First Trust Advisors L.P. > First Trust Exchange-Traded Fund IV
First Trust Enhanced Short Maturity ETF
$7.71B
Avg Monthly Net Assets
$6.30B
Total Assets
$135.30M
Total Liabilities
$6.17B
Net Assets
First Trust Enhanced Short Maturity ETF is an Exchange-Traded Fund in First Trust Exchange-Traded Fund IV
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $7.71B.
On September 24th, 2024 it reported 401 holdings, the largest
being US TREASURY N/B (1.2%), US TREASURY N/B (1.1%) and AUTONATION INC 08/01/2024 (1.1%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust Enhanced Short Maturity ETF | C000142755 | XNMS | FTSM |
Holdings
From latest NPORT-P, filed September 24th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| AbbVie Inc | Long | Debt | US | $15M | – | 0.25 |
| AbbVie Inc | Long | Debt | US | $14M | – | 0.22 |
| AbbVie Inc | Long | Debt | US | $10M | – | 0.16 |
| AbbVie Inc | Long | Debt | US | $5M | – | 0.08 |
| Aetna Inc | Long | Debt | US | $15M | – | 0.25 |
| AGILENT TECHNOLOGIES | Long | Debt | US | $20M | – | 0.32 |
| Alcon Finance Corp | Long | Debt | US | $3M | – | 0.04 |
| ALEXANDRIA REAL ESTA | Long | Debt | US | $20M | – | 0.32 |
| ALIMENTATION COUCHE- | Long | Debt | US | $30M | – | 0.49 |
| ALIMENTATION COUCHE- | Long | Debt | US | $20M | – | 0.32 |
| ALIMENTATION COUCHE- | Long | Debt | US | $15M | – | 0.24 |
| American Express Co | Long | Debt | US | $34M | – | 0.55 |
| American Express Co | Long | Debt | US | $16M | – | 0.26 |
| American Express Co | Long | Debt | US | $7M | – | 0.12 |
| American Express Co | Long | Debt | US | $7M | – | 0.11 |
| AMERICAN HONDA 0 8/7/12 (AM.HONDA 2/8/08 4.25%) | Long | Debt | US | $20M | – | 0.32 |
| AMERICAN HONDA FINAN (AM.HONDA 2/8/08 4.25%) | Long | Debt | US | $20M | – | 0.32 |
| AMERICAN HONDA FINAN (AM.HONDA 2/8/08 4.25%) | Long | Debt | US | $12M | – | 0.19 |
| American Water Capital Corp | Long | Debt | US | $13M | – | 0.21 |
| Amgen Inc | Long | Debt | US | $30M | – | 0.49 |
| Amgen Inc | Long | Debt | US | $7M | – | 0.11 |
| AMSR 2020-SFR1 Trust (AMSR Trust) | Long | ABS-other | US | $10M | – | 0.16 |
| AMSR 2020-SFR2 Trust (AMSR Trust) | Long | ABS-other | US | $3M | – | 0.05 |
| Aon North America Inc | Long | Debt | US | $3M | – | 0.05 |
| ARROW ELECTRONICS IN | Long | Debt | US | $20M | – | 0.32 |
| ARROW ELECTRONICS IN | Long | Debt | NL | $15M | – | 0.24 |
| ARROW ELECTRONICS IN | Long | Debt | US | $15M | – | 0.24 |
| Ashtead Capital Inc | Long | Debt | US | $10M | – | 0.16 |
| AT&T INC 0%, due 08/ (BELLSOUTH 02/14/08 4.22%) | Long | Debt | US | $19M | – | 0.31 |
| AT&T INC 0%, due 08/ (BELLSOUTH 02/14/08 4.22%) | Long | Debt | US | $15M | – | 0.24 |
| AT&T INC 0%, due 09/ (BELLSOUTH 02/14/08 4.22%) | Long | Debt | US | $20M | – | 0.32 |
| AUST & BANK FRN 12/24 | Long | Debt | AU | $25M | – | 0.41 |
| AUST & NZ BANKING GR (ANZ BANK) | Long | Debt | US | $25M | – | 0.40 |
| Autodesk Inc | Long | Debt | US | $15M | – | 0.24 |
| Autodesk Inc | Long | Debt | US | $14M | – | 0.22 |
| AUTONATION INC 08/01/2024 | Long | Debt | US | $65M | – | 1.05 |
| AutoZone Inc | Long | Debt | US | $17M | – | 0.28 |
| Bacardi Ltd | Long | Debt | BM | $20M | – | 0.33 |
| BACARDI-MARTINI BV 0 | Long | Debt | US | $8M | – | 0.12 |
| Bank of America Auto Trust 2023-2 | Long | ABS-other | US | $22M | – | 0.35 |
| Bank of America Corp | Long | Debt | US | $20M | – | 0.32 |
| Bank of America Corp | Long | Debt | US | $10M | – | 0.17 |
| Bank of America Corp | Long | Debt | US | $9M | – | 0.14 |
| Bank of America Corp | Long | Debt | US | $6M | – | 0.10 |
| Bank of America Corp | Long | Debt | US | $4M | – | 0.07 |
| Bank of America NA | Long | Debt | US | $25M | – | 0.41 |
| Bank of Montreal | Long | Debt | CA | $30M | – | 0.49 |
