ALPS Series Trust
Polen DDJ Opportunistic High Yield Fund
$275.76M
Avg Monthly Net Assets
$293.42M
Total Assets
$4.89M
Total Liabilities
$288.54M
Net Assets
Polen DDJ Opportunistic High Yield Fund is a Mutual Fund in ALPS Series Trust
,
based in Colorado,
United States of America.
The fund has three share classes
and monthly net assets of $275.76M.
On August 28th, 2023 it reported 103 holdings, the largest
being Century Aluminum Company (4.1%), Hub International Ltd (4.0%) and Baffinland Iron Corp/lp (3.2%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Class I | C000158332 | DDJCX | |
| Class II | C000158333 | DDJRX | |
| Institutional | C000158334 | DDJIX |
Holdings
From latest NPORT-P, filed August 28th, 2023 for period ending June 30th, 2023.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| ABG Intermediate Holdings 2 LLC (Abg Intermediate Hldgs 2) | Long | Loan | US | $757K | – | 0.26 |
| American Tire Distributors, Inc. (Atd New Holdings Inc) | Long | Equity-common | US | $227K | 3K | 0.08 |
| Ankura Consulting Group LLC | Long | Loan | US | $538K | – | 0.19 |
| Apple Bidco LLC | Long | Loan | US | $2M | – | 0.62 |
| Arches Buyer, Inc. (Arches Buyer Inc) | Long | Debt | US | $2M | – | 0.85 |
| Arctic Canadian Diamond Co LTD. | Long | Equity-common | US | $260K | 541 | 0.09 |
| Arctic Canadian Diamond Corp, 2L TL (Arctic Canadian Diamond Company Limited) | Long | Loan | US | $602K | – | 0.21 |
| Aruba Investments, Inc. (Aruba Investments Holdings LLC) | Long | Loan | US | $3M | – | 1.07 |
| AssuredPartners, Inc. | Long | Debt | US | $7M | – | 2.52 |
| Asurion LLC | Long | Loan | US | $8M | – | 2.85 |
| ASURION, LLC, TLB | Long | Loan | US | $3M | – | 0.94 |
| AthenaHealth Group, Inc. (Athenahealth Group Inc) | Long | Loan | US | $3M | – | 0.89 |
| AthenaHealth Group, Inc. (Athenahealth Group Inc) | Long | Loan | US | $316K | – | 0.11 |
| Aveanna Healthcare LLC | Long | Loan | US | $2M | – | 0.86 |
| B&G Foods, Inc. (B&g Foods Inc) | Long | Debt | US | $4M | – | 1.29 |
| Baffinland Iron Mines Corp. / Baffinland Iron Mines LP (Baffinland Iron Corp/lp) | Long | Debt | CA | $9M | – | 3.15 |
| Boyd Gaming Corp. | Long | Debt | US | $2M | – | 0.77 |
| Brand Energy & Infrastructure Services, Inc. | Long | Loan | US | $7M | – | 2.31 |
| Brooks Automation 11/21 2nd Lien TL | Long | Loan | US | $3M | – | 1.17 |
| Cano Health LLC | Long | Debt | US | $4M | – | 1.53 |
| Carlson Travel, Inc. | Long | Equity-preferred | US | $287K | 4K | 0.10 |
| CD&R Smokey Buyer, Inc. (Cd&r Smokey Buyer Inc) | Long | Debt | US | $2M | – | 0.66 |
| Century Aluminum Co. (Century Aluminum Company) | Long | Debt | US | $12M | – | 4.08 |
| Chart Industries, Inc. (Chart Industries Inc) | Long | Debt | US | $4M | – | 1.28 |
| Clear Channel Outdoor Holdings, Inc. | Long | Loan | US | $1M | – | 0.46 |
| Clear Channel Outdoor Holdings, Inc. | Long | Debt | US | $1M | – | 0.46 |
| Clear Channel Outdoor Holdings, Inc. | Long | Debt | US | $111K | – | 0.04 |
| Cloudera, Inc. | Long | Loan | US | $783K | – | 0.27 |
| CNT Holdings I Corp | Long | Loan | US | $8M | – | 2.88 |
