The Pioneer Funds > Pioneer Series Trust IV
Pioneer Multi-Asset Income Fund
$2.99B
Avg Monthly Net Assets
$3.65B
Total Assets
$44.30M
Total Liabilities
$3.60B
Net Assets
Pioneer Multi-Asset Income Fund is a Mutual Fund in Pioneer Series Trust IV
from The Pioneer Funds,
based in Massachusetts,
United States of America.
The fund has five share classes
and monthly net assets of $2.99B.
On September 26th, 2024 it reported 504 holdings, the largest
being IBM (2.9%), ABN AMRO Bank NV (2.5%) and Shell PLC (2.4%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Pioneer Multi-Asset Income Fund: Class A | C000108029 | PMAIX | |
| Pioneer Multi-Asset Income Fund: Class C | C000108030 | PMACX | |
| Pioneer Multi-Asset Income Fund: Class K | C000149634 | PMFKX | |
| Pioneer Multi-Asset Income Fund: Class R | C000149635 | PMFRX | |
| Pioneer Multi-Asset Income Fund: Class Y | C000108031 | PMFYX |
Holdings
From latest NPORT-P, filed September 26th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| 2001 Cat RE Ltd | Long | Debt | BM | $739K | – | 0.02 |
| Aberdeen Asia-Pacific Income Fund Inc | Long | Equity-common | US | $11M | 4M | 0.30 |
| ABN AMRO Bank NV | Long | Equity-common | NL | $89M | 5M | 2.46 |
| ABN AMRO Bank NV | Long | Debt | NL | $5M | – | 0.15 |
| ABN AMRO Bank NV | Long | Debt | NL | $5M | – | 0.14 |
| ACC Auto Trust 2022-A | Long | ABS-other | US | $2M | – | 0.05 |
| ACM Auto Trust 2024-1 | Long | ABS-other | US | $6M | – | 0.17 |
| AGNC Investment Corp | Long | Equity-common | US | $7M | 730K | 0.20 |
| Aker BP ASA | Long | Debt | NO | $4M | – | 0.12 |
| Alamo Re Ltd | Long | Debt | BM | $2M | – | 0.04 |
| Alamo Re Ltd | Long | Debt | BM | $506K | – | 0.01 |
| Alamo Re Ltd | Long | Debt | BM | $251K | – | 0.01 |
| Alibaba Group Holding Ltd | Long | Equity-common | CN | $11M | 1M | 0.30 |
| Allied Universal Holdco LLC / Allied Universal Finance Corp | Long | Debt | US | $2M | – | 0.06 |
| Alturas Re 2021-3, 7/31/25 | Long | Debt | BM | $45K | – | 0.00 |
| Alturas Re 2022-2, 12/31/2027 | Long | Debt | BM | $2K | – | 0.00 |
| American Airlines 2021-1 Class B Pass Through Trust (AMER AIRLINE 21-1B PTT) | Long | Debt | US | $4M | – | 0.11 |
| American Axle & Manufacturing Inc (AMERICAN AXLE & MFG INC) | Long | Debt | US | $611K | – | 0.02 |
| American Credit Acceptance Receivables Trust 2021-3 | Long | ABS-other | US | $1M | – | 0.03 |
| American Electric Power Co Inc | Long | Equity-common | US | $23M | 239K | 0.65 |
| American International Group Inc | Long | Equity-common | US | $5M | 65K | 0.14 |
| AMSR 2020-SFR2 Trust (AMSR Trust) | Long | ABS-other | US | $558K | – | 0.02 |
| Angel Oak Mortgage REIT Inc | Long | Equity-common | US | $4M | 297K | 0.10 |
| ANI Pharmaceuticals Inc | Long | Loan | US | $1M | – | 0.03 |
| APX Group Inc | Long | Loan | US | $488K | – | 0.01 |
| Aquila Re I Ltd Series 2023-1 (AQUILA RE LTD 2023-1) | Long | Debt | BM | $510K | – | 0.01 |
| Aquila Re I Ltd Series 2023-1 (AQUILA RE LTD 2023-1) | Long | Debt | BM | $497K | – | 0.01 |
| Aquila Re I Ltd Series 2023-1 (AQUILA RE LTD 2023-1) | Long | Debt | BM | $256K | – | 0.01 |
| ArchKey Holdings Inc | Long | Loan | US | $489K | – | 0.01 |
| Atlas Capital DAC | Long | Debt | IE | $1M | – | 0.03 |
| Atlas Capital DAC | Long | Debt | IE | $795K | – | 0.02 |
| Auxilior Term Funding 2023-1 LLC (Auxilior Term Funding LLC) | Long | ABS-other | US | $4M | – | 0.12 |
| Avid Automobile Receivables Trust 2023-1 | Long | ABS-other | US | $3M | – | 0.07 |
| Banco Santander SA | Long | Debt | ES | $4M | – | 0.12 |
| Bank of America Corp | Long | Equity-common | US | $11M | 267K | 0.30 |
| Bank of Ireland Group PLC | Long | Equity-common | IE | $18M | 2M | 0.50 |
| Bantry Re 2021, 12/31/24 | Long | Debt | BM | $8K | – | 0.00 |
| BANTRY RE 2024 | Long | Debt | BM | $4M | – | 0.12 |
| Barrick Gold Corp | Long | Equity-common | CA | $28M | 2M | 0.78 |
| BASKET COLLAREAL US TRI PARTY (BANK OF AMERICA CORPORATION) | Long | Repurchase agreement | US | $68M | – | 1.87 |
| BASKET COLLAREAL US TRI PARTY (BANK OF AMERICA CORPORATION) | Long | Repurchase agreement | US | $26M | – | 0.72 |
| Bellemeade Re 2022-1 Ltd (BELLEMEADE RE LT) | Long | ABS-mortgage backed security | BM | $2M | – | 0.07 |
| Benchmark 2024-V8 Mortgage Trust | Long | ABS-mortgage backed security | US | $5M | – | 0.13 |
| BERWICK RE 2024 | Long | Debt | BM | $2M | – | 0.04 |
| Blackbird Capital Aircraft Lease Securitization Ltd 2016-1 | Long | ABS-other | KY | $919K | – | 0.03 |
| Blue Ridge Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| Blue Ridge Re Ltd | Long | Debt | BM | $743K | – | 0.02 |
| BNP - QUALCOMM INC 12.54 March 25, 2025 (BNP Paribas Issuance BV) | Long | Debt | NL | $6M | – | 0.17 |
| BNP Paribas Issuance BV | Long | Debt | NL | $9M | – | 0.24 |
| BNP Paribas Issuance BV | Long | Debt | NL | $7M | – | 0.18 |
| BNP Paribas Issuance BV | Long | Debt | NL | $6M | – | 0.18 |
| BNP Paribas Issuance BV | Long | Debt | NL | $6M | – | 0.18 |