| Bank of New York Mellon Corp/The (BANK OF NY MELLON CORP) | Long | Debt | US | $15M | – | 0.24 |
| Bank of New York Mellon Corp/The (BANK OF NY MELLON CORP) | Long | Debt | US | $9M | – | 0.14 |
| Bank of New York Mellon/The | Long | Debt | US | $14M | – | 0.22 |
| Bank of New York Mellon/The | Long | Debt | US | $10M | – | 0.16 |
| Banque Federative du Credit Mutuel SA (BANQUE FED CRED MUTUEL) | Long | Debt | FR | $5M | – | 0.08 |
| Barclays PLC | Long | Debt | GB | $15M | – | 0.24 |
| Baxter International Inc | Long | Debt | US | $10M | – | 0.16 |
| Baxter International Inc | Long | Debt | US | $9M | – | 0.15 |
| Becton Dickinson & Co | Long | Debt | US | $20M | – | 0.32 |
| Berry Global Inc | Long | Debt | US | $17M | – | 0.27 |
| BMW Vehicle Lease Trust 2023-1 | Long | ABS-other | US | $15M | – | 0.25 |
| BMW Vehicle Lease Trust 2023-2 | Long | ABS-other | US | $8M | – | 0.13 |
| BMW Vehicle Lease Trust 2024-1 | Long | ABS-other | US | $30M | – | 0.49 |
| BMW Vehicle Owner Trust 2023-A | Long | ABS-other | US | $8M | – | 0.13 |
| BMW Vehicle Owner Trust 2024-A | Long | ABS-other | US | $15M | – | 0.25 |
| BofA Auto Trust 2024-1 | Long | ABS-other | US | $16M | – | 0.26 |
| BRAVO Residential Funding Trust 2021-NQM1 | Long | ABS-mortgage backed security | US | $4M | – | 0.07 |
| Brown & Brown Inc | Long | Debt | US | $32M | – | 0.52 |
| Cadence Design Systems Inc (CADENCE DESIGN SYS INC) | Long | Debt | US | $12M | – | 0.19 |
| Campbell Soup Co | Long | Debt | US | $26M | – | 0.43 |
| Campbell Soup Co | Long | Debt | US | $25M | – | 0.41 |
| CAMPBELL SOUP COMPAN (CMPBELL-CP 4.89 3/15/00) | Long | Debt | US | $10M | – | 0.16 |
| CANADIAN NATURAL RES | Long | Debt | US | $21M | – | 0.34 |
| CANADIAN NATURAL RES | Long | Debt | US | $13M | – | 0.21 |
| CANADIAN NATURAL RES | Long | Debt | US | $10M | – | 0.16 |
| Canadian Natural Resources Ltd (CANADIAN NATL RESOURCES) | Long | Debt | CA | $22M | – | 0.36 |
| Canadian Natural Resources Ltd (CANADIAN NATL RESOURCES) | Long | Debt | CA | $15M | – | 0.24 |
| Canadian Pacific Railway Co | Long | Debt | CA | $5M | – | 0.08 |
| CCL Industries Inc | Long | Debt | CA | $12M | – | 0.19 |
| CenterPoint Energy Inc | Long | Debt | US | $36M | – | 0.58 |
| Charter Communications Operating LLC / Charter Communications Operating Capital (CHARTER COMM OPT LLC/CAP) | Long | Debt | US | $27M | – | 0.44 |
| Chase Auto Owner Trust 2024-3 | Long | ABS-other | US | $12M | – | 0.19 |
| Cigna Group/The | Long | Debt | US | $20M | – | 0.32 |
| Cigna Group/The | Long | Debt | US | $18M | – | 0.29 |
| Cigna Group/The | Long | Debt | US | $5M | – | 0.09 |
| CIM Trust 2019-INV1 | Long | ABS-mortgage backed security | US | $869K | – | 0.01 |
| CIM Trust 2019-INV2 | Long | ABS-mortgage backed security | US | $509K | – | 0.01 |
| CIM Trust 2019-INV3 | Long | ABS-mortgage backed security | US | $4M | – | 0.06 |
| Citizens Auto Receivables Trust 2024-1 | Long | ABS-other | US | $14M | – | 0.23 |
| Citizens Auto Receivables Trust 2024-2 | Long | ABS-other | US | $10M | – | 0.16 |
| Cleveland Electric Illuminating Co/The | Long | Debt | US | $11M | – | 0.17 |
| COLT 2020-2R Mortgage Loan Trust (COLT Funding LLC) | Long | ABS-mortgage backed security | US | $2M | – | 0.04 |
| Comcast Corp | Long | Debt | US | $18M | – | 0.30 |
| COMMONWEALTH BK AUST (COMMONWEALTH BANK AUST) | Long | Debt | US | $25M | – | 0.41 |
| Conagra Brands Inc | Long | Debt | US | $20M | – | 0.33 |
| Conagra Brands Inc | Long | Debt | US | $10M | – | 0.16 |
| CONAGRA FOODS INC | Long | Debt | US | $30M | – | 0.49 |
| CONSTELLATION BRANDS | Long | Debt | US | $16M | – | 0.26 |
| CONSTELLATION BRANDS | Long | Debt | US | $13M | – | 0.22 |
