XTRACKERS > DBX ETF Trust
Xtrackers Harvest CSI 300 China A-Shares ETF
$1.94B
Avg Monthly Net Assets
$2.05B
Total Assets
$1.15M
Total Liabilities
$2.05B
Net Assets
Xtrackers Harvest CSI 300 China A-Shares ETF is an Exchange-Traded Fund in DBX ETF Trust
from XTRACKERS,
based in New York,
United States of America.
The fund has one share class
and monthly net assets of $1.94B.
On July 24th, 2024 it reported 564 holdings, the largest
being Kweichow Moutai Co Ltd (4.7%), CATL (2.3%) and PING AN (2.0%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| Xtrackers Harvest CSI 300 China A-Shares ETF | C000125568 | ARCX | ASHR |
Holdings
From latest NPORT-P, filed July 24th, 2024 for period ending May 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| 360 Security Technology Inc | Long | Equity-common | CN | $3M | 3M | 0.16 |
| 360 Security Technology Inc | Long | Equity-common | CN | $302K | 266K | 0.01 |
| 37 Interactive Entertainment Network Technology Group Co Ltd (SANQI HUYU) | Long | Equity-common | CN | $2M | 1M | 0.11 |
| 37 Interactive Entertainment Network Technology Group Co Ltd (SANQI HUYU) | Long | Equity-common | CN | $545K | 273K | 0.03 |
| Advanced Micro-Fabrication Equipment Inc China | Long | Equity-common | CN | $6M | 332K | 0.29 |
| Advanced Micro-Fabrication Equipment Inc China | Long | Equity-common | CN | $849K | 48K | 0.04 |
| AECC Aviation Power Co Ltd | Long | Equity-common | CN | $6M | 1M | 0.30 |
| AECC Aviation Power Co Ltd | Long | Equity-common | CN | $1M | 289K | 0.07 |
| Agricultural Bank of China Ltd | Long | Equity-common | CN | $13M | 22M | 0.65 |
| Agricultural Bank of China Ltd | Long | Equity-common | CN | $3M | 5M | 0.15 |
| Aier Eye Hospital Group Co Ltd | Long | Equity-common | CN | $5M | 3M | 0.27 |
| Aier Eye Hospital Group Co Ltd | Long | Equity-common | CN | $1M | 636K | 0.05 |
| Air China Ltd | Long | Equity-common | CN | $4M | 4M | 0.18 |
| Air China Ltd | Long | Equity-common | CN | $517K | 503K | 0.03 |
| Aluminum Corp of China Ltd | Long | Equity-common | CN | $6M | 6M | 0.30 |
| Aluminum Corp of China Ltd | Long | Equity-common | CN | $2M | 2M | 0.09 |
| Anhui Conch Cement Co Ltd | Long | Equity-common | CN | $6M | 2M | 0.29 |
| Anhui Conch Cement Co Ltd | Long | Equity-common | CN | $618K | 187K | 0.03 |
| Anhui Gujing Distillery Co Ltd | Long | Equity-common | CN | $4M | 120K | 0.20 |
| Anhui Gujing Distillery Co Ltd | Long | Equity-common | CN | $842K | 24K | 0.04 |
| Asymchem Laboratories Tianjin Co Ltd | Long | Equity-common | CN | $2M | 162K | 0.08 |
| Asymchem Laboratories Tianjin Co Ltd | Long | Equity-common | CN | $414K | 39K | 0.02 |
| Avary Holding Shenzhen Co Ltd | Long | Equity-common | CN | $3M | 610K | 0.12 |
| Avary Holding Shenzhen Co Ltd | Long | Equity-common | CN | $704K | 171K | 0.03 |
| Bank of Beijing Co Ltd | Long | Equity-common | CN | $8M | 10M | 0.38 |
| Bank of Beijing Co Ltd | Long | Equity-common | CN | $2M | 3M | 0.10 |
| Bank of Chengdu Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.14 |
| Bank of Chengdu Co Ltd | Long | Equity-common | CN | $711K | 327K | 0.03 |
| Bank of China Ltd | Long | Equity-common | CN | $9M | 15M | 0.44 |
| Bank of China Ltd | Long | Equity-common | CN | $2M | 3M | 0.10 |
| Bank of Communications Co Ltd | Long | Equity-common | CN | $17M | 18M | 0.85 |
| Bank of Communications Co Ltd | Long | Equity-common | CN | $5M | 5M | 0.24 |
| Bank of Hangzhou Co Ltd | Long | Equity-common | CN | $5M | 2M | 0.22 |
| Bank of Hangzhou Co Ltd | Long | Equity-common | CN | $847K | 453K | 0.04 |
| Bank of Jiangsu Co Ltd | Long | Equity-common | CN | $16M | 14M | 0.77 |
| Bank of Jiangsu Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.10 |
| Bank of Nanjing Co Ltd | Long | Equity-common | CN | $5M | 3M | 0.24 |
| Bank of Nanjing Co Ltd | Long | Equity-common | CN | $825K | 578K | 0.04 |
| Bank of Ningbo Co Ltd | Long | Equity-common | CN | $9M | 3M | 0.46 |
| Bank of Ningbo Co Ltd | Long | Equity-common | CN | $2M | 527K | 0.09 |
| Bank of Shanghai Co Ltd | Long | Equity-common | CN | $7M | 7M | 0.35 |
| Bank of Shanghai Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.08 |
| Baoshan Iron & Steel Co Ltd | Long | Equity-common | CN | $6M | 7M | 0.31 |
| Baoshan Iron & Steel Co Ltd | Long | Equity-common | CN | $1M | 1M | 0.06 |
| Beijing Kingsoft Office Software Inc | Long | Equity-common | CN | $4M | 106K | 0.18 |
| Beijing Kingsoft Office Software Inc | Long | Equity-common | CN | $3M | 91K | 0.16 |
| Beijing New Building Materials PLC (BNBMPLC) | Long | Equity-common | CN | $3M | 701K | 0.15 |
| Beijing New Building Materials PLC (BNBMPLC) | Long | Equity-common | CN | $671K | 151K | 0.03 |
| Beijing Oriental Yuhong Waterproof Technology Co Ltd (ORIENTAL YUHONG) | Long | Equity-common | CN | $3M | 1M | 0.13 |
| Beijing Oriental Yuhong Waterproof Technology Co Ltd (ORIENTAL YUHONG) | Long | Equity-common | CN | $751K | 370K | 0.04 |
| Beijing Tongrentang Co Ltd | Long | Equity-common | CN | $3M | 418K | 0.13 |
| Beijing Tongrentang Co Ltd | Long | Equity-common | CN | $1M | 202K | 0.06 |
| Beijing Wantai Biological Pharmacy Enterprise Co Ltd | Long | Equity-common | CN | $2M | 244K | 0.11 |
| Beijing Wantai Biological Pharmacy Enterprise Co Ltd | Long | Equity-common | CN | $774K | 83K | 0.04 |
| Beijing-Shanghai High Speed Railway Co Ltd | Long | Equity-common | CN | $8M | 12M | 0.41 |
| Beijing-Shanghai High Speed Railway Co Ltd | Long | Equity-common | CN | $6M | 9M | 0.31 |
| Bloomage Biotechnology Corp Ltd | Long | Equity-common | CN | $938K | 116K | 0.05 |
| Bloomage Biotechnology Corp Ltd | Long | Equity-common | CN | $387K | 48K | 0.02 |
| BOE Technology Group Co Ltd | Long | Equity-common | CN | $16M | 28M | 0.77 |
| BOE Technology Group Co Ltd | Long | Equity-common | CN | $3M | 5M | 0.14 |
| BYD Co Ltd | Long | Equity-common | CN | $20M | 634K | 0.98 |
| BYD Co Ltd | Long | Equity-common | CN | $4M | 129K | 0.20 |
| Cambricon Technologies Corp Ltd | Long | Equity-common | CN | $4M | 169K | 0.20 |
| Cambricon Technologies Corp Ltd | Long | Equity-common | CN | $404K | 17K | 0.02 |
| Cathay Biotech Inc | Long | Equity-common | CN | $891K | 133K | 0.04 |
| Cathay Biotech Inc | Long | Equity-common | CN | $458K | 68K | 0.02 |
| CGN Power Co Ltd | Long | Equity-common | CN | $3M | 5M | 0.13 |
| CGN Power Co Ltd | Long | Equity-common | CN | $1M | 2M | 0.06 |
| Changchun High-Tech Industry Group Co Ltd (CCHN) | Long | Equity-common | CN | $2M | 167K | 0.12 |
