First Trust Advisors L.P. > First Trust Exchange-Traded Fund IV
First Trust Senior Loan Fund
$2.45B
Avg Monthly Net Assets
$2.43B
Total Assets
$132.03M
Total Liabilities
$2.29B
Net Assets
First Trust Senior Loan Fund is an Exchange-Traded Fund in First Trust Exchange-Traded Fund IV
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $2.45B.
On September 24th, 2024 it reported 233 holdings, the largest
being MSILF Treasury Portfolio (8.0%), IRB Holding Corp (1.7%) and AthenaHealth Group Inc (1.6%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust Senior Loan Fund | C000105232 | XNMS | FTSL |
Holdings
From latest NPORT-P, filed September 24th, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| 1011778 BC ULC / New Red Finance Inc (1011778 BC / NEW RED FIN) | Long | Debt | CA | $12M | – | 0.54 |
| 1011778 BC ULC 09/23/30 (1011778 BC Unlimited Liability Company) | Long | Loan | US | $34M | – | 1.50 |
| AAL DELAWARE HO 07/23/31 (AAL Delaware Holdco Inc) | Long | Loan | US | $3M | – | 0.12 |
| ABC SUPPLY CO IL 1/25/31 (American Builders & Contractors Supply Co Inc) | Long | Loan | US | $2M | – | 0.09 |
| AGILITI HEALTH 05/01/30 (Agiliti Health Inc) | Long | Loan | US | $4M | – | 0.19 |
| AHP HEALTH PART 08/04/28 (AHP Health Partners Inc) | Long | Loan | US | $14M | – | 0.61 |
| AKORN OPERATING COMPANY | Long | Equity-common | US | $19K | 249K | 0.00 |
| ALIXPARTNERS LL1/27/2028 (AlixPartners LLP) | Long | Loan | US | $11M | – | 0.49 |
| ALLIANT HOLDING 11/06/30 (Alliant Holdings Intermediate LLC) | Long | Loan | US | $34M | – | 1.49 |
| ALLIANT HOLDING 11/06/30 (Alliant Holdings Intermediate LLC) | Long | Loan | US | $1M | – | 0.04 |
| Allied Universa 05/14/28 (Allied Universal Holdco LLC) | Long | Loan | US | $11M | – | 0.46 |
| ALTERRA MOUNTAIL 8/17/28 (Alterra Mountain Company) | Long | Loan | US | $2M | – | 0.08 |
| ALTICE FRANCE S 07/11/26 (Numericable U.S. LLC) | Long | Loan | US | $10M | – | 0.44 |
| Altice France SA/France (Numericable U.S. LLC) | Long | Loan | US | $2M | – | 0.07 |
| AMER SPORTS CO 02/15/31 (Amer Sports Company) | Long | Loan | US | $1M | – | 0.06 |
| American Builders & Contractors Supply Co Inc (ABC SUPPLY CO INC) | Long | Debt | US | $5M | – | 0.21 |
| AMWINS GROUP IN 02/17/28 (AmWINS Group Inc) | Long | Loan | US | $31M | – | 1.35 |
| AMWINS GROUP IN 02/17/28 (AmWINS Group Inc) | Long | Loan | US | $576K | – | 0.03 |
| AmWINS Group Inc | Long | Debt | US | $8M | – | 0.35 |
| AmWINS Group Inc | Long | Debt | US | $2M | – | 0.09 |
| API GROUP DE IN 01/03/29 (API GROUP DE INC) | Long | Loan | US | $4M | – | 0.18 |
| APPLIED SYSTEMS 02/24/31 | Long | Loan | US | $3M | – | 0.12 |