| CONSTELLATION BRANDS | Long | Debt | US | $11M | – | 0.18 |
| Constellation Brands Inc | Long | Debt | US | $27M | – | 0.44 |
| Constellation Brands Inc | Long | Debt | US | $15M | – | 0.24 |
| CONSTELLATION BRANDS INC | Long | Debt | US | $14M | – | 0.23 |
| Cooperatieve Rabobank UA/NY (COOPERAT RABOBANK UA/NY) | Long | Debt | NL | $17M | – | 0.28 |
| Cooperatieve Rabobank UA/NY (COOPERAT RABOBANK UA/NY) | Long | Debt | NL | $10M | – | 0.16 |
| Corevest American Finance 2020-2 Trust (CoreVest American Finance Ltd) | Long | ABS-other | US | $16M | – | 0.27 |
| CRH AMERICA FINANCE | Long | Debt | US | $20M | – | 0.32 |
| CRH AMERICA FINANCE | Long | Debt | US | $11M | – | 0.18 |
| CRH America Inc | Long | Debt | US | $31M | – | 0.50 |
| Crown Castle Inc | Long | Debt | US | $15M | – | 0.24 |
| CROWN CASTLE INTL CORP | Long | Debt | US | $27M | – | 0.44 |
| CROWN CASTLE INTL CORP | Long | Debt | US | $27M | – | 0.44 |
| CROWN CASTLE INTL CORP | Long | Debt | US | $25M | – | 0.41 |
| CSMC 2019-AFC1 Trust (Credit Suisse Mortgage Trust) | Long | ABS-mortgage backed security | US | $3M | – | 0.06 |
| CSMC 2020-NQM1 Trust (Credit Suisse Mortgage Trust) | Long | ABS-mortgage backed security | US | $3M | – | 0.06 |
| CSX Corp | Long | Debt | US | $18M | – | 0.29 |
| CVS Health Corp | Long | Debt | US | $25M | – | 0.40 |
| CVS Health Corp | Long | Debt | US | $22M | – | 0.36 |
| CVS Health Corp | Long | Debt | US | $19M | – | 0.32 |
| Danske Bank A/S | Long | Debt | DK | $5M | – | 0.08 |
| Dell Equipment Finance Trust 2023-1 | Long | ABS-other | US | $3M | – | 0.06 |
| Dell Equipment Finance Trust 2023-2 | Long | ABS-other | US | $10M | – | 0.16 |
| Dell Equipment Finance Trust 2023-3 | Long | ABS-other | US | $16M | – | 0.26 |
| Dell International LLC / EMC Corp (DELL INT LLC / EMC CORP) | Long | Debt | US | $13M | – | 0.21 |
| DH Europe Finance II Sarl | Long | Debt | LU | $15M | – | 0.25 |
| Dominion Energy Inc | Long | Equity-common | SE | $25M | 25M | 0.41 |
| DTE Energy Co | Long | Debt | US | $25M | – | 0.40 |
| Elevance Health Inc | Long | Debt | US | $32M | – | 0.52 |
| Elevance Health Inc | Long | Debt | US | $25M | – | 0.40 |
| Elevance Health Inc | Long | Debt | US | $17M | – | 0.27 |
| Elevance Health Inc | Long | Debt | US | $12M | – | 0.19 |
| Elevance Health Inc | Long | Debt | US | $10M | – | 0.16 |
| ENBRIDGE US INC 0%, | Long | Debt | US | $20M | – | 0.32 |
| Energy Transfer LP | Long | Debt | US | $20M | – | 0.32 |
| Energy Transfer LP | Long | Debt | US | $11M | – | 0.18 |
| Energy Transfer LP | Long | Debt | US | $4M | – | 0.06 |
| Enterprise Products Operating LLC | Long | Debt | US | $28M | – | 0.46 |
| ERAC USA Finance LLC | Long | Debt | US | $8M | – | 0.13 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $3K | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $2K | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $427.9 | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $351.53 | – | 0.00 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $174.6 | – | 0.00 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $1M | – | 0.02 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $988K | – | 0.02 |
| Fannie Mae REMICS | Long | ABS-mortgage backed security | US | $307K | – | 0.00 |
| Fidelity National Information Services Inc (FIDELITY NATL INFO SERV) | Long | Debt | US | $21M | – | 0.34 |
| Fidelity National Information Services Inc (FIDELITY NATL INFO SERV) | Long | Debt | US | $9M | – | 0.15 |
| Fifth Third Bancorp | Long | Debt | US | $20M | – | 0.32 |
| Fifth Third Bank NA | Long | Debt | US | $9M | – | 0.15 |
| FirstEnergy Transmission LLC | Long | Debt | US | $12M | – | 0.20 |
| Fiserv Inc | Long | Debt | US | $30M | – | 0.48 |