| BNP Paribas Issuance BV | Long | Debt | NL | $6M | – | 0.17 |
| BNP Paribas Issuance BV | Long | Debt | NL | $6M | – | 0.16 |
| BNP Paribas Issuance BV | Long | Debt | NL | $6M | – | 0.15 |
| BNP Paribas Issuance BV | Long | Debt | NL | $5M | – | 0.15 |
| BOA - VAXCYTE LTD 21.37 March 25, 2025 (Merrill Lynch BV) | Long | Debt | NL | $3M | – | 0.08 |
| Boeing Co/The | Long | Debt | US | $5M | – | 0.14 |
| Bombardier Inc | Long | Debt | CA | $2M | – | 0.05 |
| Bonanza RE Ltd | Long | Debt | BM | $486K | – | 0.01 |
| Bonanza RE Ltd | Long | Debt | BM | $252K | – | 0.01 |
| Bonanza RE Ltd | Long | Debt | BM | $229K | – | 0.01 |
| BPCE SA | Long | Debt | FR | $4M | – | 0.12 |
| BPCE SA | Long | Debt | FR | $4M | – | 0.11 |
| Bridgestone Corp | Long | Equity-common | JP | $11M | 256K | 0.29 |
| Brightsphere Investment Group Inc | Long | Equity-common | US | $3M | 123K | 0.09 |
| British Airways 2020-1 Class B Pass Through Trust (BRITISH AIR 20-1 B PTT) | Long | Debt | US | $320K | – | 0.01 |
| BW LPG Ltd | Long | Equity-common | SG | $14M | 836K | 0.38 |
| BW LPG Ltd | Long | Equity-common | SG | $3M | 157K | 0.07 |
| CAL Receivables 2022-1 LLC (CAL Receivables LLC) | Long | ABS-other | US | $3M | – | 0.08 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $13M | – | 0.37 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $8M | – | 0.23 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $7M | – | 0.21 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $7M | – | 0.20 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $6M | – | 0.18 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $5M | – | 0.15 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $5M | – | 0.14 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $4M | – | 0.11 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $4M | – | 0.10 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $3M | – | 0.09 |
| Canadian Imperial Bank of Commerce | Long | Debt | CA | $3M | – | 0.09 |
| Cape Lookout Re Ltd | Long | Debt | BM | $2M | – | 0.05 |
| Cape Lookout Re Ltd | Long | Debt | BM | $501K | – | 0.01 |
| Capital One Financial Corp | Long | Debt | US | $9M | – | 0.24 |
| Cardinal Health Inc | Long | Equity-common | US | $19M | 186K | 0.52 |
| CARNOUSTIE RE 2023 | Long | Debt | BM | $187K | – | 0.01 |
| CARNOUSTIE RE 2024 | Long | Debt | BM | $3M | – | 0.07 |
| Cartiga Asset Finance Trust 2023-1 LLC (Cartiga Asset Finance Trust LL) | Long | ABS-other | US | $1M | – | 0.04 |
| CFMT 2023-H12 LLC (Cascade Funding Mortgage Trust) | Long | ABS-other | US | $4M | – | 0.11 |
| CFMT 2023-H12 LLC (Cascade Funding Mortgage Trust) | Long | ABS-other | US | $1M | – | 0.04 |
| Chesapeake Energy Corp | Long | Equity-common | US | $6M | 77K | 0.16 |
| Chevron Lubricants Lanka PLC | Long | Equity-common | LK | $660K | 2M | 0.02 |
| Cia de Distribucion Integral Logista Holdings SA | Long | Equity-common | ES | $10M | 337K | 0.28 |
| CITI -Marathon Oil Corporation 11.76 March 31, 2025 (Citigroup Global Markets Holdings Inc/United States) | Long | Debt | US | $13M | – | 0.36 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $13M | – | 0.36 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $12M | – | 0.34 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $7M | – | 0.19 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $6M | – | 0.18 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $6M | – | 0.18 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $6M | – | 0.17 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $6M | – | 0.17 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $6M | – | 0.16 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $6M | – | 0.16 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $5M | – | 0.14 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $3M | – | 0.09 |
| Citigroup Global Markets Holdings Inc/United States | Long | Debt | US | $3M | – | 0.07 |
| Citigroup Global Markets Holdings Inc/United States | Derivative-equity | US | $244K | – | 0.01 | |
| Citigroup Global Markets Holdings Inc/United States | Derivative-equity | US | $227K | – | 0.01 | |
| Citigroup Inc | Long | Equity-common | US | $8M | 127K | 0.23 |
| Citrus Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| CLEAR CHANNEL OUTDOOR HO (CLEAR CHANNEL OUTDOOR HOLDINGS INC) | Long | Loan | US | $501K | – | 0.01 |
| Clear Channel Outdoor Holdings Inc | Long | Debt | US | $2M | – | 0.04 |
| Clear Channel Outdoor Holdings Inc | Long | Debt | US | $503K | – | 0.01 |
| Connecticut Avenue Securities Trust 2020-R01 (Fannie Mae - CAS) | Long | ABS-mortgage backed security | US | $4M | – | 0.12 |
| Connecticut Avenue Securities Trust 2020-R02 (Fannie Mae - CAS) | Long | ABS-mortgage backed security | US | $9M | – | 0.24 |
| Connecticut Avenue Securities Trust 2021-R01 (Fannie Mae - CAS) | Long | ABS-mortgage backed security | US | $3M | – | 0.08 |
