Mutual Fund Database

PIMCOFUNDS > PIMCO Funds

PIMCO Preferred and Capital Securities Fund

Series ID: S000048447
LEI: 5493000QG7HX2Z070R94
SEC CIK: 810893
$986.19M Avg Monthly Net Assets
$962.40M Total Assets
$63.12M Total Liabilities
$899.28M Net Assets
PIMCO Preferred and Capital Securities Fund is a Mutual Fund in PIMCO Funds from PIMCOFUNDS, based in California, United States of America. The fund has five share classes and monthly net assets of $986.19M. On August 28th, 2024 it reported 213 holdings, the largest being PIMCO FUNDS (7.1%), BANK OF AMERICA CORPORATION (3.7%) and JP MORGAN CHASE & CO (2.1%). Data provided by Fincoded.

Share Classes

Name Class/Contract ID Ticker Monthly Returns (2 years)
Class A C000152877 PFANX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 246.04% (Max)-9.19% (Min)
Class C C000152878 PFCJX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 245.95% (Max)-9.26% (Min)
Class I-2 C000152874 PFPNX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 245.91% (Max)-9.22% (Min)
Class I-3 C000200467 PFNNX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 245.92% (Max)-9.23% (Min)
Institutional C000152873 PFINX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 246.01% (Max)-9.19% (Min)

