First Trust Advisors L.P. > First Trust Exchange-Traded Fund IV
First Trust SSI Strategic Convertible Securities ETF
$117.00M
Avg Monthly Net Assets
$80.79M
Total Assets
$66K
Total Liabilities
$80.73M
Net Assets
First Trust SSI Strategic Convertible Securities ETF is an Exchange-Traded Fund in First Trust Exchange-Traded Fund IV
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $117.00M.
On September 24th, 2024 it reported 133 holdings, the largest
being NEXTERA ENERGY CAPITAL (3.1%), Dreyfus Government Cash Management (2.0%) and WELLS FARGO & COMPANY (1.8%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust SSI Strategic Convertible Securities ETF | C000159952 | XNMS | FCVT |
Holdings
From latest NPORT-P, filed September 24th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Advanced Energy Industries Inc | Long | Debt | US | $402K | – | 0.50 |
| Affirm Holdings Inc | Long | Debt | US | $549K | – | 0.68 |
| Akamai Technologies Inc | Long | Debt | US | $654K | – | 0.81 |
| Albemarle Corp | Long | Equity-preferred | US | $695K | 16K | 0.86 |
| Alibaba Group Holding Ltd | Long | Debt | KY | $488K | – | 0.60 |
| Alnylam Pharmaceuticals Inc | Long | Debt | US | $573K | – | 0.71 |
| American Airlines Group Inc | Long | Debt | US | $446K | – | 0.55 |
| AMERICAN WATER 3.625 6/26 (AMERICAN WATER CAPITAL C) | Long | Debt | US | $425K | – | 0.53 |
| Amphastar Pharmaceuticals Inc | Long | Debt | US | $726K | – | 0.90 |
| Apollo Global Management Inc | Long | Equity-preferred | US | $1M | 16K | 1.38 |
| Ascendis Pharma A/S | Long | Debt | DK | $792K | – | 0.98 |
| ATI Inc | Long | Debt | US | $722K | – | 0.89 |
| Axon Enterprise Inc | Long | Debt | US | $732K | – | 0.91 |
| Bank of America Corp | Long | Equity-preferred | US | $1M | 995 | 1.48 |
| Beauty Health Co/The | Long | Debt | US | $394K | – | 0.49 |
| Bloom Energy Corp | Long | Debt | US | $356K | – | 0.44 |
| BofA Finance LLC | Long | Debt | US | $332K | – | 0.41 |
| Booking Holdings Inc | Long | Debt | US | $860K | – | 1.07 |
| Bread Financial Holdings Inc (BREAD FINANCIAL HLDGS) | Long | Debt | US | $450K | – | 0.56 |
| Bridgebio Pharma Inc | Long | Debt | US | $306K | – | 0.38 |
| Burlington Stores Inc | Long | Debt | US | $530K | – | 0.66 |
| Camtek Ltd/Israel | Long | Debt | IL | $278K | – | 0.34 |
| Carnival Corp | Long | Debt | PA | $1M | – | 1.33 |
| CenterPoint Energy Inc | Long | Debt | US | $408K | – | 0.51 |
| Chart Industries Inc | Long | Equity-preferred | US | $386K | 6K | 0.48 |
| Chefs' Warehouse Inc/The (CHEFS' WAREHOUSE THE) | Long | Debt | US | $401K | – | 0.50 |
| CNX Resources Corp | Long | Debt | US | $378K | – | 0.47 |
| Coinbase Global Inc | Long | Debt | US | $600K | – | 0.74 |
| COPT Defense Properties LP (COPT DEFENSE PROP LP) | Long | Debt | US | $336K | – | 0.42 |
| CyberArk Software Ltd | Long | Debt | IL | $517K | – | 0.64 |
| Cytokinetics Inc | Long | Debt | US | $374K | – | 0.46 |
| Datadog Inc | Long | Debt | US | $977K | – | 1.21 |
| Dexcom Inc | Long | Debt | US | $604K | – | 0.75 |
| DraftKings Holdings Inc | Long | Debt | US | $696K | – | 0.86 |
| Dreyfus Government Cash Management | Long | Short-term investment vehicle | US | $2M | 2M | 1.96 |
| Duke Energy Corp | Long | Debt | US | $615K | – | 0.76 |
| Fluor Corp | Long | Debt | US | $952K | – | 1.18 |