| Changchun High-Tech Industry Group Co Ltd (CCHN) | Long | Equity-common | CN | $2M | 110K | 0.08 |
| Changzhou Xingyu Automotive Lighting Systems Co Ltd (Xingyu Co.,Ltd) | Long | Equity-common | CN | $2M | 116K | 0.10 |
| Changzhou Xingyu Automotive Lighting Systems Co Ltd (Xingyu Co.,Ltd) | Long | Equity-common | CN | $416K | 25K | 0.02 |
| Chaozhou Three-Circle Group Co Ltd (CCTC) | Long | Equity-common | CN | $5M | 1M | 0.23 |
| Chaozhou Three-Circle Group Co Ltd (CCTC) | Long | Equity-common | CN | $1M | 253K | 0.05 |
| China CITIC Bank Corp Ltd | Long | Equity-common | CN | $5M | 5M | 0.27 |
| China CITIC Bank Corp Ltd | Long | Equity-common | CN | $422K | 425K | 0.02 |
| China Coal Energy Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.11 |
| China Coal Energy Co Ltd | Long | Equity-common | CN | $519K | 284K | 0.03 |
| China Construction Bank Corp | Long | Equity-common | CN | $5M | 5M | 0.24 |
| China Construction Bank Corp | Long | Equity-common | CN | $1M | 1M | 0.06 |
| China CSSC Holdings Ltd | Long | Equity-common | CN | $8M | 2M | 0.39 |
| China CSSC Holdings Ltd | Long | Equity-common | CN | $2M | 302K | 0.08 |
| China Eastern Airlines Corp Ltd (CHINA EAST AIR) | Long | Equity-common | CN | $4M | 7M | 0.17 |
| China Eastern Airlines Corp Ltd (CHINA EAST AIR) | Long | Equity-common | CN | $474K | 873K | 0.02 |
| China Energy Engineering Corp Ltd (CH ENERGY ENG) | Long | Equity-common | CN | $3M | 10M | 0.15 |
| China Energy Engineering Corp Ltd (CH ENERGY ENG) | Long | Equity-common | CN | $714K | 2M | 0.03 |
| China Everbright Bank Co Ltd | Long | Equity-common | CN | $6M | 13M | 0.29 |
| China Everbright Bank Co Ltd | Long | Equity-common | CN | $1M | 2M | 0.05 |
| China Galaxy Securities Co Ltd | Long | Equity-common | CN | $3M | 2M | 0.12 |
| China Galaxy Securities Co Ltd | Long | Equity-common | CN | $407K | 257K | 0.02 |
| China International Capital Corp Ltd (CICC) | Long | Equity-common | CN | $3M | 630K | 0.13 |
| China International Capital Corp Ltd (CICC) | Long | Equity-common | CN | $234K | 54K | 0.01 |
| China Jushi Co Ltd | Long | Equity-common | CN | $3M | 2M | 0.13 |
| China Jushi Co Ltd | Long | Equity-common | CN | $681K | 432K | 0.03 |
| China Life Insurance Co Ltd | Long | Equity-common | CN | $5M | 1M | 0.23 |
| China Life Insurance Co Ltd | Long | Equity-common | CN | $1M | 338K | 0.07 |
| China Longyuan Power Group Corp Ltd | Long | Equity-common | CN | $155K | 61K | 0.01 |
| China Longyuan Power Group Corp Ltd | Long | Equity-common | CN | $79K | 31K | 0.00 |
| China Merchants Bank Co Ltd | Long | Equity-common | CN | $40M | 9M | 1.97 |
| China Merchants Bank Co Ltd | Long | Equity-common | CN | $8M | 2M | 0.38 |
| China Merchants Energy Shipping Co Ltd (CMES) | Long | Equity-common | CN | $3M | 2M | 0.14 |
| China Merchants Energy Shipping Co Ltd (CMES) | Long | Equity-common | CN | $507K | 415K | 0.02 |
| China Merchants Securities Co Ltd (CMSC) | Long | Equity-common | CN | $5M | 3M | 0.25 |
| China Merchants Securities Co Ltd (CMSC) | Long | Equity-common | CN | $1M | 559K | 0.05 |
| China Merchants Shekou Industrial Zone Holdings Co Ltd (CMSK) | Long | Equity-common | CN | $3M | 2M | 0.16 |
| China Merchants Shekou Industrial Zone Holdings Co Ltd (CMSK) | Long | Equity-common | CN | $728K | 548K | 0.04 |
| China Minsheng Banking Corp Ltd | Long | Equity-common | CN | $10M | 18M | 0.47 |
| China Minsheng Banking Corp Ltd | Long | Equity-common | CN | $2M | 3M | 0.08 |
| China National Chemical Engineering Co Ltd (CNCEC) | Long | Equity-common | CN | $3M | 3M | 0.15 |
| China National Chemical Engineering Co Ltd (CNCEC) | Long | Equity-common | CN | $651K | 579K | 0.03 |
| China National Nuclear Power Co Ltd (CNNP) | Long | Equity-common | CN | $9M | 7M | 0.44 |
| China National Nuclear Power Co Ltd (CNNP) | Long | Equity-common | CN | $2M | 1M | 0.08 |
| China Northern Rare Earth Group High-Tech Co Ltd (CNRE) | Long | Equity-common | CN | $5M | 2M | 0.24 |
| China Northern Rare Earth Group High-Tech Co Ltd (CNRE) | Long | Equity-common | CN | $966K | 371K | 0.05 |
| China Oilfield Services Ltd | Long | Equity-common | CN | $1M | 428K | 0.05 |
| China Oilfield Services Ltd | Long | Equity-common | CN | $116K | 47K | 0.01 |
| China Pacific Insurance Group Co Ltd (CPIC) | Long | Equity-common | CN | $9M | 2M | 0.42 |
| China Pacific Insurance Group Co Ltd (CPIC) | Long | Equity-common | CN | $2M | 607K | 0.12 |
| China Petroleum & Chemical Corp (SINOPEC CORP) | Long | Equity-common | CN | $12M | 14M | 0.59 |
| China Petroleum & Chemical Corp (SINOPEC CORP) | Long | Equity-common | CN | $2M | 2M | 0.11 |
| China Railway Group Ltd | Long | Equity-common | CN | $7M | 7M | 0.32 |
| China Railway Group Ltd | Long | Equity-common | CN | $2M | 2M | 0.08 |
| China Resources Microelectronics Ltd | Long | Equity-common | CN | $2M | 386K | 0.10 |
| China Resources Microelectronics Ltd | Long | Equity-common | CN | $913K | 174K | 0.04 |
| China Resources Sanjiu Medical & Pharmaceutical Co Ltd (CR SANJIU) | Long | Equity-common | CN | $3M | 315K | 0.13 |
| China Resources Sanjiu Medical & Pharmaceutical Co Ltd (CR SANJIU) | Long | Equity-common | CN | $262K | 31K | 0.01 |
| China Shenhua Energy Co Ltd | Long | Equity-common | CN | $13M | 2M | 0.64 |
| China Shenhua Energy Co Ltd | Long | Equity-common | CN | $4M | 626K | 0.18 |
| China Southern Airlines Co Ltd | Long | Equity-common | CN | $4M | 4M | 0.17 |
| China Southern Airlines Co Ltd | Long | Equity-common | CN | $365K | 451K | 0.02 |
| China State Construction Engineering Corp Ltd (CSCEC) | Long | Equity-common | CN | $11M | 14M | 0.54 |
| China State Construction Engineering Corp Ltd (CSCEC) | Long | Equity-common | CN | $3M | 4M | 0.15 |
| China Three Gorges Renewables Group Co Ltd (China Three Gorges New Energy) | Long | Equity-common | CN | $4M | 7M | 0.21 |
| China Three Gorges Renewables Group Co Ltd (China Three Gorges New Energy) | Long | Equity-common | CN | $4M | 6M | 0.17 |
| China Tourism Group Duty Free Corp Ltd | Long | Equity-common | CN | $6M | 614K | 0.29 |
| China Tourism Group Duty Free Corp Ltd | Long | Equity-common | CN | $2M | 165K | 0.08 |
| China United Network Communications Ltd (China Unicom) | Long | Equity-common | CN | $8M | 12M | 0.38 |
| China United Network Communications Ltd (China Unicom) | Long | Equity-common | CN | $2M | 3M | 0.10 |
| China Vanke Co Ltd | Long | Equity-common | CN | $5M | 5M | 0.25 |