| ARDONAGH GROUP 02/28/31 (Ardonagh Group Finco Pty Ltd) | Long | Loan | US | $4M | – | 0.19 |
| Arthur J Gallagher & Co | Long | Debt | US | $2M | – | 0.10 |
| Ascensus Holdin 08/02/28 (Mercury Borrower Inc) | Long | Loan | US | $12M | – | 0.54 |
| ASSUREDPARTNERS 02/14/31 (AssuredPartners Inc.) | Long | Loan | US | $35M | – | 1.52 |
| ATHENAHEALTH IN 01/27/29 (AthenaHealth Group Inc) | Long | Loan | US | $37M | – | 1.60 |
| AURIS LUXEMBOUR 02/15/29 (Auris Luxembourg III SARL) | Long | Loan | US | $5M | – | 0.22 |
| AVANTOR FUNDING 11/08/27 (Avantor Funding Inc) | Long | Loan | US | $4M | – | 0.15 |
| BALDWIN INSURAN 05/14/31 (Baldwin Risk Partners LLC) | Long | Loan | US | $14M | – | 0.60 |
| BELRON FINANCE 04/28/28 (Belron Finance US LLC) | Long | Loan | US | $3M | – | 0.13 |
| BELRON FINANCE 10/30/26 (Belron Finance 2019 LLC) | Long | Loan | US | $2M | – | 0.09 |
| BERLIN PACKAGIN 05/12/31 (Berlin Packaging LLC) | Long | Loan | US | $4M | – | 0.19 |
| Berry Global Inc | Long | Debt | US | $4M | – | 0.18 |
| Berry Global Inc | Long | Debt | US | $3M | – | 0.13 |
| BJ'S WHOLESALE 02/03/29 (BJs Wholesale Club Inc) | Long | Loan | US | $1M | – | 0.04 |
| BOOST NEWCO BOR 01/31/31 (Boost Newco Borrower LLC) | Long | Loan | US | $8M | – | 0.33 |
| BOXER PARENT CO 07/03/31 (BMC Software (Boxer/ Bladelogic)) | Long | Loan | US | $10M | – | 0.46 |
| BROADSTREET PAR 05/12/31 (Broadstreet Partners Inc) | Long | Loan | US | $28M | – | 1.23 |
| Builders FirstSource Inc | Long | Debt | US | $3M | – | 0.11 |
| CAESARS ENTERTA 01/24/31 (Caesars Entertainment, Inc.) | Long | Loan | US | $4M | – | 0.19 |
| CALPINE CONSTRU 07/31/30 (Calpine Construction Finance Company L P) | Long | Loan | US | $6M | – | 0.26 |
| Calpine Corp | Long | Debt | US | $1M | – | 0.05 |
| CALPINE CORP CP 12/16/27 (Calpine Corporation) | Long | Loan | US | $2M | – | 0.09 |
| CAMELOT US ACQU 01/31/31 (Camelot US Acquisition I Co) | Long | Loan | US | $35M | – | 1.52 |
| CCC INFORMATION 09/16/28 (Ccc Intelligent Solutions Inc.) | Long | Loan | US | $27M | – | 1.16 |
| CENTRAL PARENT 07/06/29 (Central Parent LLC) | Long | Loan | US | $6M | – | 0.25 |
| CHARIOT BUYER L 10/22/28 (Chariot Buyer LLC) | Long | Loan | US | $714K | – | 0.03 |
| CHARTER COMMUNI 02/01/27 (Charter Communications Operating LLC) | Long | Loan | US | $22M | – | 0.97 |
| CHARTER COMMUNI 12/02/30 (Charter Communications Operating LLC) | Long | Loan | US | $12M | – | 0.53 |
| CHRYSAOR BIDCO 05/31/31 (Chrysaor Bidco S.A R.L.) | Long | Loan | US | $3M | – | 0.15 |
| CHRYSAOR BIDCO 05/31/31 (Chrysaor Bidco S.A R.L.) | Long | Loan | US | $250K | – | 0.01 |
