First Trust Advisors L.P. > First Trust Exchange-Traded AlphaDEX Fund
First Trust Small Cap Growth AlphaDEX Fund
$251.39M
Avg Monthly Net Assets
$301.77M
Total Assets
$6.33M
Total Liabilities
$295.45M
Net Assets
First Trust Small Cap Growth AlphaDEX Fund is an Exchange-Traded Fund in First Trust Exchange-Traded AlphaDEX Fund
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $251.39M.
On September 23rd, 2024 it reported 267 holdings, the largest
being BOFA SECURITIES, INC. (1.1%), MIZUHO SECURITIES USA LLC (1.0%) and Carpenter Technology Corp (0.8%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust Small Cap Growth AlphaDEX Fund | C000099061 | XNMS | FYC |
Holdings
From latest NPORT-P, filed September 23rd, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Acadia Realty Trust | Long | Equity-common | US | $1M | 58K | 0.42 |
| ACI Worldwide Inc | Long | Equity-common | US | $2M | 44K | 0.65 |
| ACV Auctions Inc | Long | Equity-common | US | $966K | 57K | 0.33 |
| ADMA Biologics Inc | Long | Equity-common | US | $2M | 157K | 0.65 |
| Adtalem Global Education Inc | Long | Equity-common | US | $2M | 26K | 0.68 |
| agilon health Inc | Long | Equity-common | US | $1M | 158K | 0.37 |
| Agilysys Inc | Long | Equity-common | US | $2M | 13K | 0.51 |
| Agios Pharmaceuticals Inc | Long | Equity-common | US | $2M | 41K | 0.64 |
| Alamo Group Inc | Long | Equity-common | US | $384K | 2K | 0.13 |
| Alarm.com Holdings Inc | Long | Equity-common | US | $779K | 11K | 0.26 |
| Alexander's Inc | Long | Equity-common | US | $1M | 5K | 0.38 |
| Alignment Healthcare Inc | Long | Equity-common | US | $2M | 224K | 0.66 |
| Alkami Technology Inc | Long | Equity-common | US | $2M | 62K | 0.68 |
| AMC Entertainment Holdings Inc | Long | Equity-common | US | $748K | 141K | 0.25 |
| American States Water Co | Long | Equity-common | US | $391K | 5K | 0.13 |
| American Woodmark Corp | Long | Equity-common | US | $447K | 4K | 0.15 |
| Amneal Pharmaceuticals Inc | Long | Equity-common | US | $2M | 221K | 0.55 |
| Amylyx Pharmaceuticals Inc | Long | Equity-common | US | $373K | 181K | 0.13 |
| ANI Pharmaceuticals Inc | Long | Equity-common | US | $1M | 16K | 0.36 |
| Apartment Investment and Management Co | Long | Equity-common | US | $750K | 85K | 0.25 |
| Archrock Inc | Long | Equity-common | US | $2M | 87K | 0.61 |
| Ardelyx Inc | Long | Equity-common | US | $1M | 237K | 0.44 |
| Atlas Energy Solutions Inc | Long | Equity-common | US | $1M | 52K | 0.37 |
| AvePoint Inc | Long | Equity-common | US | $2M | 168K | 0.62 |
| AvidXchange Holdings Inc | Long | Equity-common | US | $520K | 58K | 0.18 |
| AZZ Inc | Long | Equity-common | US | $2M | 23K | 0.61 |
| Baldwin Insurance Group Inc/The | Long | Equity-common | US | $2M | 49K | 0.73 |
| Banc of California Inc | Long | Equity-common | US | $376K | 27K | 0.13 |
| BancFirst Corp | Long | Equity-common | US | $1M | 12K | 0.43 |
| Bancorp Inc/The | Long | Equity-common | US | $2M | 37K | 0.65 |