| Connecticut Avenue Securities Trust 2021-R03 (Fannie Mae - CAS) | Long | ABS-mortgage backed security | US | $3M | – | 0.09 |
| Connecticut Avenue Securities Trust 2022-R01 (Fannie Mae - CAS) | Long | ABS-mortgage backed security | US | $6M | – | 0.16 |
| Coterra Energy Inc | Long | Equity-common | US | $10M | 404K | 0.29 |
| CRH PLC | Long | Equity-common | US | $30M | 346K | 0.82 |
| Crossroads Asset Trust 2021-A | Long | ABS-other | US | $842K | – | 0.02 |
| Crown Castle Inc | Long | Equity-common | US | $7M | 67K | 0.21 |
| Curia Global Inc (ALBANY MOLECULAR RESEARCH) | Long | Loan | US | $461K | – | 0.01 |
| Cyprus Re 2017, 1/31/22 | Long | Debt | BM | $70 | – | 0.00 |
| Danaos Corp | Long | Debt | US | $2M | – | 0.06 |
| Danske Bank A/S | Long | Equity-common | DK | $5M | 177K | 0.15 |
| Dealer Tire LLC / DT Issuer LLC (DEALER TIRE LLC/DT ISSR) | Long | Debt | US | $2M | – | 0.05 |
| Deutsche Telekom AG | Long | Equity-common | DE | $32M | 1M | 0.89 |
| DNB Bank ASA | Long | Equity-common | NO | $4M | 172K | 0.10 |
| Dreyfus Government Cash Management | Long | Short-term investment vehicle | US | $10M | 10M | 0.28 |
| Eastern Power LLC | Long | Loan | US | $349K | – | 0.01 |
| Easton Re Ltd | Long | Debt | BM | $489K | – | 0.01 |
| ECCLESTON RE 2023 | Long | Debt | BM | $232K | – | 0.01 |
| Eden Re II Ltd | Long | Debt | BM | $15K | – | 0.00 |
| Eden Re II Ltd | Long | Debt | BM | $9K | – | 0.00 |
| Edenred SE | Long | Equity-common | FR | $18M | 435K | 0.50 |
| Egypt Treasury Bills | Long | Debt | EG | $10M | – | 0.28 |
| Energy Transfer LP | Long | Equity-common | US | $63M | 4M | 1.74 |
| Eni SpA | Long | Equity-common | IT | $6M | 389K | 0.17 |
| EnLink Midstream Partners LP | Long | Debt | US | $3M | – | 0.08 |
| EUR/USD FORWARD (State Street Bank and Trust Company) | Derivative-foreign exchange | US | $271K | – | 0.01 | |
| Eversource Energy | Long | Equity-common | US | $55M | 847K | 1.52 |
| Exxon Mobil Corp | Long | Equity-common | US | $18M | 155K | 0.51 |
| Fannie Mae Connecticut Avenue Securities (Fannie Mae - CAS) | Long | ABS-mortgage backed security | US | $4M | – | 0.11 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $34M | – | 0.95 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $29M | – | 0.80 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $29M | – | 0.79 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $20M | – | 0.56 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $14M | – | 0.39 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $14M | – | 0.38 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $12M | – | 0.34 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $11M | – | 0.31 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $11M | – | 0.30 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $9M | – | 0.26 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.23 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.22 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.21 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $7M | – | 0.18 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $6M | – | 0.17 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $6M | – | 0.17 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $6M | – | 0.16 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $5M | – | 0.14 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $5M | – | 0.14 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $4M | – | 0.12 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $4M | – | 0.10 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $3M | – | 0.10 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $3M | – | 0.07 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $2M | – | 0.05 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $847K | – | 0.02 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $309K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $271K | – | 0.01 |
| Fannie Mae Pool | Long | ABS-mortgage backed security | US | $231K | – | 0.01 |
| Finance of America HECM Buyout 2022-HB1 | Long | ABS-other | US | $4M | – | 0.12 |
| FinecoBank Banca Fineco SpA | Long | Equity-common | IT | $19M | 1M | 0.54 |
| First Brands Group LLC | Long | Loan | US | $963K | – | 0.03 |
| First Coast Re III Pte Ltd | Long | Debt | SG | $1M | – | 0.03 |
| First Coast Re IV Ltd | Long | Debt | BM | $1M | – | 0.03 |
| FirstEnergy Corp | Long | Equity-common | US | $12M | 298K | 0.35 |
| FloodSmart Re Ltd | Long | Debt | BM | $1M | – | 0.04 |
| FloodSmart Re Ltd | Long | Debt | BM | $989K | – | 0.03 |
| Four Lakes Re Ltd | Long | Debt | BM | $254K | – | 0.01 |
| Four Lakes Re Ltd | Long | Debt | BM | $254K | – | 0.01 |
| Four Lakes Re Ltd | Long | Debt | BM | $248K | – | 0.01 |
| Freddie Mac Multifamily Structured Credit Risk (Multifamily Structured Credit) | Long | ABS-mortgage backed security | US | $3M | – | 0.08 |