| CLARIOS GLOBAL 05/06/30 (Clarios Global LP) | Long | Loan | US | $2M | – | 0.09 |
| CONCENTRA HEALT 06/26/31 (Concentra Health Services, Inc.) | Long | Loan | US | $4M | – | 0.19 |
| CONNECTWISE LLC 09/24/28 (Connectwise, LLC) | Long | Loan | US | $5M | – | 0.20 |
| CONSOLIDATED CO 06/04/31 (Altium Packaging LLC) | Long | Loan | US | $3M | – | 0.11 |
| CORE & MAIN LP 07/27/28 | Long | Loan | US | $6M | – | 0.24 |
| COTIVITI INC 7. 02/24/31 | Long | Loan | US | $7M | – | 0.32 |
| COTIVITI INC VC 02/24/31 | Long | Loan | US | $22M | – | 0.95 |
| CREATIVE PLANNI 05/12/31 (Cpi Holdco B, LLC) | Long | Loan | US | $21M | – | 0.93 |
| Crowdstrike Holdings Inc | Long | Debt | US | $5M | – | 0.21 |
| CSC Holdings LLC | Long | Debt | US | $22M | – | 0.96 |
| CSC Holdings LLC | Long | Debt | US | $9M | – | 0.38 |
| CSC Holdings LLC | Long | Debt | US | $2M | – | 0.09 |
| CT TECHNOLOGIES 12/16/25 (CT Technologies Intermediate Holdings Inc) | Long | Loan | US | $5M | – | 0.22 |
| Dun & Bradstree 01/18/29 (Dun & Bradstreet Corporation (The)) | Long | Loan | US | $30M | – | 1.30 |
| EDELMAN FINANCI 04/07/28 (Edelman Financial Engines Center LLC (The)) | Long | Loan | US | $18M | – | 0.78 |
| EDELMAN FINANCI 07/20/26 (Edelman Financial Engines Center LLC (The)) | Long | Loan | US | $17M | – | 0.75 |
| ELECTRON BIDCO 10/07/28 (Electron Bidco Inc.) | Long | Loan | US | $3M | – | 0.15 |
| ENERGIZER HOLDI 12/22/27 (Energizer Holdings Inc) | Long | Loan | US | $496K | – | 0.02 |
| ENSEMBLE RCM LL 08/03/29 (Ensemble RCM LLC) | Long | Loan | US | $7M | – | 0.31 |
| EPICOR SOFTWARE 05/23/31 (Epicor Software Corporation) | Long | Loan | US | $14M | – | 0.61 |
| EPICOR SOFTWARE 05/23/31 (Epicor Software Corporation) | Long | Loan | US | $2M | – | 0.07 |
| ERESEARCHTECHNO 02/04/27 (eResearch Technology Inc) | Long | Loan | US | $880K | – | 0.04 |
| FERTITTA ENTERTL 1/29/29 (Fertitta Entertainment LLC) | Long | Loan | US | $18M | – | 0.77 |
| FIESTA PURCHASEL 1/31/31 (Fiesta Purchaser, Inc.) | Long | Loan | US | $10M | – | 0.42 |
| FILTRATION GROU 10/19/28 (Filtration Group Corporation) | Long | Loan | US | $18M | – | 0.77 |
| FLUTTER FINANCI 11/30/30 (Flutter Entertainment Public Limited Company) | Long | Loan | US | $17M | – | 0.74 |
| Flutter Treasury Designated Activity Co (FLUTTER TREASURY DAC) | Long | Debt | IE | $4M | – | 0.15 |
| GARDA WORLD SEC 02/01/29 (Garda Financing Delaware G.P.) | Long | Loan | US | $22M | – | 0.95 |
| GATES GLOBAL LL 05/23/31 (Gates Corporation) | Long | Loan | US | $933K | – | 0.04 |
| GENESYS CLOUD S 12/01/27 (Genesys Cloud Services Holdings II LLC (f/k/a Greeneden US Holdings II LLC)) | Long | Loan | US | $25M | – | 1.07 |