Holdings

From latest NPORT-P, filed August 28th, 2024 for period ending June 30th, 2024. Historic holdings data available from Fincoded.
Name Profile Category Country Value $USD # Shares % of Fund
ABN AMRO BANK NV JR SUBORDINA REGS 12/99 VAR Long Debt NL $7M – 0.72
AES ANDES SA JR SUBORDINA 144A 06/55 VAR Long Debt CL $1M – 0.14
AES CORP/THE JR SUBORDINA 01/55 VAR (AES CORPORATION) Long Debt US $2M – 0.24
AIB GROUP PLC JR SUBORDINA REGS 12/99 VAR (AIB GROUP PLC (AKA: ALLIED IRISH BANKS)) Long Debt IE $5M – 0.50
AIRCASTLE LTD JR SUBORDINA 144A 12/99 VAR (AIRCASTLE LIMITED) Long Equity-preferred BM $4M 5M 0.49
ALFA BANK (ALFA BOND) SUBORDINATED REGS 04/30 VAR (ALFA BANK AO VIA ALFA BOND ISSUANCE PLC) Long Debt IE $300K – 0.03
ALLY FINANCIAL INC JR SUBORDINA 12/99 VAR Long Equity-preferred US $4M 5M 0.46
AMER AGCREDIT ACA JR SUBORDINA 144A VAR (AMERICAN AGCREDIT CORPORATION) Long Equity-preferred US $5M 5M 0.53
AMERICAN ELECTRIC POWER JR SUBORDINA 12/54 VAR (AMERICAN ELECTRIC POWER COMPANY INC) Long Debt US $2M – 0.26
AMERICAN ELECTRIC POWER JR SUBORDINA 12/54 VAR (AMERICAN ELECTRIC POWER COMPANY INC) Long Debt US $2M – 0.26
AMERICAN EXPRESS CO JR SUBORDINA 12/99 VAR (AMERICAN EXPRESS COMPANY) Long Equity-preferred US $6M 7M 0.68
ATHORA NETHERLANDS JR SUBORDINA REGS 12/99 VAR (ATHORA NETHERLANDS NV) Long Debt NL $4M – 0.48
AXIS SPECIALTY FINANCE COMPANY GUAR 01/40 VAR (AXIS SPECIALTY FINANCE LLC) Long Debt US $2M – 0.22
BANCA MONTE DEI PASCHI S SUBORDINATED REGS 09/30 VAR (BANCA MONTE DEI PASCHI DI SIENA SPA) Long Debt IT $6M – 0.62
BANCO BILBAO VIZCAYA ARG JR SUBORDINA 12/99 VAR (BANCO BILBAO VIZCAYA ARGENTARIA SA (BBVA)) Long Debt ES $5M – 0.52
BANCO BILBAO VIZCAYA ARG JR SUBORDINA REGS VAR (BANCO BILBAO VIZCAYA ARGENTARIA SA (BBVA)) Long Debt ES $4M – 0.46
BANCO BILBAO VIZCAYA ARG JR SUBORDINA REGS VAR (BANCO BILBAO VIZCAYA ARGENTARIA SA (BBVA)) Long Debt ES $2M – 0.26
BANCO MERCANTIL DE NORTE JR SUBORDINA REGS VAR (BANCO MERCANTIL DEL NORTE SA/ GRAND CAYMAN BRANCH) Long Debt MX $10M – 1.08
BANCO SANTANDER SA JR SUBORDINA 12/99 VAR Long Debt ES $9M – 0.96
BANCO SANTANDER SA JR SUBORDINA 12/99 VAR Long Debt ES $4M – 0.43
BANCO SANTANDER SA JR SUBORDINA REGS 12/99 VAR Long Debt ES $2M – 0.24
BANCO SANTANDER SA JR SUBORDINA REGS 12/99 VAR Long Debt ES $2M – 0.18
BANK OF AMERICA CORP JR SUBORDINA 12/99 VAR (BANK OF AMERICA CORPORATION) Long Equity-preferred US $34M 34M 3.74
BANK OF IRELAND GROUP JR SUBORDINA REGS VAR (BANK OF IRELAND GROUP PLC) Long Debt IE $11M – 1.20
BANK OF NOVA SCOTIA JR SUBORDINA 01/84 VAR (THE BANK OF NOVA SCOTIA) Long Debt CA $3M – 0.37
BANK OF NOVA SCOTIA JR SUBORDINA 12/99 VAR (THE BANK OF NOVA SCOTIA) Long Debt CA $5M – 0.56
BARCLAYS PLC JR SUBORDINA 12/99 VAR Long Debt GB $9M – 0.95
BARCLAYS PLC JR SUBORDINA 12/99 VAR Long Debt GB $8M – 0.87
BARCLAYS PLC JR SUBORDINA 12/99 VAR Long Debt GB $5M – 0.53
BBVA BANCOMER SA TEXAS SUBORDINATED 144A 01/39 VAR (BBVA BANCOMER SA/TAXAS BRANCH) Long Debt MX $5M – 0.51
BNP PARIBAS JR SUBORDINA 144A 12/99 VAR Long Debt FR $9M – 1.03