| Beam Therapeutics Inc | Long | Equity-common | US | $465K | 15K | 0.16 |
| BioCryst Pharmaceuticals Inc | Long | Equity-common | US | $1M | 167K | 0.41 |
| Bloom Energy Corp | Long | Equity-common | US | $776K | 57K | 0.26 |
| BOFA SECURITIES INC (BOFA SECURITIES, INC.) | Long | Repurchase agreement | US | $3M | – | 1.06 |
| Bowlero Corp | Long | Equity-common | US | $2M | 121K | 0.53 |
| Brady Corp | Long | Equity-common | US | $2M | 21K | 0.52 |
| Brookdale Senior Living Inc | Long | Equity-common | US | $2M | 257K | 0.67 |
| C3.ai Inc | Long | Equity-common | US | $318K | 12K | 0.11 |
| Cactus Inc | Long | Equity-common | US | $2M | 33K | 0.71 |
| Cadre Holdings Inc | Long | Equity-common | US | $1M | 31K | 0.38 |
| Caleres Inc | Long | Equity-common | US | $2M | 42K | 0.55 |
| CareTrust REIT Inc | Long | Equity-common | US | $754K | 28K | 0.26 |
| Cargurus Inc | Long | Equity-common | US | $978K | 39K | 0.33 |
| Carpenter Technology Corp | Long | Equity-common | US | $2M | 16K | 0.79 |
| Cars.com Inc | Long | Equity-common | US | $1M | 71K | 0.50 |
| Catalyst Pharmaceuticals Inc | Long | Equity-common | US | $1M | 67K | 0.39 |
| CBIZ Inc | Long | Equity-common | US | $1M | 19K | 0.44 |
| Celldex Therapeutics Inc | Long | Equity-common | US | $722K | 19K | 0.24 |
| Cimpress PLC | Long | Equity-common | IE | $1M | 16K | 0.49 |
| Cinemark Holdings Inc | Long | Equity-common | US | $2M | 81K | 0.65 |
| City Holding Co | Long | Equity-common | US | $1M | 10K | 0.40 |
| Cleanspark Inc | Long | Equity-common | US | $704K | 44K | 0.24 |
| Clear Secure Inc | Long | Equity-common | US | $801K | 37K | 0.27 |
| Clearwater Analytics Holdings Inc | Long | Equity-common | US | $363K | 19K | 0.12 |
| Collegium Pharmaceutical Inc | Long | Equity-common | US | $2M | 44K | 0.57 |
| CONMED Corp | Long | Equity-common | US | $343K | 5K | 0.12 |
| CONSOL Energy Inc | Long | Equity-common | US | $2M | 17K | 0.58 |
| Construction Partners Inc | Long | Equity-common | US | $2M | 32K | 0.70 |
| COPT Defense Properties | Long | Equity-common | US | $398K | 14K | 0.13 |
| Corcept Therapeutics Inc | Long | Equity-common | US | $2M | 43K | 0.57 |
| Couchbase Inc | Long | Equity-common | US | $362K | 19K | 0.12 |
| Credo Technology Group Holding Ltd | Long | Equity-common | US | $1M | 44K | 0.41 |
| Crinetics Pharmaceuticals Inc | Long | Equity-common | US | $832K | 16K | 0.28 |
| CSW Industrials Inc | Long | Equity-common | US | $2M | 5K | 0.58 |
| Cytek Biosciences Inc | Long | Equity-common | US | $414K | 62K | 0.14 |
| Dave & Buster's Entertainment Inc | Long | Equity-common | US | $325K | 9K | 0.11 |
| Denali Therapeutics Inc | Long | Equity-common | US | $361K | 15K | 0.12 |
| DiamondRock Hospitality Co | Long | Equity-common | US | $683K | 83K | 0.23 |
| DigitalBridge Group Inc | Long | Equity-common | US | $355K | 25K | 0.12 |
| DigitalOcean Holdings Inc | Long | Equity-common | US | $328K | 10K | 0.11 |