| GENESYS CLOUD S 12/01/27 (Genesys Cloud Services Holdings II LLC (f/k/a Greeneden US Holdings II LLC)) | Long | Loan | US | $7M | – | 0.30 |
| GENESYS CLOUD S 12/01/27 (Genesys Cloud Services Holdings II LLC (f/k/a Greeneden US Holdings II LLC)) | Long | Loan | US | $642K | – | 0.03 |
| GFL ENVIRONMENT 06/27/31 (GFL Environmental Inc) | Long | Loan | US | $7M | – | 0.29 |
| GFL Environmental Inc | Long | Debt | CA | $9M | – | 0.37 |
| GFL Environmental Inc | Long | Debt | CA | $1M | – | 0.05 |
| GO DADDY OPERAT 08/21/31 (Go Daddy Operating Company, LLC) | Long | Loan | US | $10M | – | 0.43 |
| GO DADDY OPERAT 11/12/29 (Go Daddy Operating Company, LLC) | Long | Loan | US | $14M | – | 0.62 |
| GO DADDY OPERAT 11/12/29 (Go Daddy Operating Company, LLC) | Long | Loan | US | $3M | – | 0.11 |
| Go Daddy Operating Co LLC / GD Finance Co Inc (GO DADDY OPCO/FINCO) | Long | Debt | US | $752K | – | 0.03 |
| GoTo Group Inc | Long | Debt | US | $1M | – | 0.05 |
| GoTo Group Inc | Long | Debt | US | $572K | – | 0.02 |
| GRAHAM PACKAGIN 08/04/27 (Graham Packaging Company Inc) | Long | Loan | US | $34M | – | 1.50 |
| GRANT THORNTON 05/31/31 (Grant Thornton Advisors LLC) | Long | Loan | US | $5M | – | 0.23 |
| GTCR EVEREST BO 09/30/31 (AssetMark Financial Holdings Inc) | Long | Loan | US | $2M | – | 0.08 |
| HealthEquity Inc | Long | Debt | US | $271K | – | 0.01 |
| HOWDEN GROUP HOHYPIN 4/30 (Hyperion Refinance S.A R.L.) | Long | Loan | US | $831K | – | 0.04 |
| HUB INTERNATION 06/20/30 (HUB International Ltd) | Long | Loan | US | $34M | – | 1.49 |
| HUB INTERNATION 06/20/30 (HUB International Ltd) | Long | Loan | US | $73K | – | 0.00 |
| HUNTER DOUGLAS 02/09/29 (Hunter Douglas Holding BV) | Long | Loan | US | $2M | – | 0.09 |
| ICON LUXEMBOURG 07/03/28 (ICON Luxembourg Sarl) | Long | Loan | US | $3M | – | 0.12 |
| ICON LUXEMBOURG 07/03/28 (PRA Health Sciences Inc) | Long | Loan | US | $697K | – | 0.03 |
| IDERA INC IDERA 03/02/28 (Flash Charm Inc (fka Idera Inc)) | Long | Loan | US | $18M | – | 0.77 |
| IDERA INC Varia 03/02/29 (Flash Charm Inc (fka Idera Inc)) | Long | Loan | US | $2M | – | 0.10 |
| iHeartCommunications Inc | Long | Debt | US | $21M | – | 0.90 |
| IMA FINANCIAL G 11/01/28 (Ima Financial Group, Inc.) | Long | Loan | US | $10M | – | 0.43 |
| INFORMATICA LLC 10/30/28 | Long | Loan | US | $20M | – | 0.86 |
| INSTRUCTURE HOLC10/30/28 (Instructure Holdings Inc) | Long | Loan | US | $8M | – | 0.35 |
| INSTRUCTURE HOLC10/30/28 (Instructure Holdings Inc) | Long | Loan | US | $771K | – | 0.03 |
| IQVIA INC IQV T 01/02/31 | Long | Loan | US | $15M | – | 0.67 |
| IRB HOLDING COR 12/15/27 (IRB Holding Corp) | Long | Loan | US | $39M | – | 1.69 |