BNP PARIBAS JR SUBORDINA 144A 12/99 VAR Long Debt FR $9M – 0.95
BOUGHT AUD SOLD USD 20240702 Derivative-foreign exchange AU $384.09 – 0.00
BOUGHT EUR SOLD USD 20240702 Derivative-foreign exchange $52K – 0.01
BOUGHT EUR SOLD USD 20240702 Derivative-foreign exchange $-217.02 – -0.00
BOUGHT EUR SOLD USD 20240702 Derivative-foreign exchange $-3K – -0.00
BOUGHT EUR SOLD USD 20240702 Derivative-foreign exchange $-19K – -0.00
BOUGHT EUR SOLD USD 20240702 Derivative-foreign exchange $-28K – -0.00
BOUGHT EUR SOLD USD 20240802 Derivative-foreign exchange $4K – 0.00
BOUGHT GBP SOLD USD 20240702 Derivative-foreign exchange GB $-526.06 – -0.00
BOUGHT GBP SOLD USD 20240702 Derivative-foreign exchange GB $-4K – -0.00
BOUGHT GBP SOLD USD 20240702 Derivative-foreign exchange GB $-6K – -0.00
BOUGHT GBP SOLD USD 20240702 Derivative-foreign exchange GB $-92K – -0.01
BP CAPITAL MARKETS PLC COMPANY GUAR 12/99 VAR Long Debt GB $11M – 1.21
BPCE SA 144A 05/35 VAR Long Debt FR $249K – 0.03
BRIGHTHOUSE HLDGS LLC JR SUBORDINA 144A VAR (BRIGHTHOUSE HOLDINGS LLC) Long Equity-preferred US $2M 2M 0.20
BRITISH TELECOMMUNICATIO COMPANY GUAR 144A 11/81 VAR (BRITISH TELECOMMUNICATIONS PLC) Long Debt GB $5M – 0.53
CAIXABANK SA JR SUBORDINA REGS 12/99 VAR (CAIXABANK SA (AKA: LA CAIXA)) Long Debt ES $6M – 0.66
CAIXABANK SA JR SUBORDINA REGS 12/99 VAR (CAIXABANK SA (AKA: LA CAIXA)) Long Debt ES $5M – 0.52
CAIXABANK SA JR SUBORDINA REGS 12/99 VAR (CAIXABANK SA (AKA: LA CAIXA)) Long Debt ES $5M – 0.51
CAPITAL ONE FINANCIAL CO JR SUBORDINA 12/99 VAR (CAPITAL ONE FINANCIAL CORPORATION) Long Equity-preferred US $4M 4M 0.42
CHARLES SCHWAB CORP JR SUBORDINA 12/99 VAR (CHARLES SCHWAB CORP/THE) Long Equity-preferred US $11M 13M 1.27
CHARLES SCHWAB CORP JR SUBORDINA 12/99 VAR (CHARLES SCHWAB CORP/THE) Long Equity-preferred US $6M 6M 0.64
CITIGROUP INC JR SUBORDINA 12/99 VAR Long Equity-preferred US $9M 9M 1.01
CITIGROUP INC JR SUBORDINA 12/99 VAR Long Equity-preferred US $8M 8M 0.94
CITIGROUP INC JR SUBORDINA 12/99 VAR Long Equity-preferred US $6M 6M 0.71
CITIZENS FINANCIAL GROUP JR SUBORDINA 12/99 VAR (CITIZENS FINANCIAL GROUP INC) Long Equity-preferred US $2M 2M 0.23
COMMERZBANK AG JR SUBORDINA REGS 12/99 VAR Long Debt DE $4M – 0.50
COMMERZBANK AG JR SUBORDINA REGS 12/99 VAR Long Debt DE $3M – 0.28
COMPEER FINANCIAL ACA JR SUBORDINA 144A VAR Long Equity-preferred US $5M 5M 0.54
COOPERATIEVE RABOBANK UA JR SUBORDINA REGS 12/99 VAR (COOPERATIEVE RABOBANK UA (AKA: RABOBANK NEDERLAND)) Long Debt NL $7M – 0.79
COOPERATIEVE RABOBANK UA JR SUBORDINA REGS 12/99 VAR (COOPERATIEVE RABOBANK UA (AKA: RABOBANK NEDERLAND)) Long Debt NL $1M – 0.13
COREBRIDGE FINANCIAL INC JR SUBORDINA 12/52 VAR Long Debt US $9M – 0.97
CREDIT AGRICOLE SA JR SUBORDINA REGS 12/99 VAR Long Debt FR $5M – 0.50
CREDIT AGRICOLE SA JR SUBORDINA REGS 12/99 VAR Long Debt FR $4M – 0.42
CS AT1 CLAIMS US225401AL29 CREDIT SUISSE GROUP AG (CREDIT SUISSE GROUP AG) Long Debt US $3M – 0.29
CS AT1 CLAIMS US225401AR98 CREDIT SUISSE GROUP AG (CREDIT SUISSE GROUP AG) Long Debt US $2M – 0.21