| Distribution Solutions Group Inc | Long | Equity-common | US | $1M | 34K | 0.39 |
| Dorian LPG Ltd | Long | Equity-common | US | $1M | 33K | 0.46 |
| Doximity Inc | Long | Equity-common | US | $702K | 25K | 0.24 |
| Dream Finders Homes Inc | Long | Equity-common | US | $857K | 27K | 0.29 |
| Dreyfus Government Cash Management | Long | Short-term investment vehicle | US | $237K | 237K | 0.08 |
| Driven Brands Holdings Inc | Long | Equity-common | US | $363K | 27K | 0.12 |
| Dutch Bros Inc | Long | Equity-common | US | $1M | 34K | 0.44 |
| Dycom Industries Inc | Long | Equity-common | US | $2M | 10K | 0.65 |
| E2open Parent Holdings Inc | Long | Equity-common | US | $730K | 156K | 0.25 |
| EchoStar Corp | Long | Equity-common | US | $2M | 98K | 0.67 |
| Empire State Realty Trust Inc | Long | Equity-common | US | $1M | 110K | 0.40 |
| Enerpac Tool Group Corp | Long | Equity-common | US | $1M | 37K | 0.50 |
| Enovix Corp | Long | Equity-common | US | $1M | 91K | 0.44 |
| Envestnet Inc | Long | Equity-common | US | $1M | 16K | 0.35 |
| ESCO Technologies Inc | Long | Equity-common | US | $821K | 7K | 0.28 |
| EVERTEC Inc | Long | Equity-common | PR | $357K | 10K | 0.12 |
| Extreme Networks Inc | Long | Equity-common | US | $746K | 52K | 0.25 |
| Federal Agricultural Mortgage Corp (Farmer Mac) | Long | Equity-common | US | $1M | 6K | 0.40 |
| First Advantage Corp | Long | Equity-common | US | $752K | 44K | 0.25 |
| First Watch Restaurant Group Inc | Long | Equity-common | US | $650K | 40K | 0.22 |
| Fluence Energy Inc | Long | Equity-common | US | $975K | 60K | 0.33 |
| Forestar Group Inc | Long | Equity-common | US | $694K | 22K | 0.23 |
| FormFactor Inc | Long | Equity-common | US | $1M | 23K | 0.42 |
| Four Corners Property Trust Inc | Long | Equity-common | US | $379K | 14K | 0.13 |
| Franklin BSP Realty Trust Inc | Long | Equity-common | US | $1M | 82K | 0.38 |
| Frontdoor Inc | Long | Equity-common | US | $2M | 42K | 0.55 |
| G-III Apparel Group Ltd | Long | Equity-common | US | $1M | 38K | 0.36 |
| Garrett Motion Inc | Long | Equity-common | CH | $351K | 40K | 0.12 |
| Geron Corp | Long | Equity-common | US | $2M | 414K | 0.66 |
| Getty Images Holdings Inc | Long | Equity-common | US | $820K | 215K | 0.28 |
| Gibraltar Industries Inc | Long | Equity-common | US | $373K | 5K | 0.13 |
| Global Industrial Co | Long | Equity-common | US | $780K | 22K | 0.26 |
| Golub Capital BDC Inc | Long | Equity-common | US | $1M | 66K | 0.34 |
| Granite Construction Inc | Long | Equity-common | US | $2M | 28K | 0.66 |
| Green Brick Partners Inc | Long | Equity-common | US | $1M | 18K | 0.45 |
| Greenbrier Cos Inc/The | Long | Equity-common | US | $1M | 28K | 0.49 |
| Griffon Corp | Long | Equity-common | US | $2M | 22K | 0.54 |
| Guardant Health Inc | Long | Equity-common | US | $1M | 36K | 0.43 |
| Gulfport Energy Corp | Long | Equity-common | US | $1M | 7K | 0.34 |
| H&E Equipment Services Inc | Long | Equity-common | US | $831K | 16K | 0.28 |