| IRB Holding Corp | Long | Debt | US | $3M | – | 0.14 |
| IVC ACQUISITION 12/06/28 (VetStrategy Canada Holdings) | Long | Loan | US | $11M | – | 0.48 |
| LABL INC LABL T 10/29/28 | Long | Loan | US | $17M | – | 0.76 |
| LEIA FINCO US L 07/02/31 (Darktrace Plc) | Long | Loan | US | $26M | – | 1.14 |
| LEVEL 3 FINANCI 04/16/29 (Level 3 Financing Inc) | Long | Loan | US | $18M | – | 0.77 |
| LIGHT & WONDER 04/16/29 (LIGHT AND WONDER INTERNATIONAL, INC.) | Long | Loan | US | $495K | – | 0.02 |
| LogMeIn, Inc. ( 04/30/28 (GoTo Group Inc) | Long | Loan | US | $13M | – | 0.56 |
| LogMeIn, Inc. ( 04/30/28 (GoTo Group Inc) | Long | Loan | US | $5M | – | 0.23 |
| LPL HOLDINGS IN 11/12/26 (LPL Holdings Inc) | Long | Loan | US | $3M | – | 0.13 |
| LS GROUP OPCO A 04/16/31 (LS Group OPCO Acquisition LLC) | Long | Loan | US | $11M | – | 0.49 |
| MADISON IAQ LLC 06/21/28 | Long | Loan | US | $4M | – | 0.15 |
| MADISON IAQ LLC 06/21/28 | Long | Loan | US | $4M | – | 0.15 |
| MARCEL BIDCO LL 10/07/30 (Marcel Bidco LLC) | Long | Loan | US | $3M | – | 0.11 |
| MAVIS TIRE EXPR 05/04/28 (Mavis Tire Express Services Topco Corp) | Long | Loan | US | $18M | – | 0.79 |
| MCAFEE CORP MCF 03/01/29 | Long | Loan | US | $16M | – | 0.70 |
| MEDLINE BORROWE 10/21/28 (Medline Borrower LP) | Long | Loan | US | $37M | – | 1.60 |
| Medline Borrower LP/Medline Co-Issuer Inc (MEDLINE BORROWER/MEDL CO) | Long | Debt | US | $1M | – | 0.06 |
| MH SUB I LLC INL 4/25/28 | Long | Loan | US | $12M | – | 0.51 |
| MH SUB I LLC VA 02/12/29 | Long | Loan | US | $12M | – | 0.50 |
| MIDWEST VETERIN 04/27/28 (Midwest Veterinary Partners LLC) | Long | Loan | US | $2M | – | 0.08 |
| MILANO ACQUISIT 08/17/27 (Gainwell Acquisition Corp) | Long | Loan | US | $27M | – | 1.18 |
| MISTER CAR WASH 03/21/31 (Mister Car Wash Holdings Inc) | Long | Loan | US | $21M | – | 0.91 |
| MIWD HOLDCO II 03/20/31 (MI Windows and Doors LLC) | Long | Loan | US | $869K | – | 0.04 |
| Molina Healthcare Inc | Long | Debt | US | $1M | – | 0.05 |
| MSILF Treasury Portfolio | Long | Short-term investment vehicle | US | $183M | 183M | 8.00 |
| NEW MILLENNIUM HOLDCO RTS | Long | Equity-common | US | $0 | 1 | – |
| NEW MILLENNIUM HOLDCO RTS (MILLEN) | Long | Equity-common | US | $0 | 1 | – |
| Nexstar Media Inc | Long | Loan | US | $14M | – | 0.63 |
| Nexstar Media Inc | Long | Debt | US | $5M | – | 0.21 |
| NOMAD FOODS US 11/08/29 (Nomad Foods Europe Midco Limited) | Long | Loan | US | $8M | – | 0.33 |
| NORTONLIFELOCK 09/12/29 (Nortonlifelock Inc) | Long | Loan | US | $18M | – | 0.77 |
| NUMERICABLE-SFR 07/31/25 (Numericable U.S. LLC) | Long | Loan | US | $8M | – | 0.33 |
