Northern Lights Fund Trust III
Newfound Risk Managed U.S. Growth Fund
$52.46M
Avg Monthly Net Assets
$29.89M
Total Assets
$331K
Total Liabilities
$29.56M
Net Assets
Newfound Risk Managed U.S. Growth Fund is a Fund of Funds in Northern Lights Fund Trust III
,
based in Ohio,
United States of America.
The fund has one share class
and monthly net assets of $52.46M.
On November 29th, 2023 it reported 156 holdings, the largest
being Vanguard Index Fds (26.0%), Vanguard Wellington Fund (5.5%) and J P Morgan Exchange Traded Fund Trust (5.4%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Newfound Risk managed U.S. Growth Fund Class I | C000156387 | NFDIX |
Holdings
From latest NPORT-P, filed November 29th, 2023 for period ending September 30th, 2023.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| ABBOTT LABS (Abbott Laboratories) | Long | Equity-common | US | $50K | 514 | 0.17 |
| ACCENTURE PLC-A | Long | Equity-common | IE | $51K | 167 | 0.17 |
| ACTIVISION BLIZZ (Activision Blizzard Inc) | Long | Equity-common | US | $40K | 429 | 0.14 |
| ADOBE INC | Long | Equity-common | US | $31K | 61 | 0.11 |
| AGILENT TECH INC (Agilent Technologies Inc.) | Long | Equity-common | US | $48K | 426 | 0.16 |
| AIR PRODS & CHEM (Air Products & Chemicals, Inc.) | Long | Equity-common | US | $50K | 178 | 0.17 |
| ALPHABET INC-A (Alphabet Inc.) | Long | Equity-common | US | $29K | 219 | 0.10 |
| ALTRIA GROUP INC (Altria Group, Inc.) | Long | Equity-common | US | $51K | 1K | 0.17 |
| AMETEK INC (Ametek, Inc.) | Long | Equity-common | US | $42K | 284 | 0.14 |
| AMPHENOL CORP-A (Amphenol Corporation) | Long | Equity-common | US | $54K | 639 | 0.18 |
| ANALOG DEVICES (Analog Devices Inc.) | Long | Equity-common | US | $41K | 235 | 0.14 |
| ANSYS INC | Long | Equity-common | US | $25K | 83 | 0.08 |
| BECTON DICKINSON (Becton, Dickinson and Company) | Long | Equity-common | US | $51K | 197 | 0.17 |
| BIOMARIN PHARMAC (Biomarin Pharmaceutical Inc.) | Long | Equity-common | US | $51K | 577 | 0.17 |
| BRISTOL-MYER SQB (Bristol-Myers Squibb Company) | Long | Equity-common | US | $48K | 831 | 0.16 |
| BROADRIDGE FINL (Broadridge Financial Solutions Inc.) | Long | Equity-common | US | $49K | 271 | 0.16 |
| BROWN-FORMAN -B (Brown-Forman Corp.) | Long | Equity-common | US | $46K | 801 | 0.16 |
| CHIPOTLE MEXICAN (Chipotle Mexican Grill Inc) | Long | Equity-common | US | $26K | 14 | 0.09 |
| CHURCH & DWIGHT (Church & Dwight Co., Inc.) | Long | Equity-common | US | $26K | 282 | 0.09 |
| CINTAS CORP (Cintas Corporation) | Long | Equity-common | US | $52K | 108 | 0.18 |
| CISCO SYSTEMS (Cisco Systems, Inc.) | Long | Equity-common | US | $45K | 845 | 0.15 |
| CLOROX CO (The Clorox Company) | Long | Equity-common | US | $22K | 171 | 0.08 |
| COCA-COLA CO/THE (The Coca-Cola Company) | Long | Equity-common | US | $50K | 889 | 0.17 |
| COGNIZANT TECH-A (Cognizant Technology Solutions Corp.) | Long | Equity-common | US | $54K | 803 | 0.18 |