CS AT1 CLAIMS USH3698DDQ46 CREDIT SUISSE GROUP AG (CREDIT SUISSE GROUP AG) Long Debt US $2M – 0.28
DE VOLKSBANK NV JR SUBORDINA REGS 12/99 VAR (SNS BANK (AKA: DE VOLKSBANK NV)) Long Debt NL $2M – 0.24
DEPOSITORY TRUST + CLEAR JR SUBORDINA 144A 12/99 VAR (DEPOSITORY TRUST & CLEARING CORP (DTCC)) Long Equity-preferred US $9M 10M 1.05
DEUTSCHE BANK AG JR SUBORDINA REGS 05/49 VAR (DEUTSCHE BANK AKTIENGESELLSCHAFT) Long Debt DE $3M – 0.34
DEUTSCHE BANK AG JR SUBORDINA REGS 12/99 VAR (DEUTSCHE BANK AKTIENGESELLSCHAFT) Long Debt DE $5M – 0.56
DEUTSCHE BANK AG JR SUBORDINA REGS 12/99 VAR (DEUTSCHE BANK AKTIENGESELLSCHAFT) Long Debt DE $4M – 0.41
DISCOVER FINANCIAL SVS JR SUBORDINA 12/99 VAR (DISCOVER FINANCIAL SERVICES) Long Equity-preferred US $2M 3M 0.25
DNB BANK ASA JR SUBORDINA REGS 12/99 VAR Long Debt NO $5M – 0.59
DOMINION ENERGY INC JR SUBORDINA 02/55 VAR Long Debt US $2M – 0.23
DOMINION ENERGY INC JR SUBORDINA 06/54 VAR Long Debt US $4M – 0.50
DRESDNER FNDG TRUST I JR SUBORDINA 144A 06/31 8.151 (DRESDNER FUNDING TRUST I) Long Debt US $2M – 0.24
DRESDNER FNDG TRUST I JR SUBORDINA REGS 06/31 8.151 (DRESDNER FUNDING TRUST I) Long Debt US $977K – 0.11
EDISON INTERNATIONAL JR SUBORDINA 12/99 VAR Long Equity-preferred US $8M 8M 0.87
ELECTRICITE DE FRANCE SA JR SUBORDINA 144A 12/99 VAR (ELECTRICITE DE FRANCE SA (EDF)) Long Debt FR $9M – 0.97
ENBRIDGE INC ENBRIDGE INC Long Debt CA $2M – 0.25
ENBRIDGE INC SUBORDINATED 01/83 VAR Long Debt CA $2M – 0.24
ENBRIDGE INC SUBORDINATED 01/84 VAR Long Debt CA $3M – 0.32
ENERGY TRANSFER LP JR SUBORDINA 12/99 VAR Long Equity-preferred US $12M 12M 1.32
ENERGY TRANSFER LP JR SUBORDINA 12/99 VAR Long Equity-preferred US $3M 3M 0.28
ERSTE GROUP BANK AG JR SUBORDINA REGS 12/99 VAR Long Debt AT $7M – 0.82
ERSTE GROUP BANK AG JR SUBORDINA REGS 12/99 VAR Long Debt AT $7M – 0.78
ERSTE GROUP BANK AG JR SUBORDINA REGS 12/99 VAR Long Debt AT $3M – 0.28
EURO-BOBL FUTURE SEP24 XEUR 20240906 Derivative-interest rate DE $-228K – -0.03
EURO-BUND FUTURE SEP24 XEUR 20240906 Derivative-interest rate DE $-80K – -0.01
EURO-BUXL 30Y BND SEP24 XEUR 20240906 Derivative-interest rate DE $-204K – -0.02
EURO-SCHATZ FUT SEP24 XEUR 20240906 Derivative-interest rate DE $-7K – -0.00
FARM CREDIT BK OF TEXAS JR SUBORDINA 12/99 VAR (FARM CREDIT BANK OF TEXAS) Long Equity-preferred US $5M 5M 0.51
FARM CREDIT BK OF TEXAS JR SUBORDINA 144A VAR (FARM CREDIT BANK OF TEXAS) Long Equity-preferred US $7M 7M 0.73
FIXED INC CLEARING CORP.REPO Long Repurchase agreement US $3M – 0.36
GLOBAL ATLANTIC FIN CO COMPANY GUAR 144A 10/54 VAR (GLOBAL ATLANTIC (FIN) COMPANY) Long Debt US $4M – 0.41
GOLDMAN SACHS GROUP INC JR SUBORDINA 05/66 VAR Long Equity-preferred US $10M 10M 1.06
GOLDMAN SACHS GROUP INC JR SUBORDINA 12/99 VAR Long Equity-preferred US $8M 8M 0.92
HSBC BNK CAO FND STER 1 COMPANY GUAR REGS 11/49 VAR (HSBC BANK CAPITAL FUNDING (STERLING 1) LP) Long Debt JE $5M – 0.51
HSBC HOLDINGS PLC JR SUBORDINA 12/49 VAR Long Debt GB $10M – 1.13
