Northern Lights Fund Trust III
Swan Defined Risk Foreign Fund
$28.27M
Avg Monthly Net Assets
$27.64M
Total Assets
$230K
Total Liabilities
$27.41M
Net Assets
Swan Defined Risk Foreign Fund is a Fund of Funds in Northern Lights Fund Trust III
,
based in Ohio,
United States of America.
The fund has three share classes
and monthly net assets of $28.27M.
On August 28th, 2024 it reported 5 holdings, the largest
being iShare Trust (94.0%), (4.2%) and First American Funds Inc. (1.7%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Swan Defined Risk Foreign Fund Class A | C000161877 | SDJAX | |
| Swan Defined Risk Foreign Fund Class C | C000161878 | SDJCX | |
| Swan Defined Risk Foreign Fund Class I | C000161879 | SDJIX |
Holdings
From latest NPORT-P, filed August 28th, 2024 for period ending June 30th, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| EFA US 08/16/24 C85 | Short | Derivative-equity | $-14K | – | -0.05 | |
| EFA US 08/16/24 P76 | Short | Derivative-equity | $-105K | – | -0.38 | |
| EFA US 12/19/25 P75 | Long | Derivative-equity | $1M | – | 4.19 | |
| FRST AM-GV OB-X (First American Funds Inc.) | Long | Short-term investment vehicle | US | $468K | – | 1.71 |
| ISHARES MSCI EAF (iShare Trust) | Long | Equity-common | US | $26M | 329K | 94.05 |
Address
Northern Lights Fund Trust III
225 Pictoria Drive, Suite 450
Cincinnati
Ohio
45246
United States of America
Websites
Directors
Mark H. Taylor
Jeffrey D. Young
Patricia Luscombe
John V. Palancia
Transfer Agents
Ultimus Fund Solutions, LLC
Pricing Services
ICE Data Services
Custodians
U.S. Bank N.A.
Shareholder Servicing Agents
Ultimus Fund Solutions, LLC
Admins
Ultimus Fund Solutions, LLC
Brokers
UBS
BANK OF AMERICA MERRILL LYNCH
WOLVERINE EXECUTION SERVICES
JANE STREET
DASH FINANCIAL
GOLDMAN SACHS