| COLGATE-PALMOLIV (Colgate-Palmolive Co.) | Long | Equity-common | US | $49K | 696 | 0.17 |
| COMM SERV SELECT SECTOR S (Select Sector Spdr) | Long | Equity-common | US | $161K | 2K | 0.55 |
| CONSTELLATION-A (Constellation Brands, Inc.) | Long | Equity-common | US | $36K | 144 | 0.12 |
| CONSUMER DISCRETIONARY SE (Select Sector Spdr) | Long | Equity-common | US | $138K | 857 | 0.47 |
| CONSUMER STAPLES SPDR (Select Sector Spdr) | Long | Equity-common | US | $202K | 3K | 0.68 |
| COOPER COS INC (The Cooper Companies, Inc.) | Long | Equity-common | US | $23K | 73 | 0.08 |
| COSTAR GROUP INC | Long | Equity-common | US | $42K | 543 | 0.14 |
| COSTCO WHOLESALE (Costco Wholesale Corporation) | Long | Equity-common | US | $56K | 100 | 0.19 |
| CSX CORP (CSX Corporation) | Long | Equity-common | US | $25K | 809 | 0.08 |
| DANAHER CORP (Danaher Corporation) | Long | Equity-common | US | $53K | 212 | 0.18 |
| ECOLAB INC (Ecolab Inc.) | Long | Equity-common | US | $33K | 195 | 0.11 |
| EDWARDS LIFE (Edwards Lifesciences Corporation) | Long | Equity-common | US | $45K | 656 | 0.15 |
| ELECTRONIC ARTS (Electronic Arts Inc.) | Long | Equity-common | US | $50K | 416 | 0.17 |
| EMBECTA CORP (Embecta Corp.) | Long | Equity-common | US | $1K | 97 | 0.00 |
| ENERGY SELECT SECTOR SPDR (Select Sector Spdr) | Long | Equity-common | US | $245K | 3K | 0.83 |
| ENTERPRISE PRODU (Enterprise Products Partners L.P.) | Long | Equity-common | US | $54K | 2K | 0.18 |
| EXPEDITORS INTL (Expeditors International Of Washington Inc.) | Long | Equity-common | US | $51K | 443 | 0.17 |
| FACTSET RESEARCH (FactSet Research Systems Inc.) | Long | Equity-common | US | $56K | 127 | 0.19 |
| FASTENAL CO (Fastenal Co.) | Long | Equity-common | US | $51K | 938 | 0.17 |
| FIDELITY LOW VOL (Fidelity Covington Trust) | Long | Equity-common | US | $760K | 16K | 2.57 |
| FIDELITY MOMENTUM FACTOR (Fidelity Covington Trust) | Long | Equity-common | US | $2M | 34K | 5.43 |
| FIDELITY QUALITY (Fidelity Covington Trust) | Long | Equity-common | US | $763K | 15K | 2.58 |
| FINANCIAL SELECT SECTOR S (Select Sector Spdr) | Long | Equity-common | US | $634K | 19K | 2.15 |
| FORTIVE CORP (Fortive Corporation) | Long | Equity-common | US | $45K | 612 | 0.15 |
| FRST AM-GV OB-X (First American Funds Inc.) | Long | Short-term investment vehicle | US | $92K | – | 0.31 |
| GARMIN LTD | Long | Equity-common | CH | $54K | 513 | 0.18 |
| GENERAL MILLS IN (General Mills, Inc.) | Long | Equity-common | US | $22K | 346 | 0.07 |
| GILEAD SCIENCES (Gilead Sciences, Inc.) | Long | Equity-common | US | $26K | 353 | 0.09 |
| HEALTH CARE SELECT SECTOR (Select Sector Spdr) | Long | Equity-common | US | $45K | 347 | 0.15 |
| HEICO CORP | Long | Equity-common | US | $51K | 314 | 0.17 |
| HERSHEY CO/THE (Hershey Co (The)) | Long | Equity-common | US | $25K | 123 | 0.08 |
| HOLOGIC INC | Long | Equity-common | US | $40K | 572 | 0.13 |
| HOME DEPOT INC | Long | Equity-common | US | $51K | 169 | 0.17 |