ING GROEP NV JR SUBORDINA 12/49 VAR Long Debt NL $10M – 1.15
ING GROEP NV JR SUBORDINA 12/99 VAR Long Debt NL $2M – 0.24
ING GROEP NV JR SUBORDINA REGS 12/49 VAR Long Debt NL $11M – 1.23
INTESA SANPAOLO SPA JR SUBORDINA 144A 12/49 VAR Long Debt IT $9M – 1.02
INTESA SANPAOLO SPA JR SUBORDINA REGS 12/99 VAR Long Debt IT $10M – 1.09
INTESA SANPAOLO SPA JR SUBORDINA REGS 12/99 VAR Long Debt IT $2M – 0.25
JPMORGAN CHASE + CO JR SUBORDINA 12/99 VAR (JP MORGAN CHASE & CO) Long Equity-preferred US $19M 19M 2.09
JPMORGAN CHASE + CO JR SUBORDINA 12/99 VAR (JP MORGAN CHASE & CO) Long Equity-preferred US $14M 13M 1.53
JPMORGAN CHASE + CO PREFERRED STOCK 4.2 (JP MORGAN CHASE & CO) Long Equity-preferred US $1M 67K 0.14
JPMORGAN CHASE + CO PREFERRED STOCK 4.625 (JP MORGAN CHASE & CO) Long Equity-preferred US $4M 180K 0.42
KBC GROUP NV JR SUBORDINA REGS 12/99 VAR (KBC GROEP NV) Long Debt BE $7M – 0.78
KBC GROUP NV JR SUBORDINA REGS 12/99 VAR (KBC GROEP NV) Long Debt BE $2M – 0.25
LIBERTY MUTUAL GROUP INC COMPANY GUAR 144A 02/61 4.3 Long Debt US $3M – 0.32
LIBERTY MUTUAL GROUP INC COMPANY GUAR 144A 12/51 VAR Long Debt US $6M – 0.65
LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR Long Debt GB $12M – 1.32
LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR Long Debt GB $12M – 1.30
LONG GILT FUTURE SEP24 IFLL 20240926 Derivative-interest rate GB $13K – 0.00
METLIFE CAPITAL TRUST IV JR SUBORDINA 144A 12/67 7.875 Long Debt US $7M – 0.73
MITSUBISHI UFJ FIN GRP JR SUBORDINA 12/99 VAR (MITSUBISHI UFJ FINANCIAL GROUP INC (MUFG)) Long Debt JP $8M – 0.85
MORGAN STANLEY JR SUBORDINA VAR Long Equity-preferred US $4M 4M 0.46
MORGAN STANLEY JR SUBORDINA VAR Long Equity-preferred US $2M 2M 0.26
MORGAN STANLEY PREFERRED STOCK 4.875 Long Equity-preferred US $3M 117K 0.29
MORGAN STANLEY PREFERRED STOCK VAR Long Equity-preferred US $8M 302K 0.84
NATIONWIDE BLDG SOCIETY JR SUBORDINA REGS VAR (NATIONWIDE BUILDING SOCIETY) Long Debt GB $503K – 0.06
NATIONWIDE BUILDING SOC CCDS PREFERENCE (NATIONWIDE BUILDING SOCIETY) Long Equity-preferred GB $8M 48K 0.87
NATWEST GROUP PLC JR SUBORDINA 12/49 VAR Long Debt GB $9M – 1.01
NATWEST GROUP PLC JR SUBORDINA 12/99 VAR Long Debt GB $12M – 1.29
NATWEST GROUP PLC JR SUBORDINA 12/99 VAR Long Debt GB $5M – 0.61
NEXTERA ENERGY CAPITAL COMPANY GUAR 06/54 VAR (NEXTERA ENERGY CAPITAL HOLDINGS INC) Long Debt US $9M – 0.98
NEXTERA ENERGY CAPITAL COMPANY GUAR 09/54 VAR (NEXTERA ENERGY CAPITAL HOLDINGS INC) Long Debt US $9M – 1.00
PIMCO PRV SHORT TERM FLT III MUTUAL FUND (PIMCO FUNDS) Long Short-term investment vehicle US $64M – 7.06
PNC FINANCIAL SERVICES JR SUBORDINA 12/99 VAR (PNC FINANCIAL SERVICES GROUP INC) Long Equity-preferred US $14M 15M 1.52
PNC FINANCIAL SERVICES JR SUBORDINA 12/99 VAR (PNC FINANCIAL SERVICES GROUP INC) Long Equity-preferred US $6M 6M 0.65
PRUDENTIAL FINANCIAL INC JR SUBORDINA 03/54 VAR Long Debt US $6M – 0.72
PRUDENTIAL FINANCIAL INC JR SUBORDINA 09/52 VAR Long Debt US $7M – 0.79
RCI BANQUE SA SUBORDINATED REGS 10/34 VAR Long Debt FR $4M – 0.48