| CP Iris Holdco I, Inc. | Long | Loan | US | $1M | – | 0.48 |
| CWT Travel Group, Inc. (Cwt Travel Group Inc) | Long | Debt | US | $3M | – | 0.98 |
| CWT Travel Holdings Inc | Long | Equity-common | US | $454K | 90K | 0.16 |
| CWT Travel Holdings, Inc. (Cwt Travel Holdings Inc) | Derivative-equity | US | $0 | – | – | |
| CWT Travel Holdings, Inc. (Cwt Travel Holdings Inc) | Derivative-equity | US | $0 | – | – | |
| Dornoch Debt Merger Sub, Inc. | Long | Debt | US | $6M | – | 1.96 |
| Engineered Machinery Holdings, Inc. | Long | Loan | US | $3M | – | 0.90 |
| Engineered Machinery Holdings, Inc. | Long | Loan | US | $2M | – | 0.75 |
| Eyecare Partners LLC | Long | Loan | US | $2M | – | 0.82 |
| Eyecare Partners, LLC | Long | Loan | US | $956K | – | 0.33 |
| Ford Motor Co. (Ford Motor Company) | Long | Debt | US | $6M | – | 2.02 |
| Ford Motor Co. (Ford Motor Company) | Long | Debt | US | $4M | – | 1.55 |
| Forum Energy Technologies, Inc. | Long | Debt | US | $2M | – | 0.58 |
| GI Consilio Parent LLC | Long | Loan | US | $2M | – | 0.67 |
| GTCR AP Finance, Inc. (Gtcr Ap Finance Inc) | Long | Debt | US | $2M | – | 0.71 |
| High Ridge Brands Escrow (High Ridge Brands Co ESCROW) | Long | Debt | US | $12.5 | – | 0.00 |
| HUB International, Ltd. (Hub International Ltd) | Long | Debt | US | $12M | – | 4.02 |
| IEA Energy Services LLC | Long | Debt | US | $2M | – | 0.67 |
| Infinite Bidco LLC | Long | Loan | US | $4M | – | 1.26 |
| Intelligent Packaging, Ltd. Finco, Inc. / Intelligent Packaging Ltd Co.-Issuer LLC | Long | Debt | CA | $1M | – | 0.42 |
| Jones Deslauriers Insurance Management, Inc. | Long | Debt | CA | $2M | – | 0.74 |
| Kuegh Corp., TL 1L | Long | Loan | US | $3M | – | 0.93 |
| LABL, Inc. (Labl Inc) | Long | Debt | US | $2M | – | 0.62 |
| LaserShip, Inc. | Long | Loan | US | $2M | – | 0.85 |
| Learning Care Group No. 2, Inc. | Long | Loan | US | $7M | – | 2.55 |
| Learning Care Group No. 2, Inc. | Long | Loan | US | $3M | – | 1.09 |
| Learning Care Group No. 2, Inc. (Learning Care Group Us No 2) | Long | Loan | US | $1M | – | 0.37 |
| Madison IAQ LLC | Long | Debt | US | $3M | – | 1.08 |
| Material Sciences Corp. | Long | Debt | US | $93K | – | 0.03 |
| Medical Solutions LLC | Long | Loan | US | $2M | – | 0.55 |
| MH Sub I LLC | Long | Loan | US | $5M | – | 1.71 |
| Mitchell International, Inc. TL | Long | Loan | US | $1M | – | 0.51 |
| MSILF Treasury Securities Portfolio | Long | Short-term investment vehicle | US | $7M | 7M | 2.33 |
| NEXUS BUYER LLC, TL | Long | Loan | US | $832K | – | 0.29 |
| NFP Corp. | Long | Debt | US | $8M | – | 2.86 |
| Northwest Acquisitions ULC / Dominion Finco, Inc. (Northwest Acq/dominion) | Long | Debt | CA | $99 | – | 0.00 |
| Oscar AcquisitionCo LLC / Oscar Finance, Inc. | Long | Debt | US | $6M | – | 1.91 |
| PACKAGING COORDINATORS MIDCO, INC., TL | Long | Loan | US | $4M | – | 1.51 |
| Presidio Holdings, Inc. (Presidio Holding Inc) | Long | Debt | US | $5M | – | 1.58 |
| Quirch Foods Holdings LLC | Long | Loan | US | $890K | – | 0.31 |