| HA Sustainable Infrastructure Capital Inc | Long | Equity-common | US | $1M | 35K | 0.39 |
| Harmony Biosciences Holdings Inc | Long | Equity-common | US | $787K | 23K | 0.27 |
| Hawkins Inc | Long | Equity-common | US | $2M | 19K | 0.68 |
| Helix Energy Solutions Group Inc | Long | Equity-common | US | $2M | 147K | 0.59 |
| Hims & Hers Health Inc | Long | Equity-common | US | $2M | 87K | 0.62 |
| Huron Consulting Group Inc | Long | Equity-common | US | $2M | 14K | 0.53 |
| ICF International Inc | Long | Equity-common | US | $1M | 9K | 0.47 |
| IES Holdings Inc | Long | Equity-common | US | $2M | 13K | 0.66 |
| ImmunityBio Inc | Long | Equity-common | US | $1M | 278K | 0.48 |
| Impinj Inc | Long | Equity-common | US | $2M | 11K | 0.60 |
| Inari Medical Inc | Long | Equity-common | US | $333K | 7K | 0.11 |
| Innospec Inc | Long | Equity-common | US | $1M | 8K | 0.37 |
| Innovative Industrial Properties Inc | Long | Equity-common | US | $1M | 9K | 0.39 |
| Intapp Inc | Long | Equity-common | US | $336K | 9K | 0.11 |
| Integral Ad Science Holding Corp | Long | Equity-common | US | $360K | 35K | 0.12 |
| InterDigital Inc | Long | Equity-common | US | $1M | 12K | 0.50 |
| International Seaways Inc | Long | Equity-common | US | $1M | 24K | 0.45 |
| InvenTrust Properties Corp | Long | Equity-common | US | $798K | 28K | 0.27 |
| Itron Inc | Long | Equity-common | US | $2M | 18K | 0.62 |
| J & J Snack Foods Corp | Long | Equity-common | US | $1M | 6K | 0.36 |
| Jamf Holding Corp | Long | Equity-common | US | $382K | 21K | 0.13 |
| Janus International Group Inc | Long | Equity-common | US | $1M | 82K | 0.40 |
| Kennedy-Wilson Holdings Inc | Long | Equity-common | US | $369K | 35K | 0.12 |
| Kinetik Holdings Inc | Long | Equity-common | US | $1M | 25K | 0.35 |
| Kratos Defense & Security Solutions Inc | Long | Equity-common | US | $2M | 70K | 0.53 |
| Krystal Biotech Inc | Long | Equity-common | US | $2M | 10K | 0.67 |
| Kymera Therapeutics Inc | Long | Equity-common | US | $2M | 35K | 0.54 |
| Ladder Capital Corp | Long | Equity-common | US | $746K | 62K | 0.25 |
| Lakeland Financial Corp | Long | Equity-common | US | $1M | 17K | 0.39 |
| Laureate Education Inc | Long | Equity-common | US | $1M | 94K | 0.49 |
| LeMaitre Vascular Inc | Long | Equity-common | US | $1M | 17K | 0.50 |
| Lemonade Inc | Long | Equity-common | US | $376K | 21K | 0.13 |
| LiveRamp Holdings Inc | Long | Equity-common | US | $687K | 23K | 0.23 |
| LTC Properties Inc | Long | Equity-common | US | $726K | 20K | 0.25 |
| Madison Square Garden Entertainment Corp | Long | Equity-common | US | $809K | 20K | 0.27 |
| Magnite Inc | Long | Equity-common | US | $1M | 78K | 0.38 |
| Materion Corp | Long | Equity-common | US | $383K | 3K | 0.13 |
| Merchants Bancorp/IN | Long | Equity-common | US | $2M | 35K | 0.53 |
| MeridianLink Inc | Long | Equity-common | US | $776K | 33K | 0.26 |
| Merus NV | Long | Equity-common | NL | $1M | 24K | 0.43 |
| MGE Energy Inc | Long | Equity-common | US | $405K | 5K | 0.14 |