REVERSE REPO BANK OF AMERICA REVERSE REPO Short Repurchase agreement US $-2M – -0.20
REVERSE REPO BANK OF AMERICA REVERSE REPO Short Repurchase agreement US $-17M – -1.87
REVERSE REPO JPM CHASE Short Repurchase agreement US $-2M – -0.17
REVERSE REPO JPM CHASE Short Repurchase agreement US $-13M – -1.43
REVERSE REPO PARIBAS Short Repurchase agreement US $-5M – -0.53
RFR GBP SONIO/3.75000 09/18/24-10Y LCH Derivative-interest rate GB $59K – 0.01
RFR GBP SONIO/3.75000 09/18/24-30Y LCH Derivative-interest rate GB $135K – 0.02
RFR GBP SONIO/4.00000 09/18/24-5Y LCH Derivative-interest rate GB $-31K – -0.00
RFR GBP SONIO/4.25000 09/18/24-2Y LCH Derivative-interest rate GB $-16K – -0.00
RFR USD SOFR/1.75000 06/15/22-30Y LCH Derivative-interest rate US $-7M – -0.77
RFR USD SOFR/3.75000 12/18/24-5Y LCH Derivative-interest rate US $-28K – -0.00
ROYAL BANK OF CANADA JR SUBORDINA 05/84 VAR Long Debt CA $15M – 1.71
SCE TRUST VII PREFERRED STOCK 7.5 Long Equity-preferred US $4M 169K 0.49
SEMPRA JR SUBORDINA 12/99 VAR Long Equity-preferred US $8M 8M 0.84
SOCIETE GENERALE JR SUBORDINA 144A 12/99 VAR Long Debt FR $4M – 0.47
SOCIETE GENERALE JR SUBORDINA 144A 12/99 VAR Long Debt FR $3M – 0.36
SOLD AUD BOUGHT USD 20240702 Derivative-foreign exchange AU $-404.59 – -0.00
SOLD AUD BOUGHT USD 20240802 Derivative-foreign exchange AU $-382.15 – -0.00
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $1M – 0.12
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $638K – 0.07
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $302K – 0.03
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $66K – 0.01
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $21K – 0.00
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $10K – 0.00
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $4K – 0.00
SOLD EUR BOUGHT USD 20240702 Derivative-foreign exchange $1K – 0.00
SOLD EUR BOUGHT USD 20240802 Derivative-foreign exchange $29K – 0.00
SOLD EUR BOUGHT USD 20240802 Derivative-foreign exchange $20K – 0.00
SOLD EUR BOUGHT USD 20240802 Derivative-foreign exchange $-221.45 – -0.00
SOLD EUR BOUGHT USD 20240802 Derivative-foreign exchange $-52K – -0.01
SOLD GBP BOUGHT USD 20240702 Derivative-foreign exchange GB $306K – 0.03
SOLD GBP BOUGHT USD 20240702 Derivative-foreign exchange GB $6K – 0.00
SOLD GBP BOUGHT USD 20240702 Derivative-foreign exchange GB $3K – 0.00
SOLD GBP BOUGHT USD 20240702 Derivative-foreign exchange GB $2K – 0.00
SOLD GBP BOUGHT USD 20240702 Derivative-foreign exchange GB $748.71 – 0.00
SOLD GBP BOUGHT USD 20240802 Derivative-foreign exchange GB $92K – 0.01
SOLD GBP BOUGHT USD 20240802 Derivative-foreign exchange GB $517.93 – 0.00
SOLD GBP BOUGHT USD 20240802 Derivative-foreign exchange GB $96.56 – 0.00
SOUTH JERSEY INDUSTRIES JR SUBORDINA 04/31 5.02 (SOUTH JERSEY INDUSTRIES INC) Long Debt US $5M – 0.61
STATE STREET CORP JR SUBORDINA 12/99 VAR (STATE STREET CORPORATION) Long Equity-preferred US $7M 7M 0.77
STICHTING AK RABOBANK JR SUBORDINA REGS 12/49 VAR (STICHTING AK RABOBANK CERTIFICATEN) Long Equity-preferred NL $14M 12M 1.52