| China Vanke Co Ltd | Long | Equity-common | CN | $1M | 963K | 0.05 |
| China Yangtze Power Co Ltd | Long | Equity-common | CN | $23M | 6M | 1.14 |
| China Yangtze Power Co Ltd | Long | Equity-common | CN | $7M | 2M | 0.34 |
| China Zhenhua Group Science & Technology Co Ltd (ZHENHUA) | Long | Equity-common | CN | $2M | 366K | 0.11 |
| China Zheshang Bank Co Ltd | Long | Equity-common | CN | $5M | 12M | 0.24 |
| China Zheshang Bank Co Ltd | Long | Equity-common | CN | $477K | 1M | 0.02 |
| Chongqing Brewery Co Ltd | Long | Equity-common | CN | $1M | 152K | 0.07 |
| Chongqing Brewery Co Ltd | Long | Equity-common | CN | $285K | 30K | 0.01 |
| Chongqing Changan Automobile Co Ltd (CHANGAN AUTOMOBILE-B) | Long | Equity-common | CN | $6M | 3M | 0.30 |
| Chongqing Changan Automobile Co Ltd (CHANGAN AUTOMOBILE-B) | Long | Equity-common | CN | $2M | 978K | 0.09 |
| Chongqing Zhifei Biological Products Co Ltd (ZHIFEI-BIOL) | Long | Equity-common | CN | $4M | 901K | 0.20 |
| Chongqing Zhifei Biological Products Co Ltd (ZHIFEI-BIOL) | Long | Equity-common | CN | $426K | 94K | 0.02 |
| Cinda Securities Co Ltd | Long | Equity-common | CN | $514K | 253K | 0.03 |
| Cinda Securities Co Ltd | Long | Equity-common | CN | $114K | 56K | 0.01 |
| Citic Pacific Special Steel Group Co Ltd (CITIC Steel) | Long | Equity-common | CN | $1M | 708K | 0.07 |
| Citic Pacific Special Steel Group Co Ltd (CITIC Steel) | Long | Equity-common | CN | $277K | 133K | 0.01 |
| CITIC Securities Co Ltd | Long | Equity-common | CN | $18M | 7M | 0.86 |
| CITIC Securities Co Ltd | Long | Equity-common | CN | $4M | 1M | 0.17 |
| CMOC Group Ltd | Long | Equity-common | CN | $6M | 5M | 0.29 |
| CMOC Group Ltd | Long | Equity-common | CN | $1M | 1M | 0.07 |
| CNGR Advanced Material Co Ltd | Long | Equity-common | CN | $1M | 283K | 0.07 |
| CNGR Advanced Material Co Ltd | Long | Equity-common | CN | $223K | 46K | 0.01 |
| CNPC Capital Co Ltd | Long | Equity-common | CN | $1M | 2M | 0.07 |
| CNPC Capital Co Ltd | Long | Equity-common | CN | $303K | 387K | 0.01 |
| Contemporary Amperex Technology Co Ltd (CATL) | Long | Equity-common | CN | $48M | 2M | 2.33 |
| Contemporary Amperex Technology Co Ltd (CATL) | Long | Equity-common | CN | $11M | 408K | 0.54 |
| COSCO SHIPPING Holdings Co Ltd | Long | Equity-common | CN | $9M | 5M | 0.46 |
| COSCO SHIPPING Holdings Co Ltd | Long | Equity-common | CN | $2M | 957K | 0.10 |
| CRRC Corp Ltd | Long | Equity-common | CN | $8M | 9M | 0.40 |
| CRRC Corp Ltd | Long | Equity-common | CN | $2M | 2M | 0.10 |
| CSC Financial Co Ltd | Long | Equity-common | CN | $3M | 977K | 0.14 |
| CSC Financial Co Ltd | Long | Equity-common | CN | $606K | 208K | 0.03 |
| Daqin Railway Co Ltd | Long | Equity-common | CN | $5M | 5M | 0.26 |
| Daqin Railway Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.10 |
| Dongfang Electric Corp Ltd | Long | Equity-common | CN | $2M | 938K | 0.12 |
| Dongfang Electric Corp Ltd | Long | Equity-common | CN | $428K | 169K | 0.02 |
| East Money Information Co Ltd | Long | Equity-common | CN | $15M | 9M | 0.73 |
| East Money Information Co Ltd | Long | Equity-common | CN | $3M | 2M | 0.15 |
| Eastroc Beverage Group Co Ltd | Long | Equity-common | CN | $1M | 45K | 0.06 |
| Eastroc Beverage Group Co Ltd | Long | Equity-common | CN | $533K | 18K | 0.03 |
| Ecovacs Robotics Co Ltd | Long | Equity-common | CN | $1M | 175K | 0.06 |
| Ecovacs Robotics Co Ltd | Long | Equity-common | CN | $190K | 28K | 0.01 |
| Empyrean Technology Co Ltd | Long | Equity-common | CN | $2M | 184K | 0.10 |
| Empyrean Technology Co Ltd | Long | Equity-common | CN | $202K | 19K | 0.01 |
| ENN Natural Gas Co Ltd | Long | Equity-common | CN | $2M | 796K | 0.10 |
| Eve Energy Co Ltd | Long | Equity-common | CN | $5M | 874K | 0.23 |
| Eve Energy Co Ltd | Long | Equity-common | CN | $861K | 160K | 0.04 |
| Everbright Securities Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.12 |
| Everbright Securities Co Ltd | Long | Equity-common | CN | $1M | 598K | 0.06 |
| FAW Jiefang Group Co Ltd | Long | Equity-common | CN | $1M | 898K | 0.05 |
| FAW Jiefang Group Co Ltd | Long | Equity-common | CN | $233K | 201K | 0.01 |
| Flat Glass Group Co Ltd | Long | Equity-common | CN | $2M | 522K | 0.09 |
| Flat Glass Group Co Ltd | Long | Equity-common | CN | $323K | 95K | 0.02 |
| Focus Media Information Technology Co Ltd | Long | Equity-common | CN | $6M | 7M | 0.31 |
| Focus Media Information Technology Co Ltd | Long | Equity-common | CN | $1M | 1M | 0.06 |
| Foshan Haitian Flavouring & Food Co Ltd (HAI TIAN) | Long | Equity-common | CN | $6M | 1M | 0.27 |
| Foshan Haitian Flavouring & Food Co Ltd (HAI TIAN) | Long | Equity-common | CN | $1M | 246K | 0.06 |
| Founder Securities Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.12 |
| Founder Securities Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.09 |
| Foxconn Industrial Internet Co Ltd | Long | Equity-common | CN | $7M | 2M | 0.36 |
| Foxconn Industrial Internet Co Ltd | Long | Equity-common | CN | $3M | 985K | 0.15 |
| Fuyao Glass Industry Group Co Ltd | Long | Equity-common | CN | $8M | 1M | 0.37 |
| Fuyao Glass Industry Group Co Ltd | Long | Equity-common | CN | $2M | 243K | 0.08 |
| Ganfeng Lithium Group Co Ltd | Long | Equity-common | CN | $4M | 764K | 0.17 |
| Ganfeng Lithium Group Co Ltd | Long | Equity-common | CN | $871K | 188K | 0.04 |
| GD Power Development Co Ltd | Long | Equity-common | CN | $3M | 5M | 0.17 |
| GD Power Development Co Ltd | Long | Equity-common | CN | $2M | 3M | 0.12 |
| GF Securities Co Ltd | Long | Equity-common | CN | $4M | 2M | 0.18 |
| GF Securities Co Ltd | Long | Equity-common | CN | $673K | 380K | 0.03 |
| GigaDevice Semiconductor Inc | Long | Equity-common | CN | $6M | 529K | 0.30 |
| GigaDevice Semiconductor Inc | Long | Equity-common | CN | $673K | 59K | 0.03 |
| Ginlong Technologies Co Ltd | Long | Equity-common | CN | $1M | 158K | 0.06 |
| Ginlong Technologies Co Ltd | Long | Equity-common | CN | $166K | 21K | 0.01 |
| Glodon Co Ltd | Long | Equity-common | CN | $1M | 808K | 0.06 |
| Glodon Co Ltd | Long | Equity-common | CN | $435K | 270K | 0.02 |
| GoerTek Inc | Long | Equity-common | CN | $4M | 2M | 0.21 |
| GoerTek Inc | Long | Equity-common | CN | $860K | 364K | 0.04 |
| Goldwind Science & Technology Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.10 |
| Goldwind Science & Technology Co Ltd | Long | Equity-common | CN | $416K | 387K | 0.02 |