| Mirion Technologies Inc | Long | Equity-common | US | $1M | 96K | 0.34 |
| Mirum Pharmaceuticals Inc | Long | Equity-common | US | $2M | 51K | 0.70 |
| Mister Car Wash Inc | Long | Equity-common | US | $367K | 48K | 0.12 |
| MIZUHO SECURITIES USA LLC | Long | Repurchase agreement | US | $3M | – | 1.02 |
| MYR Group Inc | Long | Equity-common | US | $726K | 5K | 0.25 |
| Myriad Genetics Inc | Long | Equity-common | US | $2M | 57K | 0.54 |
| N-able Inc/US | Long | Equity-common | US | $945K | 68K | 0.32 |
| Napco Security Technologies Inc | Long | Equity-common | US | $2M | 27K | 0.51 |
| National Health Investors Inc | Long | Equity-common | US | $2M | 21K | 0.52 |
| National Storage Affiliates Trust | Long | Equity-common | US | $1M | 25K | 0.36 |
| NeoGenomics Inc | Long | Equity-common | US | $440K | 25K | 0.15 |
| NETSTREIT Corp | Long | Equity-common | US | $352K | 21K | 0.12 |
| Nordstrom Inc | Long | Equity-common | US | $2M | 66K | 0.51 |
| Omniab Inc/old | Long | Equity-common | US | $0 | 1K | – |
| Omniab Inc/old | Long | Equity-common | US | $0 | 1K | – |
| OneSpaWorld Holdings Ltd | Long | Equity-common | BS | $2M | 114K | 0.62 |
| Oscar Health Inc | Long | Equity-common | US | $2M | 111K | 0.66 |
| OSI Systems Inc | Long | Equity-common | US | $1M | 8K | 0.38 |
| Outfront Media Inc | Long | Equity-common | US | $796K | 49K | 0.27 |
| PagerDuty Inc | Long | Equity-common | US | $640K | 31K | 0.22 |
| Palomar Holdings Inc | Long | Equity-common | US | $2M | 17K | 0.54 |
| PAR Technology Corp | Long | Equity-common | US | $1M | 22K | 0.38 |
| Park Hotels & Resorts Inc | Long | Equity-common | US | $1M | 69K | 0.35 |
| Payoneer Global Inc | Long | Equity-common | US | $1M | 253K | 0.47 |
| PDF Solutions Inc | Long | Equity-common | US | $996K | 28K | 0.34 |
| Pebblebrook Hotel Trust | Long | Equity-common | US | $699K | 51K | 0.24 |
| PennyMac Mortgage Investment Trust | Long | Equity-common | US | $1M | 102K | 0.48 |
| Photronics Inc | Long | Equity-common | US | $354K | 14K | 0.12 |
| Phreesia Inc | Long | Equity-common | US | $405K | 16K | 0.14 |
| PJT Partners Inc | Long | Equity-common | US | $2M | 16K | 0.73 |
| Plymouth Industrial REIT Inc | Long | Equity-common | US | $385K | 16K | 0.13 |
| Powell Industries Inc | Long | Equity-common | US | $2M | 12K | 0.76 |
| Privia Health Group Inc | Long | Equity-common | US | $837K | 40K | 0.28 |
| PROCEPT BioRobotics Corp | Long | Equity-common | US | $2M | 29K | 0.62 |
| Progress Software Corp | Long | Equity-common | US | $1M | 19K | 0.38 |
| Protagonist Therapeutics Inc | Long | Equity-common | US | $2M | 51K | 0.64 |
| PTC Therapeutics Inc | Long | Equity-common | US | $2M | 46K | 0.53 |
| Q2 Holdings Inc | Long | Equity-common | US | $2M | 29K | 0.66 |
| RadNet Inc | Long | Equity-common | US | $2M | 30K | 0.60 |
| Red Rock Resorts Inc | Long | Equity-common | US | $728K | 13K | 0.25 |
| Remitly Global Inc | Long | Equity-common | US | $375K | 28K | 0.13 |