SUMITOMO MITSUI FINL GRP JR SUBORDINA 12/99 VAR (SUMITOMO MITSUI FINANCIAL GROUP INC) Long Debt JP $8M – 0.91
SVB FINANCIAL GROUP JR SUBORDINA 12/99 VAR Long Equity-preferred US $215K 28M 0.02
SVB FINANCIAL GROUP JR SUBORDINA 12/99 VAR Long Equity-preferred US $49K 10M 0.01
SVENSKA HANDELSBANKEN AB JR SUBORDINA REGS 12/99 VAR Long Debt SE $3M – 0.29
SWISS RE SUB FIN PLC COMPANY GUAR 144A 04/35 VAR (SWISS RE SUBORDINATED FINANCE PLC) Long Debt GB $3M – 0.31
SYNCHRONY FINANCIAL PREFERRED STOCK VAR Long Equity-preferred US $9M 336K 0.95
TEXTRON FINANCIAL CORP JR SUBORDINA 144A 02/67 VAR (TEXTRON FINANCIAL CORPORATION) Long Debt US $6M – 0.68
TORONTO DOMINION BANK JR SUBORDINA 07/84 VAR (TORONTO-DOMINION BANK) Long Debt CA $2M – 0.24
TORONTO DOMINION BANK JR SUBORDINA 10/82 VAR (TORONTO-DOMINION BANK) Long Debt CA $11M – 1.18
TREASURY BILL 07/24 0.00000 (UNITED STATES GOVT) Long Debt US $2K – 0.00
TREASURY BILL 08/24 0.00000 (UNITED STATES GOVT) Long Debt US $871K – 0.10
TREASURY BILL 08/24 0.00000 (UNITED STATES GOVT) Long Debt US $345K – 0.04
TREASURY BILL 08/24 0.00000 (UNITED STATES GOVT) Long Debt US $262K – 0.03
TREASURY BILL 08/24 0.00000 (UNITED STATES GOVT) Long Debt US $31K – 0.00
TRUIST FIN CORP JR SUBORDINA 12/99 VAR (TRUIST FINANCIAL CORPORATION) Long Equity-preferred US $5M 5M 0.51
TRUIST FINANCIAL CORP JR SUBORDINA 12/99 VAR (TRUIST FINANCIAL CORPORATION) Long Equity-preferred US $5M 6M 0.57
UBS GROUP AG JR SUBORDINA 144A 12/99 VAR Long Debt CH $9M – 0.97
UBS GROUP AG JR SUBORDINA 144A 12/99 VAR Long Debt CH $6M – 0.70
UBS GROUP AG JR SUBORDINA 144A 12/99 VAR Long Debt CH $3M – 0.38
UBS GROUP AG JR SUBORDINA REGS 12/99 VAR Long Debt CH $1M – 0.16
US 10YR NOTE (CBT)SEP24 XCBT 20240919 Derivative-interest rate US $-290K – -0.03
US 10YR ULTRA FUT SEP24 XCBT 20240919 Derivative-interest rate US $140K – 0.02
US 2YR NOTE (CBT) SEP24 XCBT 20240930 Derivative-interest rate US $164K – 0.02
US 5YR NOTE (CBT) SEP24 XCBT 20240930 Derivative-interest rate US $-331K – -0.04
US BANCORP JR SUBORDINA 12/99 VAR Long Equity-preferred US $5M 5M 0.51
US LONG BOND(CBT) SEP24 XCBT 20240919 Derivative-interest rate US $34K – 0.00
US ULTRA BOND CBT SEP24 XCBT 20240919 Derivative-interest rate US $94K – 0.01
USB REALTY CORP JR SUBORDINA 144A 12/49 VAR Long Debt US $5M – 0.56
VIRGIN MONEY UK PLC JR SUBORDINA REGS 12/99 VAR Long Debt GB $7M – 0.80
VOLKSWAGEN INTL FIN NV COMPANY GUAR REGS 12/99 VAR (VOLKSWAGEN INTERNATIONAL FINANCE NV) Long Debt NL $1M – 0.12
VOLKSWAGEN INTL FIN NV COMPANY GUAR REGS 12/99 VAR (VOLKSWAGEN INTERNATIONAL FINANCE NV) Long Debt NL $1M – 0.12
VOYA FINANCIAL INC COMPANY GUAR 01/48 VAR Long Debt US $2M – 0.26
WELLS FARGO + COMPANY JR SUBORDINA 12/99 VAR (WELLS FARGO & COMPANY) Long Equity-preferred US $8M 8M 0.91
WELLS FARGO + COMPANY PREFERRED STOCK 4.25 (WELLS FARGO & COMPANY) Long Equity-preferred US $3M 135K 0.28
WELLS FARGO + COMPANY PREFERRED STOCK 4.75 (WELLS FARGO & COMPANY) Long Equity-preferred US $1M 67K 0.15