| HONEYWELL INTL (Honeywell International Inc.) | Long | Equity-common | US | $50K | 269 | 0.17 |
| HORMEL FOODS CRP (Hormel Foods Corp) | Long | Equity-common | US | $50K | 1K | 0.17 |
| IDEX CORP (Idex Corporation) | Long | Equity-common | US | $52K | 250 | 0.18 |
| IDEXX LABS (IDEXX Laboratories Inc.) | Long | Equity-common | US | $32K | 73 | 0.11 |
| ILLINOIS TOOL WO (Illinois Tool Works Inc.) | Long | Equity-common | US | $43K | 185 | 0.14 |
| INCYTE CORP (Incyte Corporation.) | Long | Equity-common | US | $47K | 814 | 0.16 |
| INDUSTRIAL SELECT SECT SP (Select Sector Spdr) | Long | Equity-common | US | $359K | 4K | 1.22 |
| INTUIT INC | Long | Equity-common | US | $26K | 51 | 0.09 |
| ISHARES 1-3 YEAR TREASURY (Ishares Trust) | Long | Equity-common | US | $8K | 97 | 0.03 |
| ISHARES MSCI USA (Ishares Trust) | Long | Equity-common | US | $2M | 11K | 5.43 |
| ISHARES MSCI USA (Ishares Trust) | Long | Equity-common | US | $764K | 6K | 2.58 |
| ISHARES MSCI USA (Ishares Trust) | Long | Equity-common | US | $752K | 10K | 2.54 |
| JM SMUCKER CO (The J M Smucker Company) | Long | Equity-common | US | $37K | 302 | 0.13 |
| JOHNSON&JOHNSON (Johnson & Johnson) | Long | Equity-common | US | $51K | 329 | 0.17 |
| JPM QLTY FACTOR (J P Morgan Exchange Traded Fund Trust) | Long | Equity-common | US | $766K | 18K | 2.59 |
| JPMORGAN US MOMENTUM FACT (J P Morgan Exchange Traded Fund Trust) | Long | Equity-common | US | $2M | 39K | 5.45 |
| KELLANOVA (Kellogg Company) | Long | Equity-common | US | $32K | 542 | 0.11 |
| KEURIG DR PEPPER (Keurig Dr Pepper Inc) | Long | Equity-common | US | $52K | 2K | 0.18 |
| KEYSIGHT TEC (Keysight Technologies, Inc.) | Long | Equity-common | US | $29K | 221 | 0.10 |
| KIMBERLY-CLARK (Kimberly-Clark Corporation) | Long | Equity-common | US | $41K | 337 | 0.14 |
| LINDE PLC | Long | Equity-common | IE | $26K | 69 | 0.09 |
| LOCKHEED MARTIN (Lockheed Martin Corporation) | Long | Equity-common | US | $48K | 117 | 0.16 |
| LULULEMON ATH (Lululemon Athletica Inc.) | Long | Equity-common | US | $43K | 111 | 0.14 |
| MASTERCARD INC-A (MasterCard Incorporated) | Long | Equity-common | US | $52K | 132 | 0.18 |
| MATERIALS SELECT SECTOR S (Select Sector Spdr) | Long | Equity-common | US | $236K | 3K | 0.80 |
| MCCORMICK-N/V (McCormick & Company, Incorporated) | Long | Equity-common | US | $32K | 427 | 0.11 |
| MCDONALDS CORP (McDonald's Corporation) | Long | Equity-common | US | $42K | 159 | 0.14 |
| MEDTRONIC PLC | Long | Equity-common | IE | $33K | 418 | 0.11 |
| MERCK & CO (Merck & Co., Inc) | Long | Equity-common | US | $42K | 405 | 0.14 |
| METTLER-TOLEDO (Mettler-Toledo International Inc) | Long | Equity-common | US | $44K | 40 | 0.15 |
| MONDELEZ INTER-A (Mondelez International, Inc.) | Long | Equity-common | US | $26K | 371 | 0.09 |
| MONSTER BEVERAGE (Monster Beverage Corp) | Long | Equity-common | US | $33K | 626 | 0.11 |
| MOODY'S CORP (Moodys Corp) | Long | Equity-common | US | $50K | 158 | 0.17 |