| Goneo Group Co Ltd | Long | Equity-common | CN | $2M | 97K | 0.08 |
| Goneo Group Co Ltd | Long | Equity-common | CN | $873K | 52K | 0.04 |
| Gotion High-tech Co Ltd | Long | Equity-common | CN | $2M | 885K | 0.12 |
| Gotion High-tech Co Ltd | Long | Equity-common | CN | $441K | 158K | 0.02 |
| Great Wall Motor Co Ltd | Long | Equity-common | CN | $3M | 879K | 0.15 |
| Great Wall Motor Co Ltd | Long | Equity-common | CN | $740K | 207K | 0.04 |
| Gree Electric Appliances Inc of Zhuhai | Long | Equity-common | CN | $15M | 3M | 0.74 |
| Gree Electric Appliances Inc of Zhuhai | Long | Equity-common | CN | $6M | 1M | 0.28 |
| Greenland Holdings Corp Ltd | Long | Equity-common | CN | $516K | 2M | 0.03 |
| Greenland Holdings Corp Ltd | Long | Equity-common | CN | $215K | 830K | 0.01 |
| Guangdong Haid Group Co Ltd | Long | Equity-common | CN | $3M | 435K | 0.15 |
| Guangdong Haid Group Co Ltd | Long | Equity-common | CN | $2M | 220K | 0.07 |
| Guangzhou Automobile Group Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.09 |
| Guangzhou Automobile Group Co Ltd | Long | Equity-common | CN | $468K | 404K | 0.02 |
| Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd (BAIYUNSHAN PH) | Long | Equity-common | CN | $2M | 475K | 0.10 |
| Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd (BAIYUNSHAN PH) | Long | Equity-common | CN | $688K | 159K | 0.03 |
| Guangzhou Shiyuan Electronic Technology Co Ltd | Long | Equity-common | CN | $2M | 343K | 0.08 |
| Guangzhou Shiyuan Electronic Technology Co Ltd | Long | Equity-common | CN | $355K | 79K | 0.02 |
| Guangzhou Tinci Materials Technology Co Ltd (TINCI) | Long | Equity-common | CN | $2M | 725K | 0.10 |
| Guangzhou Tinci Materials Technology Co Ltd (TINCI) | Long | Equity-common | CN | $499K | 185K | 0.02 |
| Guosen Securities Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.11 |
| Guosen Securities Co Ltd | Long | Equity-common | CN | $684K | 555K | 0.03 |
| Guotai Junan Securities Co Ltd | Long | Equity-common | CN | $6M | 3M | 0.29 |
| Guotai Junan Securities Co Ltd | Long | Equity-common | CN | $1M | 697K | 0.07 |
| Haier Smart Home Co Ltd | Long | Equity-common | CN | $11M | 3M | 0.52 |
| Haier Smart Home Co Ltd | Long | Equity-common | CN | $2M | 555K | 0.11 |
| Hainan Airport Infrastructure Co Ltd (Hainan HNA Infrastructure) | Long | Equity-common | CN | $3M | 5M | 0.12 |
| Hainan Airport Infrastructure Co Ltd (Hainan HNA Infrastructure) | Long | Equity-common | CN | $248K | 526K | 0.01 |
| Haitong Securities Co Ltd | Long | Equity-common | CN | $8M | 7M | 0.37 |
| Haitong Securities Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.08 |
| Hangzhou First Applied Material Co Ltd (First) | Long | Equity-common | CN | $2M | 620K | 0.11 |
| Hangzhou First Applied Material Co Ltd (First) | Long | Equity-common | CN | $378K | 106K | 0.02 |
| Hangzhou Silan Microelectronics Co Ltd (Silan) | Long | Equity-common | CN | $2M | 808K | 0.10 |
| Hangzhou Silan Microelectronics Co Ltd (Silan) | Long | Equity-common | CN | $372K | 144K | 0.02 |
| Hangzhou Tigermed Consulting Co Ltd (TIGERMED) | Long | Equity-common | CN | $3M | 383K | 0.14 |
| Hangzhou Tigermed Consulting Co Ltd (TIGERMED) | Long | Equity-common | CN | $586K | 79K | 0.03 |
| Henan Shuanghui Investment & Development Co Ltd (SHUANGHUI) | Long | Equity-common | CN | $2M | 680K | 0.12 |
| Henan Shuanghui Investment & Development Co Ltd (SHUANGHUI) | Long | Equity-common | CN | $730K | 209K | 0.04 |
| Hengli Petrochemical Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.14 |
| Hengli Petrochemical Co Ltd | Long | Equity-common | CN | $597K | 303K | 0.03 |
| Hithink RoyalFlush Information Network Co Ltd (FLUSH INFO) | Long | Equity-common | CN | $2M | 153K | 0.12 |
| Hithink RoyalFlush Information Network Co Ltd (FLUSH INFO) | Long | Equity-common | CN | $488K | 30K | 0.02 |
| Hongta Securities Co Ltd | Long | Equity-common | CN | $702K | 741K | 0.03 |
| Hongta Securities Co Ltd | Long | Equity-common | CN | $501K | 529K | 0.02 |
| Hoshine Silicon Industry Co Ltd | Long | Equity-common | CN | $2M | 260K | 0.09 |
| Hoshine Silicon Industry Co Ltd | Long | Equity-common | CN | $314K | 43K | 0.02 |
| Huadong Medicine Co Ltd | Long | Equity-common | CN | $3M | 663K | 0.14 |
| Huadong Medicine Co Ltd | Long | Equity-common | CN | $544K | 125K | 0.03 |
| Hualan Biological Engineering Inc (HUALAN BIO.) | Long | Equity-common | CN | $2M | 795K | 0.10 |
| Hualan Biological Engineering Inc (HUALAN BIO.) | Long | Equity-common | CN | $456K | 182K | 0.02 |
| Huali Industrial Group Co Ltd | Long | Equity-common | CN | $905K | 97K | 0.04 |
| Huali Industrial Group Co Ltd | Long | Equity-common | CN | $48K | 5K | 0.00 |
| Huaneng Lancang River Hydropower Inc | Long | Equity-common | CN | $2M | 2M | 0.11 |
| Huaneng Lancang River Hydropower Inc | Long | Equity-common | CN | $534K | 392K | 0.03 |
| Huaneng Power International Inc | Long | Equity-common | CN | $4M | 3M | 0.18 |
| Huaneng Power International Inc | Long | Equity-common | CN | $939K | 761K | 0.05 |
| Huatai Securities Co Ltd | Long | Equity-common | CN | $6M | 3M | 0.31 |
| Huatai Securities Co Ltd | Long | Equity-common | CN | $2M | 930K | 0.08 |
| Huaxia Bank Co Ltd | Long | Equity-common | CN | $5M | 5M | 0.22 |
| Huaxia Bank Co Ltd | Long | Equity-common | CN | $902K | 951K | 0.04 |
| Huayu Automotive Systems Co Ltd (HASCO) | Long | Equity-common | CN | $3M | 1M | 0.13 |
| Huayu Automotive Systems Co Ltd (HASCO) | Long | Equity-common | CN | $525K | 237K | 0.03 |
| Huizhou Desay Sv Automotive Co Ltd | Long | Equity-common | CN | $2M | 180K | 0.12 |
| Huizhou Desay Sv Automotive Co Ltd | Long | Equity-common | CN | $557K | 40K | 0.03 |
| Hundsun Technologies Inc | Long | Equity-common | CN | $3M | 1M | 0.15 |
| Hundsun Technologies Inc | Long | Equity-common | CN | $685K | 248K | 0.03 |
| Hygon Information Technology Co Ltd | Long | Equity-common | CN | $7M | 705K | 0.34 |
| Hygon Information Technology Co Ltd | Long | Equity-common | CN | $724K | 74K | 0.04 |
| IEIT Systems Co Ltd | Long | Equity-common | CN | $4M | 741K | 0.18 |
| IEIT Systems Co Ltd | Long | Equity-common | CN | $846K | 169K | 0.04 |
| Iflytek Co Ltd | Long | Equity-common | CN | $7M | 1M | 0.36 |
| Iflytek Co Ltd | Long | Equity-common | CN | $2M | 314K | 0.09 |
| Imeik Technology Development Co Ltd | Long | Equity-common | CN | $3M | 113K | 0.15 |
| Imeik Technology Development Co Ltd | Long | Equity-common | CN | $260K | 9K | 0.01 |