| ONEDIGITAL BORR 06/12/31 (OneDigital Borrower LLC) | Long | Loan | US | $24M | – | 1.04 |
| ONEDIGITAL BORR 06/12/32 (OneDigital Borrower LLC) | Long | Loan | US | $9M | – | 0.39 |
| Open Text Corp | Long | Debt | CA | $12M | – | 0.51 |
| Open Text Corp | Long | Debt | CA | $4M | – | 0.18 |
| OPEN TEXT CORP 01/31/30 | Long | Loan | US | $13M | – | 0.56 |
| Oracle Corp | Long | Debt | US | $796K | – | 0.03 |
| PACTIV EVERGREE 09/25/28 (Pactiv Evergreen Group Holdings Inc.) | Long | Loan | US | $7M | – | 0.30 |
| Pactiv Evergreen Group Issuer Inc/Pactiv Evergreen Group Issuer LLC | Long | Debt | US | $9M | – | 0.39 |
| Panther Escrow Issuer LLC | Long | Debt | US | $3M | – | 0.13 |
| Paysafe Finance PLC / Paysafe Holdings US Corp (PAYSAFE FIN PLC/PAYSAFE) | Long | Debt | $4M | – | 0.19 | |
| PEER HOLDING II 06/23/31 (Peer Holding III BV) | Long | Loan | US | $6M | – | 0.27 |
| PETCO HEALTH & 02/25/28 (Petco Health and Wellness Company Inc) | Long | Loan | US | $4M | – | 0.16 |
| PHOENIX NEWCO I 11/15/28 (Parexel International Inc (f/k/a Phoenix Newco Inc)) | Long | Loan | US | $12M | – | 0.54 |
| POLARIS NEWCO L B 1L USD (Polaris Newco LLC) | Long | Loan | US | $12M | – | 0.51 |
| Post Holdings Inc | Long | Debt | US | $21M | – | 0.93 |
| PRO MACH GROUP 08/31/28 (Pro Mach Group Inc) | Long | Loan | US | $11M | – | 0.49 |
| PROAMPAC PG BOR 09/15/28 (ProAmpac PG Borrower LLC) | Long | Loan | US | $14M | – | 0.60 |
| PROJECT ALPHA I 10/28/30 (Project Alpha Intermediate Holding Inc) | Long | Loan | US | $7M | – | 0.30 |
| PROJECT BOOST P 07/02/31 (Project Boost Purchaser LLC) | Long | Loan | US | $11M | – | 0.47 |
| PROJECT RUBY UL 03/10/28 (Project Ruby Ultimate Parent Corp) | Long | Loan | US | $3M | – | 0.13 |
| PROJECT RUBY UL 03/10/28 (Project Ruby Ultimate Parent Corp) | Long | Loan | US | $3M | – | 0.11 |
| PROJECT RUBY UL3/03/2028 (Project Ruby Ultimate Parent Corp) | Long | Loan | US | $28M | – | 1.21 |
| PROOFPOINT INC 08/31/28 | Long | Loan | US | $7M | – | 0.30 |
| PROOFPOINT INC 08/31/28 | Long | Loan | US | $3M | – | 0.12 |
| QUIKRETE HOLDIN 03/19/29 (Quikrete Holdings Inc) | Long | Loan | US | $367K | – | 0.02 |
| R1 RCM INC RCM 06/21/29 (R1 RCM Inc.) | Long | Loan | US | $10M | – | 0.41 |
| RADIATE HOLDCO 09/25/26 (Radiate Holdco LLC) | Long | Loan | US | $10M | – | 0.43 |
| Radiate Holdco LLC / Radiate Finance Inc (RADIATE HOLDCO / FINANCE) | Long | Debt | US | $2M | – | 0.10 |
| RADNET MANAGEME 04/10/31 (Radnet Management Inc) | Long | Loan | US | $3M | – | 0.11 |
| REALPAGE INC RP 03/16/24 | Long | Loan | US | $844K | – | 0.04 |
| REYNOLDS CONSUM 01/31/27 (Reynolds Consumer Products LLC) | Long | Loan | US | $13M | – | 0.55 |