| Rhythm Pharmaceuticals Inc | Long | Equity-common | US | $1M | 25K | 0.41 |
| RingCentral Inc | Long | Equity-common | US | $428K | 12K | 0.14 |
| Rocket Cos Inc | Long | Equity-common | US | $407K | 25K | 0.14 |
| Rocket Lab USA Inc | Long | Equity-common | US | $766K | 146K | 0.26 |
| RPC Inc | Long | Equity-common | US | $411K | 55K | 0.14 |
| RxSight Inc | Long | Equity-common | US | $1M | 29K | 0.45 |
| Sabra Health Care REIT Inc | Long | Equity-common | US | $1M | 67K | 0.37 |
| Sabre Corp | Long | Equity-common | US | $901K | 263K | 0.31 |
| Scotts Miracle-Gro Co/The | Long | Equity-common | US | $848K | 11K | 0.29 |
| Semtech Corp | Long | Equity-common | US | $1M | 47K | 0.50 |
| Shake Shack Inc | Long | Equity-common | US | $1M | 11K | 0.34 |
| SiriusPoint Ltd | Long | Equity-common | BM | $2M | 144K | 0.70 |
| SITE Centers Corp | Long | Equity-common | US | $367K | 24K | 0.12 |
| SiTime Corp | Long | Equity-common | US | $801K | 6K | 0.27 |
| Sitio Royalties Corp | Long | Equity-common | US | $724K | 30K | 0.24 |
| Skyward Specialty Insurance Group Inc | Long | Equity-common | US | $2M | 39K | 0.52 |
| SkyWest Inc | Long | Equity-common | US | $2M | 21K | 0.58 |
| SL Green Realty Corp | Long | Equity-common | US | $2M | 25K | 0.56 |
| SolarWinds Corp | Long | Equity-common | US | $1M | 86K | 0.35 |
| Spirit AeroSystems Holdings Inc | Long | Equity-common | US | $2M | 43K | 0.52 |
| Sprinklr Inc | Long | Equity-common | US | $352K | 36K | 0.12 |
| St Joe Co/The | Long | Equity-common | US | $791K | 13K | 0.27 |
| Standex International Corp | Long | Equity-common | US | $813K | 4K | 0.28 |
| Steelcase Inc | Long | Equity-common | US | $2M | 108K | 0.53 |
| Stellar Bancorp Inc | Long | Equity-common | US | $1M | 45K | 0.42 |
| Sterling Infrastructure Inc | Long | Equity-common | US | $2M | 15K | 0.58 |
| Stock Yards Bancorp Inc | Long | Equity-common | US | $1M | 21K | 0.44 |
| Stride Inc | Long | Equity-common | US | $2M | 25K | 0.64 |
| Summit Therapeutics Inc | Long | Equity-common | US | $2M | 180K | 0.66 |
| Sunnova Energy International Inc | Long | Equity-common | US | $436K | 62K | 0.15 |
| Sunrun Inc | Long | Equity-common | US | $509K | 29K | 0.17 |
| Sunstone Hotel Investors Inc | Long | Equity-common | US | $695K | 67K | 0.24 |
| Sweetgreen Inc | Long | Equity-common | US | $2M | 58K | 0.54 |
| Tandem Diabetes Care Inc | Long | Equity-common | US | $1M | 35K | 0.44 |
| Tanger Inc | Long | Equity-common | US | $748K | 26K | 0.25 |
| Tango Therapeutics Inc | Long | Equity-common | US | $2M | 164K | 0.55 |
| Tecnoglass Inc | Long | Equity-common | US | $1M | 21K | 0.37 |
| Telephone and Data Systems Inc | Long | Equity-common | US | $2M | 85K | 0.61 |
| Tennant Co | Long | Equity-common | US | $1M | 10K | 0.38 |
| TG Therapeutics Inc | Long | Equity-common | US | $382K | 19K | 0.13 |
| Thermon Group Holdings Inc | Long | Equity-common | US | $1M | 34K | 0.37 |