| Radiate Holdco LLC / Radiate Finance, Inc. (Radiate Holdco / Finance) | Long | Debt | US | $1M | – | 0.51 |
| Real Alloy Holding, Inc. | Long | Equity-common | US | $191K | 2.88 | 0.07 |
| Real Hero Merger Sub 2, Inc. | Long | Debt | US | $4M | – | 1.27 |
| Scripps Escrow II, Inc. (Scripps Escrow Ii Inc) | Long | Debt | US | $1M | – | 0.36 |
| Scripps Escrow, Inc. (Scripps Escrow Inc) | Long | Debt | US | $1M | – | 0.38 |
| Skillsoft Corp. | Long | Equity-common | US | $41K | 33K | 0.01 |
| SM Wellness Holdings, Inc. | Long | Loan | US | $803K | – | 0.28 |
| Specialty Steel Holdco, Inc. (Specialty Stl Holdco Inc) | Long | Debt | US | $210K | – | 0.07 |
| Specialty Steel Holdco, Inc. | Long | Equity-common | US | $135K | 0.88 | 0.05 |
| Sportsnet | Long | Loan | US | $95K | – | 0.03 |
| SRS Distribution, Inc. (Srs Distribution Inc) | Long | Debt | US | $4M | – | 1.45 |
| Surgery Center Holdings, Inc. (Surgery Center Holdings Inc) | Long | Loan | US | $5M | – | 1.85 |
| Surgery Center Holdings, Inc. | Long | Debt | US | $4M | – | 1.31 |
| Surgery Center Holdings, Inc. | Long | Debt | US | $1M | – | 0.35 |
| Teine Energy, Ltd. (Teine Energy Ltd) | Long | Debt | CA | $1M | – | 0.37 |
| Ten-X LLC | Long | Loan | US | $5M | – | 1.81 |
| Tenet Healthcare Corp. | Long | Debt | US | $7M | – | 2.50 |
| Tenet Healthcare Corp. | Long | Debt | US | $1M | – | 0.39 |
| Titan Acquisition, Ltd. / Titan Co.-Borrower LLC (Titan Acq/co-borrower) | Long | Debt | US | $8M | – | 2.76 |
| TransDigm, Inc. (Transdigm Inc) | Long | Debt | US | $3M | – | 1.10 |
| TransDigm, Inc. (Transdigm Inc) | Long | Debt | US | $3M | – | 0.99 |
| TransDigm, Inc. (Transdigm Inc) | Long | Debt | US | $1M | – | 0.51 |
| TransDigm, Inc. (Transdigm Inc) | Long | Debt | US | $1M | – | 0.51 |
| Trident TPI Holdings, Inc. (Trident Tpi Holdings Inc) | Long | Debt | US | $5M | – | 1.66 |
| Twilio, Inc. (Twilio Inc) | Long | Debt | US | $2M | – | 0.61 |
| Uber Technologies, Inc. (Uber Technologies Inc) | Long | Debt | US | $5M | – | 1.81 |
| UKG INC., TL | Long | Loan | US | $4M | – | 1.27 |
| Utex Industries Holdings, LLC | Derivative-equity | US | $0 | – | – | |
| Utex Industries, Inc. | Long | Equity-common | US | $541K | 8K | 0.19 |
| VC GB Holdings I Corp | Long | Loan | US | $1M | – | 0.40 |
| Viasat, Inc. (Viasat Inc) | Long | Debt | US | $4M | – | 1.26 |
| Viasat, Inc. (Viasat Inc) | Long | Debt | US | $3M | – | 1.07 |
| White Cap Buyer LLC | Long | Debt | US | $957K | – | 0.33 |
| Xplornet Communications Inc. TL | Long | Loan | CA | $975K | – | 0.34 |
Address
ALPS Series Trust
1290 Broadway, Suite 1000
Denver
Colorado
80203
United States of America
Websites
N/A
Directors
Ward D. Armstrong
J. Wayne Hutchens
Merrillyn J. Kosier
Patrick Seese
Transfer Agents
ALPS FUND SERVICES, INC.
Pricing Services
REFINITIV US LLC
ICE Data Pricing & Reference Data, LLC
Bloomberg Global Markets Services LLC
Custodians
U.S. Bank National Association
Shareholder Servicing Agents
ALPS Fund Services, Inc
Admins
ALPS FUND SERVICES, INC.
Brokers
RBC CAPITAL MARKETS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Cjs Securities
Jp Morgan Chase