| RYAN SPECIALTY 09/01/27 (Ryan Specialty Group LLC) | Long | Loan | US | $21M | – | 0.91 |
| SBA SENIOR FINA 01/20/31 (SBA Senior Finance II LLC) | Long | Loan | US | $17M | – | 0.76 |
| SCIENTIFIC GAME 04/04/29 (Scientific Games Holdings LP) | Long | Loan | US | $2M | – | 0.07 |
| SEDGWICK CMS IN 06/27/31 (Sedgwick Claims Management Services, Inc.) | Long | Loan | US | $20M | – | 0.88 |
| SEDGWICK CMS IN 06/27/31 (Sedgwick Claims Management Services, Inc.) | Long | Loan | US | $6M | – | 0.26 |
| SELECT MEDICAL 03/06/27 (Select Medical Corp) | Long | Loan | US | $18M | – | 0.76 |
| Select Medical Corp | Long | Debt | US | $4M | – | 0.17 |
| SEVERIN ACQUISI 08/01/27 (Severin Acquisition, LLC) | Long | Loan | US | $5M | – | 0.21 |
| SEVERIN ACQUISITION LLC SEVACQ TL 1L USD (Severin Acquisition, LLC) | Long | Loan | US | $3M | – | 0.13 |
| SIMPLY GOOD FOO 03/17/27 (Simply Good Foods USA Inc) | Long | Loan | US | $2M | – | 0.07 |
| Sirius XM Radio Inc | Long | Debt | US | $2M | – | 0.08 |
| SKOPIMA CONSILI 05/17/28 (Skopima Consilio (FKA GI Consilio)) | Long | Loan | US | $13M | – | 0.55 |
| SOLARWINDS HOLD 02/23/30 (SolarWinds Holdings Inc) | Long | Loan | US | $26M | – | 1.12 |
| SOUTHERN VETERI 10/05/27 (Southern Veterinary Partners, LLC) | Long | Loan | US | $16M | – | 0.71 |
| SOUTHERN VETERI 10/05/27 (Southern Veterinary Partners, LLC) | Long | Loan | US | $2M | – | 0.08 |
| SS&C TECHNOLOGI 05/15/31 (SS&C Technologies Holdings, Inc.) | Long | Loan | US | $20M | – | 0.87 |
| SS&C Technologies Inc | Long | Debt | US | $18M | – | 0.81 |
| Star Parent Inc | Long | Debt | US | $1M | – | 0.05 |
| STAR PARENT INC9/19/2030 | Long | Loan | US | $5M | – | 0.21 |
| STAR PARENT INC9/19/2030 | Long | Loan | US | $4M | – | 0.19 |
| SUMMIT MATERIAL 01/12/29 | Long | Loan | US | $1M | – | 0.04 |
| SURF HOLDINGS S 02/28/27 (Surf Holdings Sarl) | Long | Loan | US | $989K | – | 0.04 |
| SURGERY CENTER 12/19/30 (Surgery Center Holdings Inc) | Long | Loan | US | $9M | – | 0.39 |
| TEMPO ACQUISITI 08/31/28 (Tempo Acquisition LLC) | Long | Loan | US | $2M | – | 0.07 |
| TENABLE INC TEN 06/17/28 | Long | Loan | US | $368K | – | 0.02 |
| TK ELEVATOR US 04/11/30 (TK Elevator Midco Gmbh) | Long | Loan | US | $513K | – | 0.02 |
| TransDigm Inc | Long | Debt | US | $7M | – | 0.31 |
| TransDigm Inc | Long | Debt | US | $3M | – | 0.14 |
| TRANSDIGM INC T 02/28/31 | Long | Loan | US | $3M | – | 0.11 |
| TRANSDIGM INC T 03/15/30 | Long | Loan | US | $4M | – | 0.17 |
| TRANSDIGM INC T 03/15/30 | Long | Loan | US | $3M | – | 0.12 |
| TRICORBRAUN HOL 03/03/28 (TricorBraun Inc) | Long | Loan | US | $12M | – | 0.51 |