| FISERV INC | Long | Debt | US | $25M | – | 0.40 |
| FISERV INC 0%, due 0 | Long | Debt | US | $20M | – | 0.33 |
| FISERV INC 0%, due 0 | Long | Debt | US | $20M | – | 0.32 |
| FLEX LTD 0%, due 08/ | Long | Debt | US | $30M | – | 0.49 |
| FMC CORP 0%, due 08/ | Long | Debt | US | $51M | – | 0.83 |
| Ford Credit Auto Owner Trust 2022-C | Long | ABS-other | US | $3M | – | 0.05 |
| Ford Credit Auto Owner Trust 2023-A | Long | ABS-other | US | $4M | – | 0.07 |
| Ford Credit Auto Owner Trust 2023-A | Long | ABS-other | US | $4M | – | 0.06 |
| Ford Credit Auto Owner Trust 2023-C | Long | ABS-other | US | $13M | – | 0.21 |
| Ford Credit Auto Owner Trust 2024-A | Long | ABS-other | US | $10M | – | 0.16 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $171.05 | – | 0.00 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $27.72 | – | 0.00 |
| Freddie Mac Gold Pool | Long | ABS-mortgage backed security | US | $14.64 | – | 0.00 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $41M | – | 0.67 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $35M | – | 0.57 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $21M | – | 0.35 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $19M | – | 0.31 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $18M | – | 0.29 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $15M | – | 0.24 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $12M | – | 0.20 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $10M | – | 0.16 |
| Freddie Mac Multifamily Structured Pass Through Certificates (FHLMC Multifamily Structured P) | Long | ABS-mortgage backed security | US | $1M | – | 0.02 |
| Freddie Mac REMICS | Long | ABS-mortgage backed security | US | $2M | – | 0.03 |
| GCAT 2019-NQM2 Trust | Long | ABS-mortgage backed security | US | $2M | – | 0.03 |
| GE HealthCare Technologies Inc (GE HEALTHCARE TECH INC) | Long | Debt | US | $30M | – | 0.49 |
| GE HealthCare Technologies Inc (GE HEALTHCARE TECH INC) | Long | Debt | US | $10M | – | 0.16 |
| GE HealthCare Technologies Inc (GE HEALTHCARE TECH INC) | Long | Debt | US | $5M | – | 0.08 |
| General Mills Inc | Long | Debt | US | $10M | – | 0.16 |
| GENERAL MOTORS FINL | Long | Debt | US | $30M | – | 0.49 |
| Georgia Power Co | Long | Debt | US | $439K | – | 0.01 |
| Ginnie Mae I Pool (Government National Mortgage A) | Long | ABS-mortgage backed security | US | $46.29 | – | 0.00 |
| GLENCORE FUNDING LLC | Long | Debt | AT | $20M | – | 0.32 |
| GLENCORE FUNDING LLC | Long | Debt | US | $10M | – | 0.16 |
| Global Payments Inc | Long | Debt | US | $25M | – | 0.40 |
| Global Payments Inc | Long | Debt | US | $5M | – | 0.08 |
| GLOBAL PAYMENTS INC | Long | Debt | US | $25M | – | 0.40 |
| GM Financial Automobile Leasing Trust 2023-2 | Long | ABS-other | US | $3M | – | 0.05 |
| GM Financial Consumer Automobile Receivables Trust 2023-2 (GM Financial Securitized Term) | Long | ABS-other | US | $3M | – | 0.05 |
| Goldman Sachs Bank USA/New York NY | Long | Debt | US | $20M | – | 0.33 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $15M | – | 0.24 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $13M | – | 0.20 |
| Goldman Sachs Group Inc/The | Long | Debt | US | $4M | – | 0.06 |
| Haleon UK Capital PLC | Long | Debt | GB | $20M | – | 0.32 |
| HCA Inc | Long | Debt | US | $28M | – | 0.45 |
| HCA Inc | Long | Debt | US | $16M | – | 0.25 |
| HCA Inc | Long | Debt | US | $10M | – | 0.16 |
| Honda Auto Receivables 2023-2 Owner Trust (Honda Auto Receivables Owner T) | Long | ABS-other | US | $10M | – | 0.16 |
| Honda Auto Receivables 2024-1 Owner Trust (Honda Auto Receivables Owner T) | Long | ABS-other | US | $28M | – | 0.45 |
| Howmet Aerospace Inc | Long | Debt | US | $4M | – | 0.07 |