| Industrial & Commercial Bank of China Ltd (ICBC) | Long | Equity-common | CN | $18M | 24M | 0.87 |
| Industrial & Commercial Bank of China Ltd (ICBC) | Long | Equity-common | CN | $4M | 6M | 0.20 |
| Industrial Bank Co Ltd | Long | Equity-common | CN | $24M | 10M | 1.16 |
| Industrial Bank Co Ltd | Long | Equity-common | CN | $6M | 2M | 0.28 |
| Industrial Securities Co Ltd | Long | Equity-common | CN | $3M | 5M | 0.16 |
| Industrial Securities Co Ltd | Long | Equity-common | CN | $846K | 1M | 0.04 |
| Ingenic Semiconductor Co Ltd | Long | Equity-common | CN | $2M | 257K | 0.10 |
| Ingenic Semiconductor Co Ltd | Long | Equity-common | CN | $241K | 30K | 0.01 |
| Inner Mongolia BaoTou Steel Union Co Ltd (BSU) | Long | Equity-common | CN | $3M | 15M | 0.16 |
| Inner Mongolia BaoTou Steel Union Co Ltd (BSU) | Long | Equity-common | CN | $1M | 5M | 0.05 |
| Inner Mongolia Yili Industrial Group Co Ltd (YILI) | Long | Equity-common | CN | $17M | 4M | 0.81 |
| Inner Mongolia Yili Industrial Group Co Ltd (YILI) | Long | Equity-common | CN | $4M | 1M | 0.19 |
| JA Solar Technology Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.12 |
| JA Solar Technology Co Ltd | Long | Equity-common | CN | $565K | 272K | 0.03 |
| JCET Group Co Ltd | Long | Equity-common | CN | $3M | 721K | 0.13 |
| JCET Group Co Ltd | Long | Equity-common | CN | $2M | 674K | 0.12 |
| Jiangsu Eastern Shenghong Co Ltd (EASTERN SHENGHONG) | Long | Equity-common | CN | $2M | 2M | 0.11 |
| Jiangsu Eastern Shenghong Co Ltd (EASTERN SHENGHONG) | Long | Equity-common | CN | $401K | 326K | 0.02 |
| Jiangsu Hengli Hydraulic Co Ltd (JSHL) | Long | Equity-common | CN | $3M | 430K | 0.14 |
| Jiangsu Hengli Hydraulic Co Ltd (JSHL) | Long | Equity-common | CN | $518K | 76K | 0.03 |
| Jiangsu Hengrui Pharmaceuticals Co Ltd | Long | Equity-common | CN | $17M | 3M | 0.84 |
| Jiangsu Hengrui Pharmaceuticals Co Ltd | Long | Equity-common | CN | $5M | 814K | 0.23 |
| Jiangsu King's Luck Brewery JSC Ltd (Kings Luck) | Long | Equity-common | CN | $3M | 455K | 0.16 |
| Jiangsu King's Luck Brewery JSC Ltd (Kings Luck) | Long | Equity-common | CN | $740K | 101K | 0.04 |
| Jiangsu Yanghe Distillery Co Ltd (YANGHE) | Long | Equity-common | CN | $5M | 400K | 0.25 |
| Jiangsu Yanghe Distillery Co Ltd (YANGHE) | Long | Equity-common | CN | $1M | 78K | 0.05 |
| Jiangxi Copper Co Ltd | Long | Equity-common | CN | $3M | 747K | 0.13 |
| Jiangxi Copper Co Ltd | Long | Equity-common | CN | $790K | 225K | 0.04 |
| Jinko Solar Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.09 |
| Jinko Solar Co Ltd | Long | Equity-common | CN | $336K | 300K | 0.02 |
| Kweichow Moutai Co Ltd | Long | Equity-common | CN | $96M | 423K | 4.69 |
| Kweichow Moutai Co Ltd | Long | Equity-common | CN | $20M | 88K | 0.98 |
| LB Group Co Ltd | Long | Equity-common | CN | $4M | 1M | 0.17 |
| LB Group Co Ltd | Long | Equity-common | CN | $611K | 212K | 0.03 |
| Lens Technology Co Ltd | Long | Equity-common | CN | $4M | 2M | 0.21 |
| Lens Technology Co Ltd | Long | Equity-common | CN | $677K | 322K | 0.03 |
| LONGi Green Energy Technology Co Ltd | Long | Equity-common | CN | $11M | 4M | 0.53 |
| LONGi Green Energy Technology Co Ltd | Long | Equity-common | CN | $2M | 909K | 0.11 |
| Luxshare Precision Industry Co Ltd (LXJM) | Long | Equity-common | CN | $15M | 3M | 0.74 |
| Luxshare Precision Industry Co Ltd (LXJM) | Long | Equity-common | CN | $4M | 834K | 0.18 |
| Luzhou Laojiao Co Ltd | Long | Equity-common | CN | $13M | 524K | 0.61 |
| Luzhou Laojiao Co Ltd | Long | Equity-common | CN | $2M | 95K | 0.11 |
| Mango Excellent Media Co Ltd | Long | Equity-common | CN | $2M | 544K | 0.08 |
| Mango Excellent Media Co Ltd | Long | Equity-common | CN | $446K | 140K | 0.02 |
| Maxscend Microelectronics Co Ltd | Long | Equity-common | CN | $3M | 267K | 0.16 |
| Maxscend Microelectronics Co Ltd | Long | Equity-common | CN | $864K | 72K | 0.04 |
| Metallurgical Corp of China Ltd (MCC) | Long | Equity-common | CN | $3M | 6M | 0.13 |
| Metallurgical Corp of China Ltd (MCC) | Long | Equity-common | CN | $642K | 1M | 0.03 |
| Midea Group Co Ltd | Long | Equity-common | CN | $28M | 3M | 1.37 |
| Midea Group Co Ltd | Long | Equity-common | CN | $8M | 945K | 0.41 |
| Ming Yang Smart Energy Group Ltd | Long | Equity-common | CN | $2M | 1M | 0.10 |
| Montage Technology Co Ltd | Long | Equity-common | CN | $4M | 583K | 0.21 |
| Montage Technology Co Ltd | Long | Equity-common | CN | $2M | 231K | 0.08 |
| Muyuan Foods Co Ltd | Long | Equity-common | CN | $12M | 2M | 0.58 |
| Muyuan Foods Co Ltd | Long | Equity-common | CN | $3M | 429K | 0.14 |
| NARI Technology Co Ltd | Long | Equity-common | CN | $9M | 3M | 0.42 |
| NARI Technology Co Ltd | Long | Equity-common | CN | $2M | 800K | 0.12 |
| National Silicon Industry Group Co Ltd | Long | Equity-common | CN | $2M | 818K | 0.07 |
| National Silicon Industry Group Co Ltd | Long | Equity-common | CN | $2M | 807K | 0.07 |
| NAURA Technology Group Co Ltd | Long | Equity-common | CN | $8M | 196K | 0.39 |
| NAURA Technology Group Co Ltd | Long | Equity-common | CN | $1M | 27K | 0.05 |
| New China Life Insurance Co Ltd (NCI) | Long | Equity-common | CN | $2M | 540K | 0.12 |
| New China Life Insurance Co Ltd (NCI) | Long | Equity-common | CN | $730K | 163K | 0.04 |
| New Hope Liuhe Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.08 |
| New Hope Liuhe Co Ltd | Long | Equity-common | CN | $528K | 383K | 0.03 |
| Ninestar Corp | Long | Equity-common | CN | $3M | 919K | 0.17 |
| Ninestar Corp | Long | Equity-common | CN | $69K | 18K | 0.00 |
| Ningbo Deye Technology Co Ltd | Long | Equity-common | CN | $2M | 228K | 0.10 |
| Ningbo Tuopu Group Co Ltd | Long | Equity-common | CN | $3M | 401K | 0.16 |
| Ningxia Baofeng Energy Group Co Ltd | Long | Equity-common | CN | $4M | 2M | 0.17 |
| Ningxia Baofeng Energy Group Co Ltd | Long | Equity-common | CN | $957K | 423K | 0.05 |
| Oppein Home Group Inc | Long | Equity-common | CN | $1M | 139K | 0.06 |
| Oppein Home Group Inc | Long | Equity-common | CN | $207K | 22K | 0.01 |
| Orient Securities Co Ltd/China | Long | Equity-common | CN | $4M | 4M | 0.22 |
| Orient Securities Co Ltd/China | Long | Equity-common | CN | $462K | 414K | 0.02 |
| People's Insurance Co Group of China Ltd/The | Long | Equity-common | CN | $2M | 2M | 0.07 |
| People's Insurance Co Group of China Ltd/The | Long | Equity-common | CN | $404K | 554K | 0.02 |
| PetroChina Co Ltd | Long | Equity-common | CN | $10M | 7M | 0.51 |