| TRIDENT TPI HOL 09/18/28 (Trident TPI Holdings Inc) | Long | Loan | US | $6M | – | 0.27 |
| TRUIST INSURANC 03/08/32 (Truist Insurance Holdings, LLC) | Long | Loan | US | $7M | – | 0.31 |
| TRUIST INSURANC 03/24/31 (Truist Insurance Holdings, LLC) | Long | Loan | US | $17M | – | 0.76 |
| U.S. FOODSERVIC 9/13/2026 (US Foods Inc) | Long | Loan | US | $7M | – | 0.29 |
| UKG INC ULTI TLD 1/31/31 | Long | Loan | US | $18M | – | 0.77 |
| UNITED RENTALS 02/07/31 (United Rentals (North America) Inc) | Long | Loan | US | $3M | – | 0.13 |
| United Rentals North America Inc | Long | Debt | US | $15M | – | 0.64 |
| UNIVISION COMMU 03/24/26 (Univision Communications Inc) | Long | Loan | US | $4M | – | 0.19 |
| USI INC/NY COMI 09/29/30 | Long | Loan | US | $12M | – | 0.54 |
| USI INC/NY COMI 11/22/29 | Long | Loan | US | $23M | – | 0.99 |
| UTZ QUALITY FOO 01/20/28 (UTZ Quality Foods LLC) | Long | Loan | US | $12M | – | 0.54 |
| VERDE PURCHASER 12/02/30 (Veritiv Corporation) | Long | Loan | US | $14M | – | 0.60 |
| VERIFONE SYSTEM 08/20/25 (VeriFone Systems Inc) | Long | Loan | US | $11M | – | 0.48 |
| VESTIS CORP VESD 2/14/31 (Vestis Corporation) | Long | Loan | US | $995K | – | 0.04 |
| VICI Properties LP | Long | Debt | US | $4M | – | 0.15 |
| VICI Properties LP / VICI Note Co Inc (VICI PROPERTIES / NOTE) | Long | Debt | US | $10M | – | 0.44 |
| VICI Properties LP / VICI Note Co Inc (VICI PROPERTIES / NOTE) | Long | Debt | US | $5M | – | 0.23 |
| VISTRA OPERATIO 12/06/30 (Vistra Corp.) | Long | Loan | US | $4M | – | 0.17 |
| VS BUYER LLC VS 04/04/31 | Long | Loan | US | $23M | – | 1.00 |
| VT TOPCO INC VE 08/12/30 | Long | Loan | US | $5M | – | 0.23 |
| WAND NEWCO 3 IN 01/30/31 (Wand NewCo 3 Inc) | Long | Loan | US | $13M | – | 0.57 |
| WAYSTAR TECHNOL 10/22/29 (Waystar Technologies Inc) | Long | Loan | US | $17M | – | 0.74 |
| WHATABRANDS LLC 08/03/28 | Long | Loan | US | $18M | – | 0.77 |
| WHATABRANDS LLC 08/03/28 | Long | Loan | US | $3M | – | 0.11 |
| ZAYO GROUP HOLD 03/09/27 (Zayo Group Holdings Inc) | Long | Loan | US | $6M | – | 0.24 |
| ZELIS PAYMENTS L 9/28/29 (Zelis Cost Management Buyer Inc) | Long | Loan | US | $17M | – | 0.74 |
Address
First Trust Exchange-Traded Fund IV
120 East Liberty Drive
Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Robert F. Keith
Niel B. Nielson
Richard E. Erickson
Denise M. Keefe
Thomas R. Kadlec
James A. Bowen
Bronwyn Wright
Transfer Agents
The Bank of New York Mellon
Pricing Services
Refinitiv, LLC
Bloomberg L.P.
ICE Data Pricing & Reference Data, LLC
Custodians
The Bank of New York Mellon
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
N/A