| Humana Inc | Long | Debt | US | $17M | – | 0.28 |
| Humana Inc | Long | Debt | US | $15M | – | 0.24 |
| Humana Inc | Long | Debt | US | $5M | – | 0.07 |
| Huntington Auto Trust 2024-1 | Long | ABS-other | US | $24M | – | 0.39 |
| Huntington Bancshares Inc/OH | Long | Debt | US | $23M | – | 0.37 |
| Huntington National Bank/The | Long | Debt | US | $27M | – | 0.44 |
| Hyatt Hotels Corp | Long | Debt | US | $21M | – | 0.34 |
| Hyundai Capital America | Long | Debt | US | $7M | – | 0.11 |
| Icon Investments Six DAC | Long | Debt | IE | $13M | – | 0.22 |
| Infor Inc | Long | Debt | US | $13M | – | 0.21 |
| Intercontinental Exchange Inc (INTERCONTINENTALEXCHANGE) | Long | Debt | US | $25M | – | 0.40 |
| INTERCONTINENTAL EXCHANGE INC 0 CP 14/08/2024 | Long | Debt | US | $20M | – | 0.32 |
| INTERCONTINENTALEXCH | Long | Debt | US | $20M | – | 0.32 |
| INTERCONTINENTALEXCH | Long | Debt | US | $16M | – | 0.27 |
| INTERCONTINENTALEXCH | Long | Debt | US | $10M | – | 0.16 |
| J M Smucker Co/The (JM SMUCKER CO) | Long | Debt | US | $13M | – | 0.21 |
| Jabil Inc | Long | Debt | US | $45M | – | 0.73 |
| JABIL INC | Long | Debt | US | $15M | – | 0.24 |
| JABIL INC 0%, due 08 | Long | Debt | US | $15M | – | 0.24 |
| JDE Peet's NV | Long | Debt | NL | $11M | – | 0.18 |
| John Deere Owner Trust 2022-C | Long | ABS-other | US | $447K | – | 0.01 |
| John Deere Owner Trust 2023 | Long | ABS-other | US | $5M | – | 0.08 |
| John Deere Owner Trust 2023-B | Long | ABS-other | US | $18M | – | 0.29 |
| John Deere Owner Trust 2023-C | Long | ABS-other | US | $11M | – | 0.18 |
| John Deere Owner Trust 2024 | Long | ABS-other | US | $18M | – | 0.29 |
| JP Morgan Mortgage Trust 2019-7 | Long | ABS-mortgage backed security | US | $3M | – | 0.04 |
| JP Morgan Mortgage Trust 2019-8 | Long | ABS-mortgage backed security | US | $156K | – | 0.00 |
| JP Morgan Mortgage Trust 2019-INV1 | Long | ABS-mortgage backed security | US | $2M | – | 0.03 |
| JP Morgan Mortgage Trust 2019-LTV3 | Long | ABS-mortgage backed security | US | $152K | – | 0.00 |
| JP Morgan Mortgage Trust 2020-2 | Long | ABS-mortgage backed security | US | $3M | – | 0.05 |
| JP Morgan Mortgage Trust 2020-LTV1 | Long | ABS-mortgage backed security | US | $224K | – | 0.00 |
| JPMorgan Chase & Co | Long | Debt | US | $30M | – | 0.49 |
| JPMorgan Chase & Co | Long | Debt | US | $15M | – | 0.25 |
| JPMorgan Chase & Co | Long | Debt | US | $10M | – | 0.16 |
| JPMorgan Chase & Co | Long | Debt | US | $5M | – | 0.08 |
| JPMorgan Chase & Co | Long | Debt | US | $5M | – | 0.08 |
| JPMorgan Chase & Co | Long | Debt | US | $251K | – | 0.00 |
| Keurig Dr Pepper Inc | Long | Debt | US | $19M | – | 0.30 |
| KEURIG DR PEPPER INC | Long | Debt | US | $30M | – | 0.49 |
| KEURIG DR PEPPER INC | Long | Debt | US | $20M | – | 0.32 |
| Kubota Credit Owner Trust 2024-1 | Long | ABS-other | US | $7M | – | 0.11 |
| L3HARRIS TECHNOLOGIE | Long | Debt | US | $22M | – | 0.35 |
| L3HARRIS TECHNOLOGIE | Long | Debt | US | $15M | – | 0.24 |
| MACQUARIE FRN 3/25 | Long | Debt | AU | $25M | – | 0.41 |
| Macquarie Group Ltd | Long | Debt | AU | $5M | – | 0.08 |
| MARATHON OIL CORP 0% | Long | Debt | US | $10M | – | 0.16 |
| MARRIOTT INTERNATION | Long | Debt | US | $25M | – | 0.40 |
| MARRIOTT INTERNATION | Long | Debt | US | $15M | – | 0.24 |
| MARRIOTT INTERNATION | Long | Debt | US | $10M | – | 0.16 |
| MARRIOTT INTERNATION | Long | Debt | US | $9M | – | 0.15 |
| Marsh & McLennan Cos Inc | Long | Debt | US | $7M | – | 0.11 |
| McCormick & Co Inc/MD | Long | Debt | US | $25M | – | 0.41 |
| McKesson Corp | Long | Debt | US | $19M | – | 0.31 |
| Mercedes-Benz Auto Lease Trust 2023-A | Long | ABS-other | US | $10M | – | 0.17 |
| Mercedes-Benz Auto Lease Trust 2023-A | Long | ABS-other | US | $6M | – | 0.09 |