| Ford Motor Co (FORD MOTOR COMPANY) | Long | Debt | US | $681K | – | 0.84 |
| Freshpet Inc | Long | Debt | US | $637K | – | 0.79 |
| Glencore Funding LLC | Long | Debt | US | $410K | – | 0.51 |
| Global Payments Inc | Long | Debt | US | $730K | – | 0.90 |
| Granite Construction Inc | Long | Debt | US | $733K | – | 0.91 |
| Guardant Health Inc | Long | Debt | US | $422K | – | 0.52 |
| Guidewire Software Inc | Long | Debt | US | $330K | – | 0.41 |
| H World Group Ltd | Long | Debt | KY | $215K | – | 0.27 |
| Haemonetics Corp | Long | Debt | US | $350K | – | 0.43 |
| Halozyme Therapeutics Inc | Long | Debt | US | $356K | – | 0.44 |
| HAT Holdings I LLC / HAT Holdings II LLC (HAT HOLDINGS I LLC/HAT) | Long | Debt | US | $348K | – | 0.43 |
| HubSpot Inc | Long | Debt | US | $370K | – | 0.46 |
| Immunocore Holdings PLC | Long | Debt | GB | $262K | – | 0.32 |
| Impinj Inc | Long | Debt | US | $424K | – | 0.52 |
| Insmed Inc | Long | Debt | US | $1M | – | 1.69 |
| Insulet Corp (INSULET CORPORATION) | Long | Debt | US | $451K | – | 0.56 |
| Integer Holdings Corp | Long | Debt | US | $810K | – | 1.00 |
| InterDigital Inc | Long | Debt | US | $339K | – | 0.42 |
| Itron Inc | Long | Debt | US | $489K | – | 0.61 |
| Jazz Investments I Ltd | Long | Debt | BM | $338K | – | 0.42 |
| JetBlue Airways Corp | Long | Debt | US | $394K | – | 0.49 |
| JPMorgan Chase Financial Co LLC | Long | Debt | US | $701K | – | 0.87 |
| Lantheus Holdings Inc | Long | Debt | US | $669K | – | 0.83 |
| Liberty Broadband Corp | Long | Debt | US | $525K | – | 0.65 |
| Liberty Media Corp | Long | Debt | US | $1M | – | 1.72 |
| Liberty Media Corp-Liberty Formula One | Long | Debt | US | $544K | – | 0.67 |
| Liberty TripAdvisor Holdings Inc | Long | Debt | US | $868K | – | 1.08 |
| Lumentum Holdings Inc | Long | Debt | US | $337K | – | 0.42 |
| Lyft Inc | Long | Debt | US | $319K | – | 0.40 |
| MACOM Technology Solutions Holdings Inc (M/A-COM TECH SOLUTIONS) | Long | Debt | US | $446K | – | 0.55 |
| MakeMyTrip Ltd (MAKEMYTRIP LIMITED) | Long | Debt | MU | $216K | – | 0.27 |
| Merit Medical Systems Inc | Long | Debt | US | $333K | – | 0.41 |
| Meritage Homes Corp | Long | Debt | US | $557K | – | 0.69 |
| Microchip Technology Inc | Long | Debt | US | $373K | – | 0.46 |
| MicroStrategy Inc | Long | Debt | US | $1M | – | 1.35 |
| MicroStrategy Inc | Long | Debt | US | $465K | – | 0.58 |
| Mirum Pharmaceuticals Inc | Long | Debt | US | $525K | – | 0.65 |
| MKS Instruments Inc | Long | Debt | US | $628K | – | 0.78 |
| MongoDB Inc | Long | Debt | US | $745K | – | 0.92 |
| Morgan Stanley Finance LLC (MORGAN STANLEY FIN LLC) | Long | Debt | US | $1M | – | 1.62 |
| Morgan Stanley Finance LLC (MORGAN STANLEY FIN LLC) | Long | Debt | US | $337K | – | 0.42 |
| MP Materials Corp | Long | Debt | US | $397K | – | 0.49 |
| Natera Inc | Long | Debt | US | $806K | – | 1.00 |
| NCL Corp Ltd (NCL CORPORATION LTD) | Long | Debt | BM | $705K | – | 0.87 |
| NextEra Energy Capital Holdings Inc | Long | Debt | US | $3M | – | 3.12 |
| Northern Oil & Gas Inc | Long | Debt | US | $422K | – | 0.52 |
| NRG Energy Inc | Long | Debt | US | $345K | – | 0.43 |
| Nutanix Inc | Long | Debt | US | $555K | – | 0.69 |
| ON Semiconductor Corp | Long | Debt | US | $1M | – | 1.36 |
| OSI Systems Inc | Long | Debt | US | $330K | – | 0.41 |
| Palo Alto Networks Inc | Long | Debt | US | $1M | – | 1.56 |