| Freddie Mac Multifamily Structured Credit Risk (Multifamily Structured Credit) | Long | ABS-mortgage backed security | US | $976K | – | 0.03 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $23M | – | 0.65 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $20M | – | 0.55 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $18M | – | 0.49 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $17M | – | 0.48 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $14M | – | 0.38 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.23 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.23 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.23 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $8M | – | 0.22 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $7M | – | 0.21 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $7M | – | 0.20 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $5M | – | 0.13 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $3M | – | 0.09 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $3M | – | 0.08 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $2M | – | 0.07 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $2M | – | 0.06 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $2M | – | 0.05 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $2M | – | 0.04 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $1M | – | 0.04 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $1M | – | 0.04 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $522K | – | 0.01 |
| Freddie Mac Pool | Long | ABS-mortgage backed security | US | $422K | – | 0.01 |
| Freddie Mac STACR REMIC Trust 2020-DNA2 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $938K | – | 0.03 |
| Freddie Mac STACR REMIC Trust 2020-DNA6 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $3M | – | 0.08 |
| Freddie Mac STACR REMIC Trust 2020-HQA5 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $2M | – | 0.06 |
| Freddie Mac STACR REMIC Trust 2021-DNA1 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $3M | – | 0.08 |
| Freddie Mac STACR REMIC Trust 2021-DNA3 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $3M | – | 0.07 |
| Freddie Mac STACR REMIC Trust 2021-DNA5 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $4M | – | 0.11 |
| Freddie Mac STACR REMIC Trust 2021-DNA7 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $4M | – | 0.10 |
| Freddie Mac STACR REMIC Trust 2021-HQA1 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $6M | – | 0.16 |
| Freddie Mac STACR REMIC Trust 2021-HQA2 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $1M | – | 0.04 |
| Freddie Mac STACR REMIC Trust 2021-HQA3 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $2M | – | 0.06 |
| Freddie Mac STACR REMIC Trust 2022-DNA1 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $4M | – | 0.10 |
| Freddie Mac STACR REMIC Trust 2022-DNA2 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $3M | – | 0.08 |
| Freddie Mac STACR Trust 2019-DNA3 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $8M | – | 0.21 |
| Freddie Mac STACR Trust 2019-DNA4 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $3M | – | 0.10 |
| Freddie Mac STACR Trust 2019-FTR3 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $7M | – | 0.20 |
| Freddie Mac STACR Trust 2019-FTR4 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $3M | – | 0.09 |
| Fuji Electric Co Ltd | Long | Equity-common | JP | $9M | 152K | 0.24 |
| Galileo Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| Galileo Re Ltd | Long | Debt | BM | $251K | – | 0.01 |
| GAMBOGE RE 2023 | Long | Debt | BM | $35K | – | 0.00 |
| GAMBOGE RE 2024 | Long | Debt | BM | $4M | – | 0.10 |
| Gateway Re Ltd | Long | Debt | BM | $618K | – | 0.02 |
| Gateway Re Ltd | Long | Debt | BM | $250K | – | 0.01 |
| Gateway Re Ltd | Long | Debt | BM | $234K | – | 0.01 |
| Gateway Re Ltd | Long | Debt | BM | $216K | – | 0.01 |
| Gleneagles Re 2021, 12/31/24 | Long | Debt | BM | $50 | – | 0.00 |
| Global Mortgage Securitization Ltd | Long | ABS-mortgage backed security | KY | $6K | – | 0.00 |
| Global Mortgage Securitization Ltd | Long | ABS-mortgage backed security | KY | $1.76 | – | 0.00 |
| Gol Finance SA | Long | Debt | LU | $7M | – | 0.19 |
| Golden Ocean Group Ltd | Long | Equity-common | NO | $3M | 243K | 0.08 |
| Goldman Sachs International | Long | Debt | GB | $9M | – | 0.26 |
| Goldman Sachs International | Long | Debt | GB | $8M | – | 0.22 |
| Goldman Sachs International | Long | Debt | GB | $7M | – | 0.19 |
| Goldman Sachs International | Long | Debt | GB | $6M | – | 0.18 |
| Goldman Sachs International | Long | Debt | GB | $3M | – | 0.09 |
| Goldman Sachs International | Long | Debt | GB | $3M | – | 0.08 |
| Granite Park Equipment Leasing 2023-1 LLC | Long | ABS-other | US | $4M | – | 0.10 |
| Groupe Solmax Inc | Long | Loan | CA | $934K | – | 0.03 |
| GULLANE RE 2024 | Long | Debt | BM | $3M | – | 0.08 |
| Hana Financial Group Inc | Long | Equity-common | KR | $41M | 869K | 1.13 |
