | US | $-8M | -124K | -0.74 |
| Winnebago Industries, Inc. | Long | Debt | US | $11M | – | 1.00 |
| Winnebago Industries, Inc. (Winnebago Industries Inc) | Short | Equity-common | US | $-6M | -95K | -0.58 |
| Wolfspeed, Inc. (WOLFSPEED INC) | Long | Debt | US | $4M | – | 0.35 |
| Wolfspeed, Inc. (Wolfspeed Inc) | Short | Equity-common | US | $-2M | -27K | -0.14 |
| Workiva, Inc. (WORKIVA INC) | Long | Debt | US | $15M | – | 1.38 |
| Workiva, Inc. (Workiva Inc) | Short | Equity-common | US | $-10M | -97K | -0.90 |
| Xometry, Inc. (XOMETRY INC) | Long | Debt | US | $7M | – | 0.66 |
| Xometry, Inc. (Xometry Inc) | Short | Equity-common | US | $-2M | -106K | -0.21 |
| Zscaler, Inc. (ZSCALER INC.) | Long | Debt | US | $9M | – | 0.80 |
| Zscaler, Inc. (Zscaler Inc) | Short | Equity-common | US | $-4M | -30K | -0.40 |
Address
Forum Funds
Three Canal Plaza, Suite 600
Portland
Maine
04101
United States of America
Websites
N/A
Directors
Jennifer Brown-Strabley
David Tucker
Jessica Chase
Mark D. Moyer
Transfer Agents
Apex Fund Services
Pricing Services
ICE Data Pricing & Reference Data, LLC
Custodians
US Bank, N.A.
Shareholder Servicing Agents
Apex Fund Services
Admins
Apex Fund Services
Brokers
PERSHING LLC