Mutual Fund Database

Northern Lights Fund Trust III

Swan Defined Risk Emerging Markets Fund

Fund of Funds
Series ID: S000047421
LEI: 5493003KBENC05ON4423
SEC CIK: 1537140
$27.02M Avg Monthly Net Assets
$26.46M Total Assets
$128K Total Liabilities
$26.34M Net Assets
Swan Defined Risk Emerging Markets Fund is a Fund of Funds in Northern Lights Fund Trust III , based in Ohio, United States of America. The fund has three share classes and monthly net assets of $27.02M. On August 28th, 2024 it reported 8 holdings, the largest being Ishares Inc (93.5%), (5.1%) and First American Funds Inc. (0.7%). Data provided by Fincoded.

Share Classes

Name Class/Contract ID Ticker Monthly Returns (2 years)
Swan Defined Risk Emerging Markets Fund Class A C000148875 SDFAX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 244.21% (Max)-5.04% (Min)
Swan Defined Risk Emerging Markets Fund Class C C000148876 SDFCX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 244.23% (Max)-5.21% (Min)
Swan Defined Risk Emerging Markets Fund Class I C000148877 SDFIX Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 24May 244.20% (Max)-5.04% (Min)

Holdings

From latest NPORT-P, filed August 28th, 2024 for period ending June 30th, 2024. Historic holdings data available from Fincoded.
Name Profile Category Country Value $USD # Shares % of Fund
EEM US 08/16/24 C45.5 Short Derivative-equity $-34K – -0.13
EEM US 08/16/24 P39.5 Short Derivative-equity $-17K – -0.07
EEM US 08/16/24 P40 Short Derivative-equity $-22K – -0.08
EEM US 09/20/24 C46.5 Short Derivative-equity $0 – –
EEM US 09/20/24 P39.5 Short Derivative-equity $0 – –
EEM US 12/19/25 P40 Long Derivative-equity $1M – 5.06
FRST AM-GV OB-X (First American Funds Inc.) Long Short-term investment vehicle US $193K – 0.73
ISHA CORE EM (Ishares Inc) Long Equity-common US $25M 460K 93.50

Address

Northern Lights Fund Trust III
225 Pictoria Drive, Suite 450
Cincinnati
Ohio
45246
United States of America

Websites

Directors

Mark H. Taylor
Jeffrey D. Young
Patricia Luscombe
John V. Palancia

Transfer Agents

Ultimus Fund Solutions, LLC

Pricing Services

ICE Data Services

Custodians

U.S. Bank N.A.

Shareholder Servicing Agents

Ultimus Fund Solutions, LLC

Admins

Ultimus Fund Solutions, LLC

Brokers

UBS
BANK OF AMERICA MERRILL LYNCH
WOLVERINE EXECUTION SERVICES
JANE STREET
DASH FINANCIAL
GOLDMAN SACHS