| Harambee Re 2019, 12/31/22 | Long | Debt | BM | $3K | – | 0.00 |
| Hensoldt AG | Long | Equity-common | DE | $27M | 736K | 0.76 |
| Herbie Re Ltd | Long | Debt | BM | $472K | – | 0.01 |
| High Point Re Ltd | Long | Debt | BM | $2M | – | 0.06 |
| Hiscox Ltd | Long | Equity-common | BM | $16M | 968K | 0.44 |
| Home RE 2023-1 Ltd (Home Re Ltd) | Long | ABS-mortgage backed security | US | $1M | – | 0.04 |
| Honma Golf Ltd | Long | Equity-common | JP | $2M | 5M | 0.06 |
| HSBC BANK PLC - ON SEMICONDUCTOR CORPOR | Long | Debt | GB | $7M | – | 0.20 |
| Hungary Government Bond | Long | Debt | HU | $4M | – | 0.10 |
| Hyundai Motor Co | Long | Equity-common | KR | $3M | 18K | 0.09 |
| Indonesia Treasury Bond (INDONESIA GOVERNMENT) | Long | Debt | ID | $10M | – | 0.28 |
| ING Groep NV | Long | Debt | NL | $9M | – | 0.24 |
| Integrity Re Ltd | Long | Debt | BM | $2M | – | 0.06 |
| International Bank for Reconstruction & Development (INTL BK RECON & DEVELOP) | Long | Debt | $253K | – | 0.01 | |
| International Bank for Reconstruction & Development (INTL BK RECON & DEVELOP) | Long | Debt | $247K | – | 0.01 | |
| International Business Machines Corp (IBM) | Long | Equity-common | US | $103M | 538K | 2.87 |
| International Paper Co | Long | Equity-common | US | $4M | 78K | 0.10 |
| Intesa Sanpaolo SpA | Long | Equity-common | IT | $20M | 5M | 0.56 |
| Intesa Sanpaolo SpA | Long | Debt | IT | $5M | – | 0.15 |
| ISOSCELES RE 2024-A CLASS A | Long | Debt | BM | $951K | – | 0.03 |
| ISOSCELES RE 2024-A CLASS B | Long | Debt | BM | $479K | – | 0.01 |
| ISOSCELES RE 2024-A CLASS C | Long | Debt | BM | $241K | – | 0.01 |
| JBS USA Holding Lux Sarl/ JBS USA Food Co/ JBS Lux Co Sarl (JBS USA HOLD/FOOD/LUX CO) | Long | Debt | LU | $3M | – | 0.09 |
| JP Morgan Structured Products BV | Long | Debt | NL | $21M | – | 0.59 |
| JP Morgan Structured Products BV | Long | Debt | NL | $11M | – | 0.31 |
| JP Morgan Structured Products BV | Long | Debt | NL | $10M | – | 0.29 |
| JP Morgan Structured Products BV | Long | Debt | NL | $8M | – | 0.23 |
| JP Morgan Structured Products BV | Long | Debt | NL | $7M | – | 0.20 |
| JP Morgan Structured Products BV | Long | Debt | NL | $6M | – | 0.17 |
| JP Morgan Structured Products BV | Long | Debt | NL | $4M | – | 0.12 |
| JP Morgan Structured Products BV | Long | Debt | NL | $4M | – | 0.11 |
| JPMorgan Chase Bank NA - CACLN (JPMorgan Chase Bank, NA - CACL) | Long | ABS-other | US | $2M | – | 0.07 |
| KB Financial Group Inc | Long | Equity-common | KR | $82M | 1M | 2.29 |
| Kendall Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| KeyCorp | Long | Equity-common | US | $2M | 114K | 0.05 |
| Kia Corp | Long | Equity-common | KR | $3M | 38K | 0.09 |
| Kilimanjaro II Re Ltd | Long | Debt | BM | $757K | – | 0.02 |
| Kilimanjaro II Re Ltd | Long | Debt | BM | $252K | – | 0.01 |
| Kilimanjaro III Re Ltd | Long | Debt | BM | $245K | – | 0.01 |
| Kilimanjaro III Re Ltd | Long | Debt | BM | $236K | – | 0.01 |
| Kilimanjaro III Re Ltd | Long | Debt | BM | $230K | – | 0.01 |
| Komercni Banka AS | Long | Equity-common | CZ | $3M | 89K | 0.09 |
| Kosmos Energy Ltd | Long | Equity-common | US | $3M | 568K | 0.09 |
| Kraft Heinz Co/The | Long | Equity-common | US | $15M | 424K | 0.41 |
| Ladder Capital Corp | Long | Equity-common | US | $6M | 529K | 0.18 |
| LB NEW HOLDCO | Long | Equity-common | US | $16K | 4K | 0.00 |
| Level 3 Financing Inc | Long | Debt | US | $42M | – | 1.16 |
| Libra Solutions 2023-1 LLC (Oasis Securitisation) | Long | ABS-other | US | $1M | – | 0.04 |
| Lightning Re Series 2023-1 | Long | Debt | BM | $2M | – | 0.06 |
| Lion Rock Re 2021, 12/31/24 | Long | Debt | BM | $11K | – | 0.00 |
| LL ABS Trust 2022-1 (Reach Financial LLC) | Long | ABS-other | US | $2M | – | 0.05 |
| Lloyds Banking Group PLC | Long | Debt | GB | $6M | – | 0.16 |
| Locke Tavern Re Ltd | Long | Debt | BM | $1M | – | 0.04 |
| LSF11 A5 HoldCo LLC | Long | Debt | US | $3M | – | 0.09 |
| LUCKY BUCKS LLC | Long | Loan | US | $23K | – | 0.00 |
| LUCKY BUCKS LLC | Long | Loan | US | $13K | – | 0.00 |
| LUKOIL PJSC | Long | Equity-common | RU | $0 | 48K | – |
| LyondellBasell Industries NV | Long | Equity-common | US | $28M | 286K | 0.79 |
| Magnit PJSC | Long | Equity-common | RU | $0 | 195K | – |
| Mangrove Risk Solutions Bermuda Ltd | Long | Debt | BM | $231K | – | 0.01 |
| Marlon Ltd | Long | Debt | BM | $250K | – | 0.01 |
| Mativ Holdings Inc | Long | Loan | US | $433K | – | 0.01 |
| Mayflower Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| MCR 2024-TWA Mortgage Trust (MCR Mortgage Trust) | Long | ABS-mortgage backed security | US | $6M | – | 0.18 |
| Medtronic PLC | Long | Equity-common | IE | $18M | 227K | 0.51 |
| Merchants Fleet Funding LLC | Long | ABS-other | US | $2M | – | 0.06 |
| Mercury Financial Credit Card Master Trust | Long | ABS-other | US | $10M | – | 0.29 |
| Mercury Financial Credit Card Master Trust | Long | ABS-other | US | $4M | – | 0.10 |