| Mercedes-Benz Auto Receivables Trust 2022-1 | Long | ABS-other | US | $8M | – | 0.13 |
| Mercedes-Benz Auto Receivables Trust 2023-1 | Long | ABS-other | US | $30M | – | 0.48 |
| Mercedes-Benz Auto Receivables Trust 2023-2 | Long | ABS-other | US | $20M | – | 0.32 |
| Mercedes-Benz Auto Receivables Trust 2024-1 | Long | ABS-other | US | $20M | – | 0.33 |
| Mercedes-Benz Finance North America LLC (MERCEDES-BENZ FIN NA) | Long | Debt | US | $4M | – | 0.07 |
| Metropolitan Life Global Funding I (MET LIFE GLOB FUNDING I) | Long | Debt | US | $7M | – | 0.11 |
| Microchip Technology Inc | Long | Debt | US | $6M | – | 0.09 |
| Molson Coors Beverage Co | Long | Debt | US | $10M | – | 0.16 |
| Mondelez International Holdings Netherlands BV (MONDELEZ INTL HLDINGS NE) | Long | Debt | NL | $25M | – | 0.40 |
| Mondelez International Holdings Netherlands BV (MONDELEZ INTL HLDINGS NE) | Long | Debt | NL | $10M | – | 0.16 |
| Mondelez International Holdings Netherlands BV (MONDELEZ INTL HLDINGS NE) | Long | Debt | NL | $9M | – | 0.15 |
| Morgan Stanley | Long | Debt | US | $15M | – | 0.24 |
| Morgan Stanley | Long | Debt | US | $12M | – | 0.20 |
| Morgan Stanley | Long | Debt | US | $10M | – | 0.17 |
| Morgan Stanley Bank NA | Long | Debt | US | $22M | – | 0.35 |
| Morgan Stanley Bank NA | Long | Debt | US | $15M | – | 0.24 |
| Morgan Stanley Bank NA | Long | Debt | US | $4M | – | 0.07 |
| Nasdaq Inc | Long | Debt | US | $28M | – | 0.45 |
| National Bank of Canada | Long | Debt | CA | $5M | – | 0.08 |
| NatWest Markets PLC | Long | Debt | GB | $15M | – | 0.24 |
| Netflix Inc | Long | Debt | US | $10M | – | 0.17 |
| NextEra Energy Capital Holdings Inc | Long | Debt | US | $30M | – | 0.49 |
| NORFOLK SOUTHERN COR | Long | Debt | US | $20M | – | 0.32 |
| Northern States Power Co/MN (NORTHERN STATES PWR-MINN) | Long | Debt | US | $10M | – | 0.17 |
| Northrop Grumman Corp | Long | Debt | US | $25M | – | 0.40 |
| Nutrien Ltd | Long | Debt | CA | $20M | – | 0.32 |
| NUTRIEN LTD 0%, due | Long | Debt | US | $23M | – | 0.37 |
| NUTRIEN LTD 0%, due | Long | Debt | US | $20M | – | 0.32 |
| OBX 2020-INV1 Trust (Onslow Bay Financial LLC) | Long | ABS-mortgage backed security | US | $1M | – | 0.02 |
| Oracle Corp | Long | Debt | US | $25M | – | 0.40 |
| Oracle Corp | Long | Debt | US | $22M | – | 0.36 |
| Oracle Corp | Long | Debt | US | $19M | – | 0.31 |
| Oracle Corp | Long | Debt | US | $17M | – | 0.28 |
| Owens Corning | Long | Debt | US | $4M | – | 0.07 |
| Parker-Hannifin Corp | Long | Debt | US | $6M | – | 0.10 |
| PARKER-HANNIFIN CORP | Long | Debt | US | $20M | – | 0.32 |
| PARKER-HANNIFIN CORP | Long | Debt | US | $10M | – | 0.16 |
| PepsiCo Inc | Long | Debt | US | $20M | – | 0.32 |
| Pfizer Investment Enterprises Pte Ltd | Long | Debt | SG | $20M | – | 0.32 |
| Plains All American Pipeline LP / PAA Finance Corp (PLAINS ALL AMER PIPELINE) | Long | Debt | US | $35M | – | 0.57 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $20M | – | 0.32 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $15M | – | 0.25 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $10M | – | 0.16 |
| PNC Financial Services Group Inc/The | Long | Debt | US | $8M | – | 0.13 |
| Porsche Financial Auto Securitization Trust 2023-2 | Long | ABS-other | US | $14M | – | 0.23 |
| PPG Industries Inc | Long | Debt | US | $26M | – | 0.42 |
| Principal Life Global Funding II (PRINCIPAL LFE GLB FND II) | Long | Debt | US | $5M | – | 0.08 |
| Qorvo Inc | Long | Debt | US | $2M | – | 0.03 |
| RECKITT BENCKISER TS (RECKITT BENCKISER GROUP) | Long | Debt | US | $25M | – | 0.40 |
| Republic Services Inc | Long | Debt | US | $39M | – | 0.63 |
| Republic Services Inc | Long | Debt | US | $14M | – | 0.23 |