| Tootsie Roll Industries Inc | Long | Equity-common | US | $708K | 23K | 0.24 |
| TPG Inc | Long | Equity-common | US | $1M | 25K | 0.43 |
| TransMedics Group Inc | Long | Equity-common | US | $2M | 12K | 0.56 |
| Travel + Leisure Co | Long | Equity-common | US | $1M | 31K | 0.49 |
| Trinity Industries Inc | Long | Equity-common | US | $2M | 59K | 0.66 |
| TripAdvisor Inc | Long | Equity-common | US | $694K | 39K | 0.24 |
| Triumph Group Inc | Long | Equity-common | US | $1M | 67K | 0.37 |
| Twist Bioscience Corp | Long | Equity-common | US | $2M | 36K | 0.67 |
| Two Harbors Investment Corp | Long | Equity-common | US | $1M | 106K | 0.48 |
| UFP Technologies Inc | Long | Equity-common | US | $2M | 5K | 0.58 |
| UMH Properties Inc | Long | Equity-common | US | $382K | 22K | 0.13 |
| United Parks & Resorts Inc | Long | Equity-common | US | $680K | 13K | 0.23 |
| United States Lime & Minerals Inc | Long | Equity-common | US | $2M | 24K | 0.69 |
| Upwork Inc | Long | Equity-common | US | $388K | 32K | 0.13 |
| Uranium Energy Corp | Long | Equity-common | US | $340K | 57K | 0.11 |
| Urban Edge Properties | Long | Equity-common | US | $1M | 56K | 0.38 |
| Vector Group Ltd | Long | Equity-common | US | $848K | 66K | 0.29 |
| Veeco Instruments Inc | Long | Equity-common | US | $1M | 30K | 0.42 |
| Veracyte Inc | Long | Equity-common | US | $381K | 16K | 0.13 |
| Vericel Corp | Long | Equity-common | US | $773K | 15K | 0.26 |
| Veris Residential Inc | Long | Equity-common | US | $360K | 23K | 0.12 |
| Vertex Inc | Long | Equity-common | US | $2M | 39K | 0.52 |
| Viper Energy Inc | Long | Equity-common | US | $798K | 19K | 0.27 |
| Visteon Corp | Long | Equity-common | US | $373K | 3K | 0.13 |
| Vita Coco Co Inc/The | Long | Equity-common | US | $1M | 50K | 0.44 |
| Wabash National Corp | Long | Equity-common | US | $339K | 16K | 0.11 |
| Warby Parker Inc | Long | Equity-common | US | $1M | 87K | 0.49 |
| Westamerica BanCorp | Long | Equity-common | US | $1M | 21K | 0.39 |
| Winmark Corp | Long | Equity-common | US | $386K | 976 | 0.13 |
| WisdomTree Inc | Long | Equity-common | US | $2M | 177K | 0.72 |
| Xometry Inc | Long | Equity-common | US | $436K | 30K | 0.15 |
| Yelp Inc | Long | Equity-common | US | $692K | 19K | 0.23 |
| Zeta Global Holdings Corp | Long | Equity-common | US | $2M | 99K | 0.72 |
| Zuora Inc | Long | Equity-common | US | $641K | 71K | 0.22 |
Address
First Trust Exchange-Traded AlphaDEX Fund
120 East Liberty Drive
Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Robert F. Keith
Niel B. Nielson
Richard E. Erickson
Denise M. Keefe
Thomas R. Kadlec
James A. Bowen
Bronwyn Wright
Transfer Agents
The Bank of New York Mellon
Pricing Services
LSEG Pricing Service
ICE Data Pricing & Reference Data, LLC
Bloomberg L.P.
Custodians
The Bank of New York Mellon
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
SUSQUEHANNA FINANCIAL GROUP, LLLP
CITADEL SECURITIES LLC
CANTOR FITZGERALD & CO.
MIZUHO SECURITIES USA LLC
OLD MISSION MARKETS LLC