| Parsons Corp | Long | Debt | US | $1M | – | 1.32 |
| Patrick Industries Inc | Long | Debt | US | $453K | – | 0.56 |
| PDD Holdings Inc | Long | Debt | KY | $278K | – | 0.34 |
| PennyMac Corp | Long | Debt | US | $410K | – | 0.51 |
| Permian Resources Operating LLC (PERMIAN RESOURC OPTG LLC) | Long | Debt | US | $257K | – | 0.32 |
| PG&E Corp | Long | Debt | US | $635K | – | 0.79 |
| Post Holdings Inc | Long | Debt | US | $462K | – | 0.57 |
| RBC Bearings Inc | Long | Equity-preferred | US | $386K | 3K | 0.48 |
| Redfin Corp | Long | Debt | US | $212K | – | 0.26 |
| Repligen Corp | Long | Debt | US | $492K | – | 0.61 |
| Revance Therapeutics Inc | Long | Debt | US | $438K | – | 0.54 |
| Rexford Industrial Realty LP | Long | Debt | US | $331K | – | 0.41 |
| Rivian Automotive Inc (RIVIAN AUTO INC) | Long | Debt | US | $1M | – | 1.36 |
| Royal Caribbean Cruises Ltd | Long | Debt | LR | $1M | – | 1.72 |
| Sarepta Therapeutics Inc | Long | Debt | US | $629K | – | 0.78 |
| Seagate HDD Cayman | Long | Debt | KY | $1M | – | 1.33 |
| Semtech Corp | Long | Debt | US | $443K | – | 0.55 |
| Shift4 Payments Inc | Long | Debt | US | $929K | – | 1.15 |
| SK Hynix Inc | Long | Debt | KR | $685K | – | 0.85 |
| Snap Inc | Long | Debt | US | $511K | – | 0.63 |
| SoFi Technologies Inc | Long | Debt | US | $332K | – | 0.41 |
| Southern Co/The | Long | Debt | US | $291K | – | 0.36 |
| Spotify USA Inc | Long | Debt | US | $410K | – | 0.51 |
| Stride Inc | Long | Debt | US | $410K | – | 0.51 |
| Summit Hotel Properties Inc | Long | Debt | US | $403K | – | 0.50 |
| Super Micro Computer Inc | Long | Debt | US | $678K | – | 0.84 |
| Tandem Diabetes Care Inc | Long | Debt | US | $270K | – | 0.33 |
| Tetra Tech Inc | Long | Debt | US | $680K | – | 0.84 |
| TransMedics Group Inc | Long | Debt | US | $679K | – | 0.84 |
| Two Harbors Investment Corp (TWO HARBORS INV CORP) | Long | Debt | US | $264K | – | 0.33 |
| Tyler Technologies Inc | Long | Debt | US | $456K | – | 0.56 |
| Uber Technologies Inc | Long | Debt | US | $1M | – | 1.70 |
| Unity Software Inc | Long | Debt | US | $523K | – | 0.65 |
| Varonis Systems Inc (VARONIS SYSTEM INC) | Long | Debt | US | $385K | – | 0.48 |
| Veeco Instruments Inc | Long | Debt | US | $326K | – | 0.40 |
| Ventas Realty LP | Long | Debt | US | $643K | – | 0.80 |
| Vertex Inc | Long | Debt | US | $416K | – | 0.51 |
| Wayfair Inc | Long | Debt | US | $837K | – | 1.04 |
| Wayfair Inc | Long | Debt | US | $704K | – | 0.87 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Equity-preferred | US | $1M | 1K | 1.85 |
| Welltower OP LLC | Long | Debt | US | $748K | – | 0.93 |
| Western Digital Corp | Long | Debt | US | $743K | – | 0.92 |
| Workiva Inc | Long | Debt | US | $316K | – | 0.39 |
| Zillow Group Inc | Long | Debt | US | $221K | – | 0.27 |
| Zscaler Inc (ZSCALER INC.) | Long | Debt | US | $525K | – | 0.65 |
Address
First Trust Exchange-Traded Fund IV
120 East Liberty Drive
Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Robert F. Keith
Niel B. Nielson
Richard E. Erickson
Denise M. Keefe
Thomas R. Kadlec
James A. Bowen
Bronwyn Wright
Transfer Agents
The Bank of New York Mellon
Pricing Services
Refinitiv, LLC
Bloomberg L.P.
ICE Data Pricing & Reference Data, LLC
Custodians
The Bank of New York Mellon
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
N/A