| PetroChina Co Ltd | Long | Equity-common | CN | $2M | 2M | 0.12 |
| Pharmaron Beijing Co Ltd | Long | Equity-common | CN | $2M | 694K | 0.10 |
| Pharmaron Beijing Co Ltd | Long | Equity-common | CN | $244K | 86K | 0.01 |
| Ping An Bank Co Ltd | Long | Equity-common | CN | $10M | 7M | 0.50 |
| Ping An Bank Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.10 |
| Ping An Insurance Group Co of China Ltd | Long | Equity-common | CN | $41M | 7M | 1.99 |
| Ping An Insurance Group Co of China Ltd | Long | Equity-common | CN | $12M | 2M | 0.58 |
| Poly Developments and Holdings Group Co Ltd (PRE) | Long | Equity-common | CN | $6M | 4M | 0.30 |
| Poly Developments and Holdings Group Co Ltd (PRE) | Long | Equity-common | CN | $2M | 1M | 0.09 |
| Postal Savings Bank of China Co Ltd (PSBC) | Long | Equity-common | CN | $5M | 8M | 0.26 |
| Postal Savings Bank of China Co Ltd (PSBC) | Long | Equity-common | CN | $1M | 2M | 0.06 |
| Power Construction Corp of China Ltd (POWERCHINA Ltd.) | Long | Equity-common | CN | $5M | 6M | 0.22 |
| Power Construction Corp of China Ltd (POWERCHINA Ltd.) | Long | Equity-common | CN | $862K | 1M | 0.04 |
| Qi An Xin Technology Group Inc | Long | Equity-common | CN | $900K | 251K | 0.04 |
| Qi An Xin Technology Group Inc | Long | Equity-common | CN | $190K | 53K | 0.01 |
| Qinghai Salt Lake Industry Co Ltd (QHSLI) | Long | Equity-common | CN | $9M | 4M | 0.46 |
| Qinghai Salt Lake Industry Co Ltd (QHSLI) | Long | Equity-common | CN | $1M | 581K | 0.07 |
| Rongsheng Petrochemical Co Ltd | Long | Equity-common | CN | $3M | 2M | 0.15 |
| Rongsheng Petrochemical Co Ltd | Long | Equity-common | CN | $622K | 451K | 0.03 |
| SAIC Motor Corp Ltd | Long | Equity-common | CN | $7M | 3M | 0.33 |
| SAIC Motor Corp Ltd | Long | Equity-common | CN | $1M | 659K | 0.06 |
| Sangfor Technologies Inc | Long | Equity-common | CN | $1M | 166K | 0.06 |
| Sangfor Technologies Inc | Long | Equity-common | CN | $359K | 48K | 0.02 |
| Sany Heavy Industry Co Ltd | Long | Equity-common | CN | $9M | 4M | 0.45 |
| Sany Heavy Industry Co Ltd | Long | Equity-common | CN | $2M | 874K | 0.09 |
| Satellite Chemical Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.15 |
| Satellite Chemical Co Ltd | Long | Equity-common | CN | $599K | 239K | 0.03 |
| SDIC Capital Co Ltd | Long | Equity-common | CN | $1M | 2M | 0.06 |
| SDIC Capital Co Ltd | Long | Equity-common | CN | $534K | 631K | 0.03 |
| SDIC Power Holdings Co Ltd | Long | Equity-common | CN | $4M | 2M | 0.19 |
| SDIC Power Holdings Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.15 |
| Seazen Holdings Co Ltd | Long | Equity-common | CN | $766K | 523K | 0.04 |
| Seazen Holdings Co Ltd | Long | Equity-common | CN | $86K | 59K | 0.00 |
| SF Holding Co Ltd | Long | Equity-common | CN | $9M | 2M | 0.42 |
| SF Holding Co Ltd | Long | Equity-common | CN | $2M | 347K | 0.09 |
| SG Micro Corp | Long | Equity-common | CN | $3M | 265K | 0.14 |
| SG Micro Corp | Long | Equity-common | CN | $524K | 49K | 0.03 |
| Shaanxi Coal Industry Co Ltd | Long | Equity-common | CN | $10M | 3M | 0.50 |
| Shaanxi Coal Industry Co Ltd | Long | Equity-common | CN | $2M | 571K | 0.10 |
| Shandong Gold Mining Co Ltd | Long | Equity-common | CN | $5M | 1M | 0.25 |
| Shandong Gold Mining Co Ltd | Long | Equity-common | CN | $1M | 334K | 0.06 |
| Shandong Hualu Hengsheng Chemical Co Ltd (HUALU-HENGSHENG) | Long | Equity-common | CN | $5M | 1M | 0.22 |
| Shandong Hualu Hengsheng Chemical Co Ltd (HUALU-HENGSHENG) | Long | Equity-common | CN | $888K | 225K | 0.04 |
| Shandong Nanshan Aluminum Co Ltd (NANSHAN ALUMINIUM) | Long | Equity-common | CN | $3M | 5M | 0.14 |
| Shandong Nanshan Aluminum Co Ltd (NANSHAN ALUMINIUM) | Long | Equity-common | CN | $581K | 1M | 0.03 |
| Shanghai Aiko Solar Energy Co Ltd (SHXM) | Long | Equity-common | CN | $1M | 888K | 0.07 |
| Shanghai Aiko Solar Energy Co Ltd (SHXM) | Long | Equity-common | CN | $257K | 160K | 0.01 |
| Shanghai Baosight Software Co Ltd (Baosight) | Long | Equity-common | CN | $3M | 572K | 0.15 |
| Shanghai Baosight Software Co Ltd (Baosight) | Long | Equity-common | CN | $834K | 153K | 0.04 |
| Shanghai Fosun Pharmaceutical Group Co Ltd (FOSUN PHARMA) | Long | Equity-common | CN | $3M | 836K | 0.13 |
| Shanghai Fosun Pharmaceutical Group Co Ltd (FOSUN PHARMA) | Long | Equity-common | CN | $729K | 228K | 0.04 |
| Shanghai International Airport Co Ltd (SIA) | Long | Equity-common | CN | $4M | 842K | 0.20 |
| Shanghai International Airport Co Ltd (SIA) | Long | Equity-common | CN | $794K | 166K | 0.04 |
| Shanghai International Port Group Co Ltd (SIPG) | Long | Equity-common | CN | $2M | 2M | 0.09 |
| Shanghai International Port Group Co Ltd (SIPG) | Long | Equity-common | CN | $286K | 366K | 0.01 |
| Shanghai Jinjiang International Hotels Co Ltd (JINJIANG SHARES) | Long | Equity-common | CN | $1M | 277K | 0.05 |
| Shanghai Jinjiang International Hotels Co Ltd (JINJIANG SHARES) | Long | Equity-common | CN | $227K | 59K | 0.01 |
| Shanghai M&G Stationery Inc | Long | Equity-common | CN | $2M | 314K | 0.07 |
| Shanghai M&G Stationery Inc | Long | Equity-common | CN | $220K | 45K | 0.01 |
| Shanghai Pharmaceuticals Holding Co Ltd (SH PHARMA) | Long | Equity-common | CN | $2M | 707K | 0.09 |
| Shanghai Pharmaceuticals Holding Co Ltd (SH PHARMA) | Long | Equity-common | CN | $400K | 160K | 0.02 |
| Shanghai Pudong Development Bank Co Ltd (SPD BANK) | Long | Equity-common | CN | $10M | 8M | 0.47 |
| Shanghai Pudong Development Bank Co Ltd (SPD BANK) | Long | Equity-common | CN | $2M | 1M | 0.08 |
| Shanghai Putailai New Energy Technology Co Ltd | Long | Equity-common | CN | $1M | 573K | 0.06 |
| Shanghai Putailai New Energy Technology Co Ltd | Long | Equity-common | CN | $328K | 146K | 0.02 |
| Shanghai RAAS Blood Products Co Ltd | Long | Equity-common | CN | $3M | 3M | 0.16 |
| Shanghai RAAS Blood Products Co Ltd | Long | Equity-common | CN | $1M | 1M | 0.06 |
| Shanghai United Imaging Healthcare Co Ltd | Long | Equity-common | CN | $6M | 320K | 0.27 |
| Shanghai United Imaging Healthcare Co Ltd | Long | Equity-common | CN | $557K | 32K | 0.03 |
| Shanxi Coking Coal Energy Group Co Ltd (XSCE) | Long | Equity-common | CN | $2M | 2M | 0.12 |
| Shanxi Coking Coal Energy Group Co Ltd (XSCE) | Long | Equity-common | CN | $450K | 297K | 0.02 |
| Shanxi Lu'an Environmental Energy Development Co Ltd (lu'an EED) | Long | Equity-common | CN | $3M | 965K | 0.15 |