| Merion Re 2021-2, 12/31/24 | Long | Debt | BM | $120K | – | 0.00 |
| MERION RE 2024-1 | Long | Debt | BM | $940K | – | 0.03 |
| Merna Reinsurance II Ltd | Long | Debt | BM | $2M | – | 0.04 |
| Merna Reinsurance II Ltd | Long | Debt | BM | $1M | – | 0.04 |
| Merna Reinsurance II Ltd | Long | Debt | BM | $1M | – | 0.04 |
| Merna Reinsurance II Ltd | Long | Debt | BM | $750K | – | 0.02 |
| Merna Reinsurance II Ltd | Long | Debt | BM | $745K | – | 0.02 |
| Merrill Lynch BV | Long | Debt | NL | $21M | – | 0.57 |
| Merrill Lynch BV | Long | Debt | NL | $18M | – | 0.50 |
| Merrill Lynch BV | Long | Debt | NL | $7M | – | 0.19 |
| Merrill Lynch BV | Long | Debt | NL | $7M | – | 0.19 |
| Merrill Lynch BV | Long | Debt | NL | $6M | – | 0.18 |
| Mizuho - AerCap Holdings N.V. 9.28 November 26, 2024 (Mizuho Markets Cayman LP) | Long | Debt | KY | $6M | – | 0.16 |
| Mizuho - eBay Inc. 10.9700 March 10, 2025 (Mizuho Markets Cayman LP) | Long | Debt | KY | $7M | – | 0.18 |
| MIZUHO MARKETS - ZOOM VIDEO COMMUNICATIO (Mizuho Markets Cayman LP) | Long | Debt | KY | $3M | – | 0.09 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $10M | – | 0.27 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $8M | – | 0.21 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $7M | – | 0.19 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $7M | – | 0.19 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $6M | – | 0.17 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $6M | – | 0.16 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $6M | – | 0.16 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $6M | – | 0.16 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $6M | – | 0.16 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $5M | – | 0.15 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $4M | – | 0.11 |
| Mizuho Markets Cayman LP | Long | Debt | KY | $2M | – | 0.04 |
| Mona Lisa Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| Mona Lisa Re Ltd | Long | Debt | BM | $483K | – | 0.01 |
| Morgan Stanley | Long | Debt | US | $9M | – | 0.24 |
| MPLX LP | Long | Equity-common | US | $60M | 1M | 1.68 |
| Multifamily Connecticut Avenue Securities Trust 2019-01 | Long | ABS-mortgage backed security | US | $6M | – | 0.16 |
| Multifamily Connecticut Avenue Securities Trust 2019-01 | Long | ABS-mortgage backed security | US | $2M | – | 0.05 |
| Multifamily Connecticut Avenue Securities Trust 2020-01 | Long | ABS-mortgage backed security | US | $2M | – | 0.07 |
| Mystic Re IV Ltd | Long | Debt | BM | $2M | – | 0.05 |
| Mystic Re IV Ltd | Long | Debt | BM | $2M | – | 0.05 |
| Mystic Re IV Ltd | Long | Debt | BM | $480K | – | 0.01 |
| NASDAQ 100 E-MINI (CHICAGO MERCANTILE EXCHANGE INC.) | Derivative-equity | US | $2M | – | 0.07 | |
| NatWest Group PLC | Long | Debt | GB | $8M | – | 0.23 |
| Newmont Corp | Long | Equity-common | US | $29M | 590K | 0.80 |
| NMEF Funding 2023-A LLC (NMEF Funding LLC) | Long | ABS-other | US | $6M | – | 0.15 |
| OAKMONT RE 2024 | Long | Debt | BM | $1M | – | 0.04 |
| Oaktown Re V Ltd (Oaktown Re Ltd) | Long | ABS-mortgage backed security | US | $439K | – | 0.01 |
| Octane Receivables Trust 2022-1 | Long | ABS-other | US | $2M | – | 0.05 |
| OLD HEAD RE 2024 | Long | Debt | BM | $230K | – | 0.01 |
| Old Republic International Corp | Long | Equity-common | US | $451K | 13K | 0.01 |
| Palm RE Ltd | Long | Debt | BM | $248K | – | 0.01 |
| Pangaea Re 2023-3 | Long | Debt | BM | $2M | – | 0.04 |
| PANGAEA RE 2024-1 | Long | Debt | BM | $3M | – | 0.07 |
| PANGAEA RE 2024-3 | Long | Debt | BM | $2M | – | 0.04 |
| Patriot Container Corp | Long | Loan | US | $2M | – | 0.05 |
| PayPal Holdings Inc | Long | Equity-common | US | $24M | 366K | 0.67 |
| PEAR 2023-1 LLC (Pear LLC) | Long | ABS-other | US | $2M | – | 0.04 |
| PennyMac Corp | Long | Debt | US | $5M | – | 0.13 |
| Permian Resources Corp | Long | Equity-common | US | $10M | 627K | 0.27 |
| Persimmon PLC | Long | Equity-common | GB | $47M | 2M | 1.31 |
| Pfizer Inc | Long | Equity-common | US | $82M | 3M | 2.28 |
| Philippine Government Bond | Long | Debt | PH | $10M | – | 0.28 |
| PI0047 2024-1 | Long | Debt | BM | $6M | – | 0.15 |
| PI0048 RE 2024 | Long | Debt | BM | $3M | – | 0.08 |
| PI0049 Aberystwyth | Long | Debt | BM | $2M | – | 0.06 |
| PI0051-CHELTENHAM RE 2024 | Long | Debt | BM | $828K | – | 0.02 |
| PINE VALLEY RE 2024 | Long | Debt | BM | $456K | – | 0.01 |
| Plains All American Pipeline LP | Long | Equity-common | US | $4M | 194K | 0.10 |
| Provident Funding Associates LP / PFG Finance Corp (PROVIDENT FDG/PFG FIN) | Long | Debt | US | $3M | – | 0.08 |
| Purple Re Ltd | Long | Debt | BM | $495K | – | 0.01 |
| Queen Street 2023 RE DAC | Long | Debt | IE | $2M | – | 0.04 |
| Redwood Trust Inc | Long | Debt | US | $24M | – | 0.67 |
| Regions Financial Corp | Long | Equity-common | US | $23M | 1M | 0.65 |
| Republic of South Africa Government Bond | Long | Debt | ZA | $8M | – | 0.21 |
