Principal Funds > Principal Exchange-Traded Funds
Principal Spectrum Preferred Securities Active ETF
$741.52M
Avg Monthly Net Assets
$915.15M
Total Assets
$12.12M
Total Liabilities
$903.03M
Net Assets
Principal Spectrum Preferred Securities Active ETF is an Exchange-Traded Fund in Principal Exchange-Traded Funds
from Principal Funds,
based in Iowa,
United States of America.
The fund has one share class
and monthly net assets of $741.52M.
On August 21st, 2024 it reported 109 holdings, the largest
being AMERICAN EXPRESS CO (3.7%), WELLS FARGO & COMPANY (3.3%) and TORONTO-DOMINION BANK (2.9%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| Principal Spectrum Preferred Securities Active ETF | C000172043 | ARCX | PREF |
Holdings
From latest NPORT-P, filed August 21st, 2024 for period ending June 30th, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Allianz SE | Long | Debt | DE | $5M | – | 0.57 |
| Allstate Corp. | Long | Debt | US | $4M | – | 0.46 |
| American Electric Power Co., Inc. | Long | Debt | US | $10M | – | 1.12 |
| American Electric Power Co., Inc. | Long | Debt | US | $2M | – | 0.21 |
| American Electric Power Co., Inc. | Long | Debt | US | $2M | – | 0.19 |
| American Express Co. | Long | Debt | US | $34M | – | 3.71 |
| American International Group, Inc. (AMERICAN INTL GROUP) | Long | Debt | US | $3M | – | 0.34 |
| Argentum Netherlands BV for Swiss Re Ltd. (ARGENTUM (SWISS RE LTD)) | Long | Debt | NL | $6M | – | 0.71 |
| Argentum Netherlands BV for Zurich Insurance Co. Ltd. (ARGENTUM (ZURICH INS)) | Long | Debt | NL | $4M | – | 0.43 |
| Bank of America Corp. | Long | Debt | US | $16M | – | 1.73 |
| Bank of America Corp. | Long | Debt | US | $12M | – | 1.34 |
| Bank of America Corp. | Long | Debt | US | $4M | – | 0.41 |
| Bank of Montreal | Long | Debt | CA | $4M | – | 0.45 |
| Bank of Montreal | Long | Debt | CA | $3M | – | 0.32 |
| Bank of New York Mellon Corp. (BANK OF NY MELLON CORP) | Long | Debt | US | $16M | – | 1.75 |
| Bank of New York Mellon Corp. (BANK OF NY MELLON CORP) | Long | Debt | US | $9M | – | 1.04 |
| Bank of New York Mellon Corp. (BANK OF NY MELLON CORP) | Long | Debt | US | $8M | – | 0.86 |
| Bank of New York Mellon Corp. (BANK OF NY MELLON CORP) | Long | Debt | US | $1M | – | 0.16 |
| Bank of Nova Scotia | Long | Debt | CA | $19M | – | 2.15 |
| Bank of Nova Scotia | Long | Debt | CA | $11M | – | 1.22 |
| BP Capital Markets PLC | Long | Debt | GB | $10M | – | 1.09 |
| BP Capital Markets PLC | Long | Debt | GB | $3M | – | 0.34 |
| BP Capital Markets PLC | Long | Debt | GB | $2M | – | 0.19 |
| Capital One Financial Corp. | Long | Debt | US | $18M | – | 1.97 |
| Charles Schwab Corp. | Long | Debt | US | $21M | – | 2.32 |
| Charles Schwab Corp. | Long | Debt | US | $9M | – | 0.98 |
| Charles Schwab Corp. | Long | Debt | US | $2M | – | 0.19 |
| Charles Schwab Corp. | Long | Debt | US | $1M | – | 0.16 |
| Citigroup, Inc. (CITIGROUP INC) | Long | Debt | US | $15M | – | 1.61 |
| Citigroup, Inc. (CITIGROUP INC) | Long | Debt | US | $11M | – | 1.18 |
| Citigroup, Inc. (CITIGROUP INC) | Long | Debt | US | $8M | – | 0.86 |
| Citigroup, Inc. (CITIGROUP INC) | Long | Debt | US | $3M | – | 0.32 |
| Citigroup, Inc. (CITIGROUP INC) | Long | Debt | US | $499K | – | 0.06 |