Address

PIMCO Funds
650 Newport Center Drive
Newport Beach
California
92660
United States of America

Websites

Directors

Gary F. Kennedy
George E. Borst
Jennifer Holden Dunbar
Kimberley G. Stafford
Kym M. Hubbard
Peter B. McCarthy
Peter G. Strelow
Ronald C. Parker

Transfer Agents

SS&C Global Investor & Distribution Solutions, Inc.

Pricing Services

Bloomberg Valuation Service
ICE Data Services
IHS Markit
JPMorgan Chase PricingDirect Inc.
Refinitiv US Holdings

Custodians

BNP Paribas Securities Services, FR
BNP Paribas Securities Services, GR
Citibank Europe PLC Portugal Branch
Citibank N.A. Mexico
Citibank, N.A.
Euroclear
Firstrand Bank Limited
HSBC Bank Australia Limited
Hongkong and Shanghai Banking Corp.
Hongkong and Shanghai Banking Corp.
Skandinaviska Enskilda Banken
Skandinaviska Enskilda Banken AB
Standard Chartered Bank (Thai) PCL
State Street Bank London - Crest
State Street Bank and Trust Company
State Street Bank and Trust Company
UBS Switzerland AG
Unicredit Bank Austria AG

Shareholder Servicing Agents

SS&C Global Investor & Distribution Solutions, Inc.

Admins

Pacific Investment Management Company LLC
State Street Bank and Trust Company

Brokers

Bofa Securities, Inc
Merrill Lynch, Pierce, Fenner, & Smith
RBC Capital Markets Corp.