| Residential Reinsurance 2020 Ltd (RESIDENTIAL RE 2020 LTD) | Long | Debt | KY | $963K | – | 0.03 |
| Residential Reinsurance 2020 Ltd (RESIDENTIAL RE 2020 LTD) | Long | Debt | KY | $239K | – | 0.01 |
| Residential Reinsurance 2021 Ltd (RESIDENTIAL RE 21 LTD) | Long | Debt | KY | $700K | – | 0.02 |
| Residential Reinsurance 2021 Ltd (RESIDENTIAL RE 21 LTD) | Long | Debt | KY | $462K | – | 0.01 |
| Residential Reinsurance 2022 Ltd (RESIDENTIAL RE 2022 LTD) | Long | Debt | KY | $500K | – | 0.01 |
| Residential Reinsurance 2023 Ltd (RESIDENTIAL RE 2023 LTD) | Long | Debt | KY | $1M | – | 0.03 |
| Residential Reinsurance 2023 Ltd (RESIDENTIAL RE 2023 LTD) | Long | Debt | KY | $752K | – | 0.02 |
| Rio Tinto PLC | Long | Equity-common | GB | $2M | 30K | 0.05 |
| Rithm Capital Corp | Long | Equity-common | US | $11M | 907K | 0.29 |
| RMF Buyout Issuance Trust 2022-HB1 | Long | ABS-other | US | $216K | – | 0.01 |
| Rosneft Oil Co PJSC | Long | Equity-common | RU | $0 | 1M | – |
| Rosy Blue Carat SCS (Rosy Blue Carat S.A.) | Long | ABS-other | US | $509K | – | 0.01 |
| Royal Bank of Canada | Long | Debt | CA | $11M | – | 0.31 |
| Royal Bank of Canada | Long | Debt | CA | $11M | – | 0.31 |
| Royal Bank of Canada | Long | Debt | CA | $6M | – | 0.16 |
| Royal Bank of Canada | Long | Debt | CA | $6M | – | 0.16 |
| Royal Bank of Canada | Long | Debt | CA | $4M | – | 0.10 |
| RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO INC | Long | Loan | US | $1M | – | 0.04 |
| Russian Federal Bond - OFZ (RUSSIA GOVT BOND - OFZ) | Long | Debt | RU | $0 | – | – |
| Russian Federal Bond - OFZ (RUSSIA GOVT BOND - OFZ) | Long | Debt | RU | $0 | – | – |
| S&P500 EMINI (CHICAGO MERCANTILE EXCHANGE INC.) | Derivative-equity | US | $-5M | – | -0.13 | |
| Sakura RE Ltd | Long | Debt | BM | $498K | – | 0.01 |
| Samsung Electronics Co Ltd | Long | Equity-common | KR | $52M | 848K | 1.43 |
| Sanders RE II Ltd | Long | Debt | BM | $1M | – | 0.03 |
| Sanders Re III Ltd | Long | Debt | BM | $2M | – | 0.04 |
| Sanders Re III Ltd | Long | Debt | BM | $772K | – | 0.02 |
| Sanders Re III Ltd | Long | Debt | BM | $764K | – | 0.02 |
| Sanders Re III Ltd | Long | Debt | BM | $667K | – | 0.02 |
| Sanofi SA | Long | Equity-common | FR | $81M | 788K | 2.26 |
| Santander Bank Auto Credit-Linked Notes Series 2022-A | Long | ABS-other | US | $5M | – | 0.13 |
| Santander Bank Auto Credit-Linked Notes Series 2022-A | Long | ABS-other | US | $1M | – | 0.04 |
| Santander Bank Auto Credit-Linked Notes Series 2022-B | Long | ABS-other | US | $4M | – | 0.10 |
| Santander Bank NA - SBCLN (Santander Bank Auto Credit-Lin) | Long | ABS-other | US | $5M | – | 0.14 |
| SCF Equipment Leasing 2022-1 LLC (SCF Equipment Trust Llc) | Long | ABS-other | US | $4M | – | 0.12 |
| SCF Equipment Leasing 2022-2 LLC (SCF Equipment Trust Llc) | Long | ABS-other | US | $1M | – | 0.04 |
| Sector Re V Ltd | Long | Debt | BM | $4M | – | 0.10 |
| Shell PLC | Long | Equity-common | GB | $88M | 1M | 2.44 |
| Sino Land Co Ltd | Long | Equity-common | HK | $687K | 664K | 0.02 |
| SK Square Co Ltd | Long | Equity-common | KR | $5M | 85K | 0.15 |
| SLG Office Trust 2021-OVA | Long | ABS-mortgage backed security | US | $5M | – | 0.14 |
| Societe Generale SA | Long | Debt | FR | $6M | – | 0.17 |
| Solomon Re Ltd | Long | Debt | BM | $252K | – | 0.01 |
| STACR Trust 2018-HRP2 (Freddie Mac - STACR) | Long | ABS-mortgage backed security | US | $7M | – | 0.20 |
| Standard Chartered PLC | Long | Equity-common | GB | $30M | 3M | 0.84 |
| Standard Chartered PLC | Long | Debt | GB | $8M | – | 0.22 |
| Star Bulk Carriers Corp | Long | Equity-common | GR | $12M | 524K | 0.33 |
| State Street Corp | Long | Equity-common | US | $56M | 655K | 1.54 |
| Subaru Corp | Long | Equity-common | JP | $32M | 2M | 0.88 |
| Sussex Capital UK Pcc Ltd (SUSSEX CAP UK PCC LTD) | Long | Debt | GB | $292K | – | 0.01 |
| Sutter Re Ltd | Long | Debt | BM | $515K | – | 0.01 |
| TD - Kosmos Energy Ltd 16.70 March 25, 2025 (Toronto-Dominion Bank/The) | Long | Debt | CA | $3M | – | 0.09 |
| Thopas Re 2020, 12/31/23 | Long | Debt | BM | $200 | – | 0.00 |
| Thopas Re 2021, 12/31/24 | Long | Debt | BM | $16K | – | 0.00 |
| THOPAS RE 2023 | Long | Debt | BM | $0 | – | – |
| THOPAS RE 2024 | Long | Debt | BM | $3M | – | 0.08 |
| Topanga Re Ltd (TOPANGA RE LIMITED) | Long | Debt | BM | $240K | – | 0.01 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $29M | – | 0.79 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $15M | – | 0.41 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $8M | – | 0.22 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $8M | – | 0.21 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $6M | – | 0.17 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $6M | – | 0.17 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $5M | – | 0.15 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $5M | – | 0.14 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $3M | – | 0.10 |