| Citizens Financial Group, Inc. | Long | Debt | US | $18M | – | 2.03 |
| Citizens Financial Group, Inc. | Long | Debt | US | $6M | – | 0.70 |
| Cloverie PLC for Zurich Insurance Co. Ltd. (CLOVERIE PLC ZURICH INS) | Long | Debt | IE | $6M | – | 0.71 |
| CMS Energy Corp. | Long | Debt | US | $3M | – | 0.31 |
| CoBank ACB | Long | Debt | US | $652K | – | 0.07 |
| Corebridge Financial, Inc. (COREBRIDGE FINANCIAL INC) | Long | Debt | US | $8M | – | 0.89 |
| Discover Financial Services (DISCOVER FINANCIAL SVS) | Long | Debt | US | $16M | – | 1.80 |
| Dominion Energy, Inc. (DOMINION ENERGY INC) | Long | Debt | US | $14M | – | 1.56 |
| Dominion Energy, Inc. (DOMINION ENERGY INC) | Long | Debt | US | $14M | – | 1.53 |
| Dominion Energy, Inc. (DOMINION ENERGY INC) | Long | Debt | US | $5M | – | 0.57 |
| Dominion Energy, Inc. (Dominion Energy Inc) | Long | Debt | US | $1M | – | 0.16 |
| Duke Energy Corp. | Long | Debt | US | $21M | – | 2.31 |
| Duke Energy Corp. | Long | Debt | US | $12M | – | 1.31 |
| Emera, Inc. (Emera Inc) | Long | Debt | CA | $4M | – | 0.48 |
| Enbridge, Inc. (ENBRIDGE INC) | Long | Debt | CA | $7M | – | 0.82 |
| Enbridge, Inc. (Enbridge Inc) | Long | Debt | CA | $6M | – | 0.66 |
| Enbridge, Inc. (ENBRIDGE INC) | Long | Debt | CA | $3M | – | 0.31 |
| Enbridge, Inc. (ENBRIDGE INC) | Long | Debt | CA | $2M | – | 0.26 |
| Enterprise Products Operating LLC | Long | Debt | US | $5M | – | 0.51 |
| Equitable Holdings, Inc. (EQUITABLE HOLDINGS INC) | Long | Debt | US | $4M | – | 0.48 |
| EUSHI Finance, Inc. (EUSHI FINANCE INC) | Long | Debt | US | $2M | – | 0.23 |
| Goldman Sachs Group, Inc. (GOLDMAN SACHS GROUP INC) | Long | Debt | US | $8M | – | 0.91 |
| Goldman Sachs Group, Inc. (GOLDMAN SACHS GROUP INC) | Long | Debt | US | $8M | – | 0.89 |
| Goldman Sachs Group, Inc. (GOLDMAN SACHS GROUP INC) | Long | Debt | US | $2M | – | 0.23 |
| Goldman Sachs Group, Inc. (GOLDMAN SACHS GROUP INC) | Long | Debt | US | $1M | – | 0.13 |
| HSBC Capital Funding Dollar 1 LP (HSBC CAPITAL FUNDING USD) | Long | Debt | JE | $7M | – | 0.81 |
| Huntington Bancshares, Inc. | Long | Debt | US | $13M | – | 1.44 |
| Huntington Bancshares, Inc. | Long | Debt | US | $5M | – | 0.51 |
| JPMorgan Chase & Co. | Long | Debt | US | $17M | – | 1.92 |
| JPMorgan Chase & Co. | Long | Debt | US | $5M | – | 0.50 |
| KeyCorp Capital I | Long | Debt | US | $7M | – | 0.78 |
| KeyCorp Capital III | Long | Debt | US | $9M | – | 1.00 |
| Liberty Mutual Group, Inc. (LIBERTY MUTUAL GROUP INC) | Long | Debt | US | $11M | – | 1.26 |
| M&T Bank Corp. (M&T BANK CORPORATION) | Long | Debt | US | $16M | – | 1.81 |
| M&T Bank Corp. (M&T BANK CORPORATION) | Long | Debt | US | $5M | – | 0.54 |
| Meiji Yasuda Life Insurance Co. | Long | Debt | JP | $1M | – | 0.13 |
| MetLife, Inc. (METLIFE INC) | Long | Debt | US | $12M | – | 1.33 |
| MetLife, Inc. (MetLife Inc) | Long | Debt | US | $4M | – | 0.44 |
| MetLife, Inc. (MetLife Inc) | Long | Debt | US | $3M | – | 0.30 |
| NextEra Energy Capital Holdings, Inc. | Long | Debt | US | $17M | – | 1.87 |
| NextEra Energy Capital Holdings, Inc. | Long | Debt | US | $7M | – | 0.83 |
| Nippon Life Insurance Co. | Long | Debt | JP | $5M | – | 0.56 |
| Nippon Life Insurance Co. | Long | Debt | JP | $3M | – | 0.32 |