| Shanxi Lu'an Environmental Energy Development Co Ltd (lu'an EED) | Long | Equity-common | CN | $446K | 143K | 0.02 |
| Shanxi Xinghuacun Fen Wine Factory Co Ltd (Shanxi Fen Wine) | Long | Equity-common | CN | $11M | 341K | 0.55 |
| Shanxi Xinghuacun Fen Wine Factory Co Ltd (Shanxi Fen Wine) | Long | Equity-common | CN | $3M | 82K | 0.13 |
| Shengyi Technology Co Ltd | Long | Equity-common | CN | $3M | 949K | 0.13 |
| Shengyi Technology Co Ltd | Long | Equity-common | CN | $893K | 328K | 0.04 |
| Shennan Circuits Co Ltd | Long | Equity-common | CN | $2M | 176K | 0.11 |
| Shennan Circuits Co Ltd | Long | Equity-common | CN | $311K | 25K | 0.02 |
| Shenwan Hongyuan Group Co Ltd | Long | Equity-common | CN | $4M | 6M | 0.18 |
| Shenwan Hongyuan Group Co Ltd | Long | Equity-common | CN | $1M | 2M | 0.06 |
| Shenzhen Inovance Technology Co Ltd (INOVANCE) | Long | Equity-common | CN | $12M | 1M | 0.57 |
| Shenzhen Inovance Technology Co Ltd (INOVANCE) | Long | Equity-common | CN | $3M | 372K | 0.14 |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd | Long | Equity-common | CN | $17M | 414K | 0.81 |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd | Long | Equity-common | CN | $4M | 90K | 0.17 |
| Shenzhen Overseas Chinese Town Co Ltd (OCT HOLDING) | Long | Equity-common | CN | $968K | 3M | 0.05 |
| Shenzhen Overseas Chinese Town Co Ltd (OCT HOLDING) | Long | Equity-common | CN | $219K | 616K | 0.01 |
| Shenzhen Transsion Holdings Co Ltd | Long | Equity-common | CN | $3M | 155K | 0.14 |
| Shenzhen Transsion Holdings Co Ltd | Long | Equity-common | CN | $3M | 141K | 0.12 |
| Shijiazhuang Yiling Pharmaceutical Co Ltd (YILING) | Long | Equity-common | CN | $2M | 647K | 0.08 |
| Shijiazhuang Yiling Pharmaceutical Co Ltd (YILING) | Long | Equity-common | CN | $161K | 64K | 0.01 |
| Sichuan Chuantou Energy Co Ltd | Long | Equity-common | CN | $5M | 2M | 0.26 |
| Sichuan Chuantou Energy Co Ltd | Long | Equity-common | CN | $153K | 62K | 0.01 |
| Sichuan Road and Bridge Group Co Ltd (SRBG) | Long | Equity-common | CN | $2M | 2M | 0.09 |
| Spring Airlines Co Ltd | Long | Equity-common | CN | $2M | 315K | 0.12 |
| Spring Airlines Co Ltd | Long | Equity-common | CN | $865K | 112K | 0.04 |
| StarPower Semiconductor Ltd | Long | Equity-common | CN | $1M | 90K | 0.05 |
| StarPower Semiconductor Ltd | Long | Equity-common | CN | $281K | 23K | 0.01 |
| Sungrow Power Supply Co Ltd | Long | Equity-common | CN | $9M | 674K | 0.45 |
| Sungrow Power Supply Co Ltd | Long | Equity-common | CN | $2M | 174K | 0.12 |
| Suzhou Maxwell Technologies Co Ltd | Long | Equity-common | CN | $2M | 111K | 0.10 |
| Suzhou Maxwell Technologies Co Ltd | Long | Equity-common | CN | $263K | 15K | 0.01 |
| TBEA Co Ltd | Long | Equity-common | CN | $7M | 4M | 0.35 |
| TBEA Co Ltd | Long | Equity-common | CN | $2M | 732K | 0.07 |
| TCL Technology Group Corp | Long | Equity-common | CN | $8M | 14M | 0.41 |
| TCL Technology Group Corp | Long | Equity-common | CN | $1M | 2M | 0.06 |
| TCL Zhonghuan Renewable Energy Technology Co Ltd (TZE) | Long | Equity-common | CN | $3M | 2M | 0.17 |
| TCL Zhonghuan Renewable Energy Technology Co Ltd (TZE) | Long | Equity-common | CN | $780K | 513K | 0.04 |
| Thunder Software Technology Co Ltd (THUNDERSOFT) | Long | Equity-common | CN | $2M | 283K | 0.11 |
| Thunder Software Technology Co Ltd (THUNDERSOFT) | Long | Equity-common | CN | $382K | 49K | 0.02 |
| Tianqi Lithium Corp | Long | Equity-common | CN | $3M | 611K | 0.15 |
| Tianqi Lithium Corp | Long | Equity-common | CN | $1M | 213K | 0.05 |
| TianShan Material Co Ltd | Long | Equity-common | CN | $920K | 1M | 0.04 |
| TianShan Material Co Ltd | Long | Equity-common | CN | $168K | 206K | 0.01 |
| Tongwei Co Ltd | Long | Equity-common | CN | $6M | 2M | 0.29 |
| Tongwei Co Ltd | Long | Equity-common | CN | $2M | 477K | 0.07 |
| Trina Solar Co Ltd | Long | Equity-common | CN | $2M | 518K | 0.08 |
| Trina Solar Co Ltd | Long | Equity-common | CN | $1M | 470K | 0.07 |
| Tsingtao Brewery Co Ltd | Long | Equity-common | CN | $3M | 244K | 0.13 |
| Tsingtao Brewery Co Ltd | Long | Equity-common | CN | $528K | 49K | 0.03 |
| Unigroup Guoxin Microelectronics Co Ltd (GUOXIN MICRO) | Long | Equity-common | CN | $4M | 524K | 0.19 |
| Unigroup Guoxin Microelectronics Co Ltd (GUOXIN MICRO) | Long | Equity-common | CN | $530K | 70K | 0.03 |
| Unisplendour Corp Ltd | Long | Equity-common | CN | $6M | 2M | 0.28 |
| Unisplendour Corp Ltd | Long | Equity-common | CN | $690K | 228K | 0.03 |
| Walvax Biotechnology Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.10 |
| Walvax Biotechnology Co Ltd | Long | Equity-common | CN | $418K | 227K | 0.02 |
| Wanhua Chemical Group Co Ltd | Long | Equity-common | CN | $16M | 1M | 0.80 |
| Wanhua Chemical Group Co Ltd | Long | Equity-common | CN | $3M | 231K | 0.14 |
| Weichai Power Co Ltd | Long | Equity-common | CN | $9M | 4M | 0.43 |
| Weichai Power Co Ltd | Long | Equity-common | CN | $2M | 710K | 0.08 |
| Wens Foodstuffs Group Co Ltd | Long | Equity-common | CN | $11M | 4M | 0.52 |
| Wens Foodstuffs Group Co Ltd | Long | Equity-common | CN | $2M | 717K | 0.10 |
| Will Semiconductor Co Ltd Shanghai (WILL SEMICONDUCTOR LTD) | Long | Equity-common | CN | $7M | 540K | 0.34 |
| Will Semiconductor Co Ltd Shanghai (WILL SEMICONDUCTOR LTD) | Long | Equity-common | CN | $2M | 122K | 0.08 |
| Wingtech Technology Co Ltd | Long | Equity-common | CN | $3M | 619K | 0.13 |
| Wingtech Technology Co Ltd | Long | Equity-common | CN | $824K | 196K | 0.04 |
| Wuliangye Yibin Co Ltd | Long | Equity-common | CN | $27M | 1M | 1.33 |
| Wuliangye Yibin Co Ltd | Long | Equity-common | CN | $5M | 259K | 0.26 |
| WuXi AppTec Co Ltd | Long | Equity-common | CN | $8M | 1M | 0.37 |
| WuXi AppTec Co Ltd | Long | Equity-common | CN | $2M | 386K | 0.11 |
| Wuxi Lead Intelligent Equipment Co Ltd (LEAD INTELLIGENT) | Long | Equity-common | CN | $1M | 534K | 0.07 |
| Wuxi Lead Intelligent Equipment Co Ltd (LEAD INTELLIGENT) | Long | Equity-common | CN | $1M | 470K | 0.06 |
| XCMG Construction Machinery Co Ltd | Long | Equity-common | CN | $5M | 5M | 0.27 |
| XCMG Construction Machinery Co Ltd | Long | Equity-common | CN | $893K | 894K | 0.04 |
| Xinjiang Daqo New Energy Co Ltd | Long | Equity-common | CN | $1M | 311K | 0.06 |
| Xinjiang Daqo New Energy Co Ltd | Long | Equity-common | CN | $1M | 301K | 0.05 |
| Yankuang Energy Group Co Ltd | Long | Equity-common | CN | $3M | 982K | 0.17 |