| Residential Mortgage Loan Trust 2019-3 | Long | ABS-mortgage backed security | US | $95K | – | 0.00 |
| Roper Technologies Inc | Long | Debt | US | $12M | – | 0.19 |
| Royal Bank of Canada | Long | Debt | CA | $20M | – | 0.32 |
| Royal Bank of Canada | Long | Debt | CA | $15M | – | 0.24 |
| Royal Bank of Canada | Long | Debt | CA | $10M | – | 0.16 |
| ROYALBANK FRN 03/25 | Long | Debt | CA | $15M | – | 0.24 |
| Sabine Pass Liquefaction LLC | Long | Debt | US | $19M | – | 0.31 |
| SKANDINAV FRN 3/25 | Long | Debt | SE | $10M | – | 0.16 |
| Solventum Corp | Long | Debt | US | $25M | – | 0.41 |
| SOUTHERN CALIF EDISO | Long | Debt | US | $35M | – | 0.57 |
| Spectra Energy Partners LP | Long | Debt | US | $25M | – | 0.40 |
| Starwood Mortgage Residential Trust 2020-1 | Long | ABS-mortgage backed security | US | $811K | – | 0.01 |
| State Street Corp | Long | Debt | US | $18M | – | 0.29 |
| State Street Corp | Long | Debt | US | $565K | – | 0.01 |
| Stryker Corp | Long | Debt | US | $13M | – | 0.21 |
| Stryker Corp | Long | Debt | US | $5M | – | 0.08 |
| Sumitomo Mitsui Trust Bank Ltd (SUMITOMO MITSUI TR BK LT) | Long | Debt | JP | $10M | – | 0.16 |
| SVENSKA HANDELSBANKE | Long | Debt | US | $15M | – | 0.24 |
| Svenska Handelsbanken/New York NY (SVENSKA HANDELSBANKEN NY) | Long | Debt | SE | $25M | – | 0.41 |
| Sysco Corp (SYSCO CORPORATION) | Long | Debt | US | $18M | – | 0.30 |
| T-Mobile US Trust 2022-1 | Long | ABS-other | US | $48M | – | 0.78 |
| T-Mobile US Trust 2024-1 | Long | ABS-other | US | $25M | – | 0.40 |
| T-Mobile USA Inc | Long | Debt | US | $30M | – | 0.48 |
| TARGA RESOURCES CORP | Long | Debt | US | $65M | – | 1.05 |
| Thermo Fisher Scientific Inc | Long | Debt | US | $22M | – | 0.35 |
| Thomson Reuters Corp | Long | Debt | CA | $10M | – | 0.17 |
| TORONTO DOM FRN 03/25 | Long | Debt | CA | $15M | – | 0.24 |
| TORONTO DOMINION BAN | Long | Debt | US | $25M | – | 0.41 |
| TORONTO FRN CP 2/25 | Long | Debt | CA | $15M | – | 0.24 |
| Toyota Auto Receivables 2023-B Owner Trust (Toyota Auto Receivables Owner) | Long | ABS-other | US | $8M | – | 0.13 |
| Toyota Auto Receivables 2023-B Owner Trust (Toyota Auto Receivables Owner) | Long | ABS-other | US | $3M | – | 0.05 |
| Toyota Auto Receivables 2023-C Owner Trust (Toyota Auto Receivables Owner) | Long | ABS-other | US | $10M | – | 0.16 |
| Toyota Auto Receivables 2023-D Owner Trust (Toyota Auto Receivables Owner) | Long | ABS-other | US | $25M | – | 0.41 |
| Toyota Auto Receivables 2023-D Owner Trust (Toyota Auto Receivables Owner) | Long | ABS-other | US | $7M | – | 0.11 |
| Toyota Auto Receivables 2024-A Owner Trust (Toyota Auto Receivables Owner) | Long | ABS-other | US | $15M | – | 0.24 |
| Toyota Motor Credit Corp | Long | Debt | US | $10M | – | 0.16 |
| Trans-Allegheny Interstate Line Co | Long | Debt | US | $24M | – | 0.39 |
| TRANSCANADA PIPELINE | Long | Debt | US | $19M | – | 0.32 |
| TRANSCANADA PIPELINE | Long | Debt | US | $17M | – | 0.28 |
| TRANSCANADA PIPELINE | Long | Debt | US | $15M | – | 0.24 |
| UBS AG/London (UBS AG LONDON) | Long | Debt | CH | $20M | – | 0.33 |
| UBS AG/London (UBS AG LONDON) | Long | Debt | CH | $20M | – | 0.32 |
| UBS AG/London (UBS AG LONDON) | Long | Debt | CH | $5M | – | 0.08 |
| UBS Group AG | Long | Debt | CH | $20M | – | 0.32 |
| United States Treasury Inflation Indexed Bonds (TSY INFL IX N/B) | Long | Debt | US | $16M | – | 0.25 |
| United States Treasury Note/Bond (US TREASURY N/B) | Long | Debt | US | $75M | – | 1.22 |
| United States Treasury Note/Bond (US TREASURY N/B) | Long | Debt | US | $66M | – | 1.07 |
| UnitedHealth Group Inc | Long | Debt | US | $15M | – | 0.24 |
| US Bancorp | Long | Debt | US | $9M | – | 0.15 |