| NiSource, Inc. (NISOURCE INC) | Long | Debt | US | $6M | – | 0.68 |
| Northern Trust Corp. | Long | Debt | US | $3M | – | 0.31 |
| PNC Financial Services Group, Inc. | Long | Debt | US | $14M | – | 1.53 |
| PNC Financial Services Group, Inc. | Long | Debt | US | $12M | – | 1.38 |
| PNC Financial Services Group, Inc. | Long | Debt | US | $7M | – | 0.73 |
| PNC Financial Services Group, Inc. | Long | Debt | US | $6M | – | 0.61 |
| Principal Government Money Market Fund | Long | Short-term investment vehicle | US | $5M | 5M | 0.58 |
| Prudential Financial, Inc. (PRUDENTIAL FINANCIAL INC) | Long | Debt | US | $16M | – | 1.82 |
| Prudential Financial, Inc. (PRUDENTIAL FINANCIAL INC) | Long | Debt | US | $5M | – | 0.58 |
| Royal Bank of Canada | Long | Debt | CA | $11M | – | 1.20 |
| Scentre Group Trust 2 | Long | Debt | AU | $2M | – | 0.23 |
| Scentre Group Trust 2 | Long | Debt | AU | $1M | – | 0.15 |
| Southern Co. | Long | Debt | US | $18M | – | 1.94 |
| Stanley Black & Decker, Inc. (STANLEY BLACK & DECKER I) | Long | Debt | US | $2M | – | 0.23 |
| State Street Corp. | Long | Debt | US | $2M | – | 0.23 |
| State Street Institutional U.S. Government Money Market Fund Premier Class (State Street Institutional US Government Money Market Fund) | Long | Short-term investment vehicle | US | $18M | 18M | 1.95 |
| Sumitomo Life Insurance Co. | Long | Debt | JP | $4M | – | 0.39 |
| Toronto-Dominion Bank | Long | Debt | CA | $27M | – | 2.94 |
| Toronto-Dominion Bank | Long | Debt | CA | $6M | – | 0.72 |
| Transcanada Trust | Long | Debt | CA | $14M | – | 1.56 |
| Transcanada Trust | Long | Debt | CA | $5M | – | 0.53 |
| Truist Financial Corp. | Long | Debt | US | $11M | – | 1.27 |
| Truist Financial Corp. | Long | Debt | US | $11M | – | 1.19 |
| Truist Financial Corp. | Long | Debt | US | $5M | – | 0.52 |
| Truist Financial Corp. (TRUIST FIN CORP) | Long | Debt | US | $3M | – | 0.31 |
| Truist Financial Corp. | Long | Debt | US | $1M | – | 0.13 |
| U.S. Bancorp (US BANCORP) | Long | Debt | US | $19M | – | 2.16 |
| U.S. Bancorp (US Bancorp) | Long | Debt | US | $5M | – | 0.57 |
| Voya Financial, Inc. (Voya Financial Inc) | Long | Debt | US | $15M | – | 1.61 |
| Wells Fargo & Co. (WELLS FARGO & COMPANY) | Long | Debt | US | $30M | – | 3.33 |
| Wells Fargo & Co. (WELLS FARGO & COMPANY) | Long | Debt | US | $10M | – | 1.15 |
| Willow No. 2 Ireland PLC for Zurich Insurance Co. Ltd. (WILLOW NO.2 FOR ZURICH I) | Long | Debt | IE | $3M | – | 0.32 |
| Zurich Finance Ireland Designated Activity Co. | Long | Debt | IE | $7M | – | 0.73 |
Address
Principal Exchange-Traded Funds
801 Grand Avenue
DES MOINES
Iowa
50309
United States of America
Websites
Directors
Thomas A. Swank
Craig Damos
Katharin S. Dyer
Ken McCullum
Kamal Bhatia
Karen McMillan
Elizabeth A. Nickels
Victor Hymes
Frances P. Grieb
Padelford L. Lattimer
Transfer Agents
State Street Bank and Trust Company
Pricing Services
London Stock Exchange Group PLC
S&P Global Inc.
PricingDirect Inc.
ICE Data Pricing & Reference Data, LLC
Bloomberg L.P.
Chicago Mercantile Exchange Inc.
Custodians
Euroclear Bank
State Street Bank and Trust Company
Shareholder Servicing Agents
State Street Bank and Trust Company
Admins
State Street Bank and Trust Company
Principal Global Investors, LLC
Brokers
Barclays Capital Inc.