| Toronto-Dominion Bank/The | Long | Debt | CA | $2M | – | 0.05 |
| Torrey Pines Re Ltd | Long | Debt | BM | $256K | – | 0.01 |
| Torrey Pines Re Ltd | Long | Debt | BM | $254K | – | 0.01 |
| Torricelli Re 2021, 7/31/25 | Long | Debt | BM | $8K | – | 0.00 |
| TORRICELLI RE 2023 | Long | Debt | BM | $33K | – | 0.00 |
| TORRICELLI RE 2024 | Long | Debt | BM | $3M | – | 0.09 |
| Torrid LLC | Long | Loan | US | $409K | – | 0.01 |
| Triangle Re 2023-1 Ltd (Enact Mortgage Insurance Corpo) | Long | ABS-mortgage backed security | US | $8M | – | 0.23 |
| Tricolor Auto Securitization Trust 2022-1 | Long | ABS-other | US | $2M | – | 0.07 |
| Tricolor Auto Securitization Trust 2023-1 | Long | ABS-other | US | $5M | – | 0.15 |
| Trinidad & Tobago Government International Bond | Long | Debt | TT | $2M | – | 0.06 |
| TRY/USD FORWARD (GOLDMAN SACHS & CO. LLC) | Derivative-foreign exchange | US | $765K | – | 0.02 | |
| Two Harbors Investment Corp | Long | Equity-common | US | $7M | 492K | 0.18 |
| UBS Group AG | Long | Debt | CH | $30M | – | 0.82 |
| UBS Group AG | Long | Debt | CH | $28M | – | 0.78 |
| UBS Group AG | Long | Debt | CH | $7M | – | 0.20 |
| UBS Group AG | Long | Equity-common | CH | $2M | 65K | 0.05 |
| UniCredit SpA | Long | Equity-common | IT | $36M | 867K | 0.99 |
| United Kingdom Gilt | Long | Debt | GB | $0.7 | – | 0.00 |
| Ursa Re Ltd | Long | Debt | BM | $1M | – | 0.03 |
| US 2YR NOTE (CBT) (BOARD OF TRADE OF THE CITY OF CHICAGO, INC.) | Derivative-interest rate | US | $61K | – | 0.00 | |
| US RENAL CARE INC | Long | Loan | US | $710K | – | 0.02 |
| USD/CNY FORWARD (JPMorgan Chase Bank, National Association) | Derivative-foreign exchange | US | $356K | – | 0.01 | |
| Viribus Re 2019, 12/31/22 | Long | Debt | BM | $0 | – | – |
| Viribus Re 2020, 12/31/23 | Long | Debt | BM | $33K | – | 0.00 |
| VIRIBUS RE 2023 | Long | Debt | BM | $410K | – | 0.01 |
| VIRIBUS RE 2024 | Long | Debt | BM | $402K | – | 0.01 |
| Vitality Re XIII Ltd | Long | Debt | KY | $2M | – | 0.05 |
| Vitality Re XIV Ltd | Long | Debt | KY | $3M | – | 0.09 |
| Vitality Re XIV Ltd | Long | Debt | KY | $612K | – | 0.02 |
| Walton Health Re 2019, 6/30/22 | Long | Debt | BM | $63K | – | 0.00 |
| Walton Heath Re 2021, 1/15/24 | Long | Debt | BM | $19 | – | 0.00 |
| Wells Fargo Bank NA | Long | Debt | US | $17M | – | 0.48 |
| Wells Fargo Bank NA | Long | Debt | US | $9M | – | 0.26 |
| Wells Fargo Bank NA | Long | Debt | US | $8M | – | 0.21 |
| Wells Fargo Bank NA | Long | Debt | US | $7M | – | 0.19 |
| Wells Fargo Bank NA | Long | Debt | US | $7M | – | 0.19 |
| Wells Fargo Bank NA | Long | Debt | US | $7M | – | 0.18 |
| Wells Fargo Bank NA | Long | Debt | US | $6M | – | 0.17 |
| Wells Fargo Bank NA | Long | Debt | US | $6M | – | 0.17 |
| Wells Fargo Bank NA | Long | Debt | US | $6M | – | 0.17 |
| Wells Fargo Bank NA | Long | Debt | US | $6M | – | 0.17 |
| Wells Fargo Bank NA | Long | Debt | US | $6M | – | 0.16 |
| Wells Fargo Bank NA | Long | Debt | US | $6M | – | 0.16 |
| Wells Fargo Bank NA | Long | Debt | US | $2M | – | 0.07 |
| Westgate Resorts 2023-1 LLC | Long | ABS-other | US | $3M | – | 0.07 |
| WFB - Western Digital Corporation, 14.08 March 25, 2025 (Wells Fargo Bank NA) | Long | Debt | US | $6M | – | 0.18 |
| WFB- Generac Holdings Inc., 15.00 February 25, 2025 (Wells Fargo Bank NA) | Long | Debt | US | $10M | – | 0.29 |
| WHITE HERON RE 2023 | Long | Debt | BM | $65K | – | 0.00 |
| Willis Towers Watson PLC | Long | Equity-common | GB | $15M | 52K | 0.41 |
| Windstream Escrow LLC / Windstream Escrow Finance Corp | Long | Debt | US | $3M | – | 0.09 |
| Woburn Re 2019, 12/31/22 | Long | Debt | BM | $83K | – | 0.00 |
| X5 Retail Group NV | Long | Equity-common | RU | $0 | 48K | – |
| Zoom Video Communications Inc | Long | Equity-common | US | $9M | 153K | 0.26 |
Address
Pioneer Series Trust IV
60 State Street
Boston
Massachusetts
02109
United States of America
Websites
Directors
Thomas J. Perna
John E. Baumgardner, Jr.
Lorraine H. Monchak
Craig C. MacKay
Lisa M. Jones
Diane Durnin
Benjamin M. Friedman
Fred J. Ricciardi
Transfer Agents
BNY Mellon Investment Servicing (US) Inc.
Pricing Services
S&P Global Market Intelligence
Bloomberg Finance L.P.
JPMorgan Chase & Co.
Intercontinental Exchange, Inc.
LSEG Data & Analytics
Custodians
The Bank of New York Mellon
BNP PARIBAS SECURITES SERVICES GERMANY
HSBC Bank PLC (UK)
BNP Paribas Securities Services S.C.A. - Amsterdam Branch
RBC Investor Services Trust
Nordea Bank Abp - Norway Branch
EUROCLEAR BANK SA/NV
Sumitomo Mitsui Banking Corporation
Shareholder Servicing Agents
BNY Mellon Investment Servicing (US) Inc.
Admins
Amundi Asset Management US, Inc.
The Bank of New York Mellon
Brokers
CitiGroup Global Markets Inc.
SANFORD C. BERNSTEIN & CO., LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PIPER SANDLER & CO.
Mizuho Securities USA LLC
Goodbody Securities, Inc.
MACQUARIE CAPITAL (USA), INC.
INSTINET, LLC
INTERMONTE PARTNERS SIM S.P.A.
Jefferies LLC