| MOTOROLA SOLUTIO (Motorola Solutions Inc) | Long | Equity-common | US | $26K | 96 | 0.09 |
| MPLX LP | Long | Equity-common | US | $54K | 2K | 0.18 |
| O'REILLY AUTOMOT (O'Reilly Automotive Inc.) | Long | Equity-common | US | $25K | 28 | 0.09 |
| OLD DOMINION FRT (Old Dominion Freight Line Inc.) | Long | Equity-common | US | $29K | 71 | 0.10 |
| PAYCHEX INC | Long | Equity-common | US | $52K | 453 | 0.18 |
| PEPSICO INC | Long | Equity-common | US | $50K | 293 | 0.17 |
| PHILIP MORRIS IN (Philip Morris International Inc.) | Long | Equity-common | US | $52K | 563 | 0.18 |
| PROCTER & GAMBLE (The Procter & Gamble Company) | Long | Equity-common | US | $51K | 350 | 0.17 |
| PTC INC | Long | Equity-common | US | $54K | 379 | 0.18 |
| QUEST DIAGNOSTIC (Quest Diagnostics Incorporated) | Long | Equity-common | US | $40K | 328 | 0.14 |
| REAL ESTATE SELECT SECT S (Select Sector Spdr) | Long | Equity-common | US | $228K | 7K | 0.77 |
| REGENERON PHARM (Regeneron Pharmaceuticals, Inc.) | Long | Equity-common | US | $46K | 56 | 0.16 |
| RELIANCE STEEL (Reliance Steel & Aluminum Co.) | Long | Equity-common | US | $25K | 96 | 0.09 |
| REPUBLIC SVCS (Republic Services, Inc.) | Long | Equity-common | US | $42K | 297 | 0.14 |
| RESMED INC (ResMed Inc.) | Long | Equity-common | US | $23K | 155 | 0.08 |
| ROLLINS INC | Long | Equity-common | US | $49K | 1K | 0.17 |
| ROPER TECHNOLOGI (Roper Technologies Inc) | Long | Equity-common | US | $54K | 111 | 0.18 |
| ROYALTY PHARMA-A (Royalty Pharma PLC) | Long | Equity-common | GB | $37K | 1K | 0.13 |
| S&P GLOBAL INC | Long | Equity-common | US | $50K | 137 | 0.17 |
| SNAP-ON INC (Snap-On Incorporated) | Long | Equity-common | US | $50K | 195 | 0.17 |
| SPDR S&P 500 ETF (Spdr S&P 500 Etf Trust) | Long | Equity-common | US | $1M | 3K | 4.86 |
| SPDR SSGA US LAR (Spdr Series Trust) | Long | Equity-common | US | $757K | 6K | 2.56 |
| SPX US 03/15/24 C4800 | Long | Derivative-equity | $32K | – | 0.11 | |
| SPX US 03/15/24 P3800 | Long | Derivative-equity | $37K | – | 0.12 | |
| SPX US 04/19/24 C4850 | Long | Derivative-equity | $46K | – | 0.16 | |
| SPX US 04/19/24 P3700 | Long | Derivative-equity | $42K | – | 0.14 | |
| SPX US 05/17/24 C5100 | Long | Derivative-equity | $26K | – | 0.09 | |
| SPX US 05/17/24 P3350 | Short | Derivative-equity | $-24K | – | -0.08 | |
| SPX US 05/17/24 P4150 | Long | Derivative-equity | $95K | – | 0.32 | |
| SPX US 06/21/24 C5150 | Long | Derivative-equity | $40K | – | 0.13 | |
| SPX US 06/21/24 P3450 | Short | Derivative-equity | $-33K | – | -0.11 | |
| SPX US 06/21/24 P4250 | Long | Derivative-equity | $122K | – | 0.41 | |
| SPX US 07/19/24 C5075 | Long | Derivative-equity | $59K | – | 0.20 | |
| SPX US 07/19/24 P3350 | Short | Derivative-equity | $-27K | – | -0.09 | |
| SPX US 07/19/24 P4150 | Long | Derivative-equity | $95K | – | 0.32 | |
| SPX US 08/16/24 C5175 | Long | Derivative-equity | $62K | – | 0.21 | |