| Yankuang Energy Group Co Ltd | Long | Equity-common | CN | $655K | 189K | 0.03 |
| Yealink Network Technology Corp Ltd | Long | Equity-common | CN | $2M | 425K | 0.11 |
| Yealink Network Technology Corp Ltd | Long | Equity-common | CN | $343K | 67K | 0.02 |
| Yihai Kerry Arawana Holdings Co Ltd | Long | Equity-common | CN | $2M | 455K | 0.09 |
| Yihai Kerry Arawana Holdings Co Ltd | Long | Equity-common | CN | $200K | 48K | 0.01 |
| Yonyou Network Technology Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.11 |
| Yonyou Network Technology Co Ltd | Long | Equity-common | CN | $720K | 465K | 0.04 |
| YTO Express Group Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.16 |
| Yunnan Baiyao Group Co Ltd | Long | Equity-common | CN | $4M | 591K | 0.21 |
| Yunnan Baiyao Group Co Ltd | Long | Equity-common | CN | $2M | 212K | 0.08 |
| Yunnan Botanee Bio-Technology Group Co Ltd | Long | Equity-common | CN | $926K | 126K | 0.05 |
| Yunnan Botanee Bio-Technology Group Co Ltd | Long | Equity-common | CN | $79K | 11K | 0.00 |
| Yunnan Energy New Material Co Ltd | Long | Equity-common | CN | $2M | 401K | 0.11 |
| Yunnan Energy New Material Co Ltd | Long | Equity-common | CN | $447K | 82K | 0.02 |
| Zangge Mining Co Ltd | Long | Equity-common | CN | $1M | 390K | 0.07 |
| Zangge Mining Co Ltd | Long | Equity-common | CN | $1M | 312K | 0.05 |
| Zhangzhou Pientzehuang Pharmaceutical Co Ltd (PIEN TZE HUANG) | Long | Equity-common | CN | $6M | 189K | 0.29 |
| Zhangzhou Pientzehuang Pharmaceutical Co Ltd (PIEN TZE HUANG) | Long | Equity-common | CN | $2M | 64K | 0.10 |
| Zhejiang Chint Electrics Co Ltd (CHINT ELECTRICS) | Long | Equity-common | CN | $2M | 726K | 0.10 |
| Zhejiang Chint Electrics Co Ltd (CHINT ELECTRICS) | Long | Equity-common | CN | $432K | 147K | 0.02 |
| Zhejiang Dahua Technology Co Ltd (DAHUA INC) | Long | Equity-common | CN | $3M | 2M | 0.17 |
| Zhejiang Dahua Technology Co Ltd (DAHUA INC) | Long | Equity-common | CN | $491K | 217K | 0.02 |
| Zhejiang Huayou Cobalt Co Ltd | Long | Equity-common | CN | $4M | 1M | 0.20 |
| Zhejiang Huayou Cobalt Co Ltd | Long | Equity-common | CN | $559K | 141K | 0.03 |
| Zhejiang Jingsheng Mechanical & Electrical Co Ltd (JINGSHENG) | Long | Equity-common | CN | $2M | 518K | 0.11 |
| Zhejiang Jingsheng Mechanical & Electrical Co Ltd (JINGSHENG) | Long | Equity-common | CN | $549K | 124K | 0.03 |
| Zhejiang NHU Co Ltd | Long | Equity-common | CN | $3M | 1M | 0.14 |
| Zhejiang NHU Co Ltd | Long | Equity-common | CN | $696K | 267K | 0.03 |
| Zhejiang Sanhua Intelligent Controls Co Ltd (SANHUA) | Long | Equity-common | CN | $4M | 1M | 0.18 |
| Zhejiang Sanhua Intelligent Controls Co Ltd (SANHUA) | Long | Equity-common | CN | $3M | 802K | 0.12 |
| Zhejiang Zheneng Electric Power Co Ltd (Zhejiang Energy Electric Power) | Long | Equity-common | CN | $3M | 4M | 0.16 |
| Zhejiang Zheneng Electric Power Co Ltd (Zhejiang Energy Electric Power) | Long | Equity-common | CN | $324K | 351K | 0.02 |
| Zheshang Securities Co Ltd | Long | Equity-common | CN | $2M | 1M | 0.10 |
| Zheshang Securities Co Ltd | Long | Equity-common | CN | $487K | 323K | 0.02 |
| Zhongji Innolight Co Ltd | Long | Equity-common | CN | $10M | 482K | 0.51 |
| Zhongji Innolight Co Ltd | Long | Equity-common | CN | $1M | 51K | 0.05 |
| Zhongjin Gold Corp Ltd | Long | Equity-common | CN | $5M | 2M | 0.24 |
| Zhongjin Gold Corp Ltd | Long | Equity-common | CN | $491K | 248K | 0.02 |
| Zhongtai Securities Co Ltd | Long | Equity-common | CN | $1M | 2M | 0.07 |
| Zhongtai Securities Co Ltd | Long | Equity-common | CN | $462K | 536K | 0.02 |
| Zhuzhou CRRC Times Electric Co Ltd (CRRC TIMES ELEC) | Long | Equity-common | CN | $2M | 249K | 0.08 |
| Zijin Mining Group Co Ltd | Long | Equity-common | CN | $26M | 11M | 1.28 |
| Zijin Mining Group Co Ltd | Long | Equity-common | CN | $7M | 3M | 0.34 |
| Zoomlion Heavy Industry Science and Technology Co Ltd (ZOOMLION CO. LTD.) | Long | Equity-common | CN | $4M | 4M | 0.20 |
| Zoomlion Heavy Industry Science and Technology Co Ltd (ZOOMLION CO. LTD.) | Long | Equity-common | CN | $1M | 949K | 0.05 |
| ZTE Corp | Long | Equity-common | CN | $8M | 2M | 0.38 |
| ZTE Corp | Long | Equity-common | CN | $2M | 645K | 0.12 |
Address
DBX ETF Trust
875 Third Avenue
New York
New York
10022-6225
United States of America
Websites
Directors
Stephen R. Byers
George O. Elston
J. David Officer
Transfer Agents
The Bank of New York Mellon
Pricing Services
Bloomberg Inc.
Intercontinental Exchange, Inc.
Refinitiv US LLC
Custodians
PT Bank HSBC Indonesia
Citibank Europe PLC (Czech Republic)
BANCO CITIBANK S A
Standard Chartered Bank (Singapore) Limited
HSBC Mumbai
Standard Chartered Bank, Philippines Branch
HSBC Bank Australia Limited
Euroclear SA/NV
CACEIS BANK SPAIN S.A.
The Hongkong and Shanghai Banking Corporation (Hong Kong)
HSBC Bank Egypt S.A.E.
UniCredit Bank Austria AG
Skandinaviska Enskilda Banken AB, Helsinki Branch
Bank Polska Kasa Opieki S.A.
HSBC Bank Middle East Ltd. (UAE)
Citibank Europe PLC (Greece)
Skandinaviska Enskilda Banken AB, Copenhagen Branch
The Bank of New York Mellon SA/NV (Germany)
Banco Santander Chile
The Bank of New York Mellon, SA/NV (Netherlands)
Cititrust Colombia S A Sociedad Fiduciaria
HSBC Bank Middle East Limited, Kuwait
The Bank of New York Mellon (United Kingdom)
Citibanamex Afore, S.A. de C.V.
CIBC Mellon Trust Company
Citibank Maghreb S.A.
PJSC ROSBANK
Credit Suisse (Switzerland) Ltd.
Skandinaviska Enskilda Banken AB, Stockholm
HSBC Bank (Taiwan) Limited
HSBC QIANHAI SECURITIES LIMITED
Banque Nationale de Belgique SA/NV
Euroclear France
The Standard Bank of South Africa Limited
The Hongkong and Shanghai Banking Corporation, Seoul
Citibank Anonim Sirketi
The Bank of New York Mellon (Ireland)
HSBC Bank Middle East Ltd. (Qatar)
Bank Hapoalim B.M.
Skandinaviska Enskilda Banken AB, Oslo Branch
The Hongkong and Shanghai Banking Corporation (Thailand)
Aberdeen Euro Vallalati Kotveny Alapok Alapja
HSBC Bank Malaysia Berhad
The Bank of New York Mellon, SA/NV (Italy)
HSBC Saudi Arabia Limited
HSBC Bank (China) Company Limited
MUFG Bank, Ltd.
Citibank Europe Plc, Sucursal em Portugal
EUROCLEAR BANK SA/NV
The Bank of New York Mellon
Citibank Kazakhstan JSC
HSBC NOMINEES (NEW ZEALAND) LIMITED
Citibank del Peru S.A.
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
CitiGroup Global Markets Inc.
J.P. Morgan Securities LLC
UBS Securities LLC
BOFA SECURITIES, INC.
MORGAN STANLEY & CO. LLC
BARCLAYS CAPITAL, INC.
GOLDMAN SACHS & CO. LLC