| US Bank NA/Cincinnati OH (US BANK NA CINCINNATI) | Long | Debt | US | $15M | – | 0.25 |
| Veralto Corp | Long | Debt | US | $3M | – | 0.05 |
| Verisk Analytics Inc | Long | Debt | US | $16M | – | 0.26 |
| Verizon Communications Inc | Long | Debt | US | $26M | – | 0.42 |
| Verizon Communications Inc | Long | Debt | US | $10M | – | 0.16 |
| Verizon Communications Inc | Long | Debt | US | $10M | – | 0.16 |
| Verizon Master Trust | Long | ABS-other | US | $40M | – | 0.65 |
| Verizon Master Trust | Long | ABS-other | US | $37M | – | 0.59 |
| Verizon Master Trust | Long | ABS-other | US | $26M | – | 0.42 |
| Verizon Master Trust | Long | ABS-other | US | $8M | – | 0.12 |
| Verus Securitization Trust 2019-4 | Long | ABS-mortgage backed security | US | $787K | – | 0.01 |
| Verus Securitization Trust 2019-INV2 | Long | ABS-mortgage backed security | US | $280K | – | 0.00 |
| Verus Securitization Trust 2020-4 | Long | ABS-mortgage backed security | US | $576K | – | 0.01 |
| Virginia Electric and Power Co (VIRGINIA ELEC & POWER CO) | Long | Debt | US | $9M | – | 0.14 |
| Virginia Power Fuel Securitization LLC | Long | Debt | US | $23M | – | 0.37 |
| VMware LLC | Long | Debt | US | $30M | – | 0.48 |
| VMware LLC | Long | Debt | US | $20M | – | 0.33 |
| VMware LLC | Long | Debt | US | $10M | – | 0.16 |
| Volkswagen Auto Lease Trust 2024-A | Long | ABS-other | US | $23M | – | 0.37 |
| Volkswagen Group of America Finance LLC (VOLKSWAGEN GROUP AMERICA) | Long | Debt | US | $5M | – | 0.08 |
| Vulcan Materials Co | Long | Debt | US | $32M | – | 0.52 |
| VULCAN MATERIALS CO | Long | Debt | US | $20M | – | 0.32 |
| VW CREDIT INC 0%, du | Long | Debt | US | $20M | – | 0.32 |
| VW CREDIT INC 0%, du | Long | Debt | US | $15M | – | 0.24 |
| VW CREDIT INC 0%, du | Long | Debt | US | $10M | – | 0.16 |
| VW CREDIT INC 0%, du | Long | Debt | US | $10M | – | 0.16 |
| Waste Management Inc | Long | Debt | US | $12M | – | 0.20 |
| WEC Energy Group Inc | Long | Debt | US | $12M | – | 0.19 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Debt | US | $15M | – | 0.25 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Debt | US | $15M | – | 0.24 |
| Wells Fargo & Co (WELLS FARGO & COMPANY) | Long | Debt | US | $10M | – | 0.16 |
| Wells Fargo Bank NA | Long | Debt | US | $18M | – | 0.30 |
| Wells Fargo Bank NA | Long | Debt | US | $15M | – | 0.24 |
| Westlake Corp | Long | Debt | US | $3M | – | 0.05 |
| Westpac Banking Corp/NY | Long | Debt | AU | $25M | – | 0.40 |
| WESTPAC FRN 3/25 | Long | Debt | AU | $15M | – | 0.24 |
| Williams Cos Inc/The (WILLIAMS COMPANIES INC) | Long | Debt | US | $3M | – | 0.05 |
| World Omni Auto Receivables Trust 2022-C | Long | ABS-other | US | $1M | – | 0.02 |
| WRKCo Inc | Long | Debt | US | $20M | – | 0.32 |
| WRKCo Inc | Long | Debt | US | $17M | – | 0.28 |
| WRKCo Inc | Long | Debt | US | $10M | – | 0.16 |
| WRKCO INC 0%, due 08 | Long | Debt | US | $20M | – | 0.32 |
| WRKCO INC 0%, due 08 | Long | Debt | US | $10M | – | 0.16 |
| WRKCO INC 0%, due 08 | Long | Debt | US | $5M | – | 0.07 |
| Zimmer Biomet Holdings Inc | Long | Debt | US | $30M | – | 0.48 |
| Zimmer Biomet Holdings Inc | Long | Debt | US | $22M | – | 0.35 |
| Zoetis Inc | Long | Debt | US | $30M | – | 0.49 |
| Zoetis Inc | Long | Debt | US | $21M | – | 0.34 |
Address
First Trust Exchange-Traded Fund IV
120 East Liberty Drive
Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Robert F. Keith
Niel B. Nielson
Richard E. Erickson
Denise M. Keefe
Thomas R. Kadlec
James A. Bowen
Bronwyn Wright
Transfer Agents
The Bank of New York Mellon
Pricing Services
Refinitiv, LLC
Bloomberg L.P.
ICE Data Pricing & Reference Data, LLC
Custodians
The Bank of New York Mellon
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
N/A