| SPX US 08/16/24 C5600 | Short | Derivative-equity | $-12K | – | -0.04 | |
| SPX US 08/16/24 P3425 | Short | Derivative-equity | $-34K | – | -0.11 | |
| SPX US 08/16/24 P4200 | Long | Derivative-equity | $109K | – | 0.37 | |
| SPX US 12/15/23 P3500 | Short | Derivative-equity | $-18K | – | -0.06 | |
| SPX US 12/15/23 P3675 | Short | Derivative-equity | $-20K | – | -0.07 | |
| SPX US 12/15/23 P4000 | Long | Derivative-equity | $78K | – | 0.27 | |
| SPX US 12/15/23 P4125 | Long | Derivative-equity | $83K | – | 0.28 | |
| TE CONNECTIVITY (TE Connectivity Ltd) | Long | Equity-common | CH | $41K | 332 | 0.14 |
| TECHNOLOGY SELECT SECT SP (Select Sector Spdr) | Long | Equity-common | US | $354K | 2K | 1.20 |
| TELEDYNE TECH (Teledyne Technologies Inc) | Long | Equity-common | US | $43K | 105 | 0.15 |
| TERADYNE INC (Teradyne Inc.) | Long | Equity-common | US | $24K | 242 | 0.08 |
| TEXAS INSTRUMENT (Texas Instruments Incorporated) | Long | Equity-common | US | $49K | 308 | 0.17 |
| THERMO FISHER (Thermo Fisher Scientific Inc) | Long | Equity-common | US | $50K | 98 | 0.17 |
| TJX COS INC (The TJX Companies Inc.) | Long | Equity-common | US | $47K | 534 | 0.16 |
| TYLER TECHNOLOG (Tyler Technologies Inc.) | Long | Equity-common | US | $43K | 111 | 0.15 |
| US 10YR NOTE (CBT)Dec23 (Chicago Board of Trade) | Long | Derivative-interest rate | US | $-246K | – | -0.83 |
| UTILITIES SELECT SECTOR S (Select Sector Spdr) | Long | Equity-common | US | $136K | 2K | 0.46 |
| VANGUARD S&P 500 ETF (Vanguard Index Fds) | Long | Equity-common | US | $8M | 20K | 25.97 |
| VANGUARD US MOMENTUM FACT (Vanguard Wellington Fund) | Long | Equity-common | US | $2M | 14K | 5.50 |
| VEEVA SYSTEMS-A (Veeva Systems Inc) | Long | Equity-common | US | $51K | 250 | 0.17 |
| VERISIGN INC (Verisign, Inc.) | Long | Equity-common | US | $42K | 208 | 0.14 |
| VERTEX PHARM (Vertex Pharmaceuticals Incorporated) | Long | Equity-common | US | $44K | 127 | 0.15 |
| VISA INC-CLASS A | Long | Equity-common | US | $51K | 223 | 0.17 |
| WALMART INC | Long | Equity-common | US | $54K | 337 | 0.18 |
| WASTE CONNECTION (Waste Connections Inc (CA) Inc) | Long | Equity-common | CA | $50K | 370 | 0.17 |
| WASTE MANAGEMENT (Waste Management, Inc.) | Long | Equity-common | US | $50K | 325 | 0.17 |
| WATERS CORP (Waters Corporation) | Long | Equity-common | US | $35K | 128 | 0.12 |
| XYLEM INC (Xylem, Inc.) | Long | Equity-common | US | $23K | 252 | 0.08 |
| YUM! BRANDS INC (YUM Brands Inc) | Long | Equity-common | US | $41K | 330 | 0.14 |
| ZOETIS INC (Zoetis Inc.) | Long | Equity-common | US | $51K | 294 | 0.17 |
Address
Northern Lights Fund Trust III
225 Pictoria Drive, Suite 450
Cincinatti
Ohio
45246
United States of America
Websites
Directors
John V. Palancia
Patricia Luscombe
Jeffrey D. Young
Mark Taylor
Transfer Agents
Ultimus Fund Solutions, LLC
Pricing Services
ICE Data Services
Custodians
US Bank
Shareholder Servicing Agents
Ultimus Fund Solutions, LLC
Admins
Ultimus Fund Solutions, LLC
Brokers
N/A