First Trust Advisors L.P. > First Trust Exchange-Traded AlphaDEX Fund
First Trust Financials AlphaDEX Fund
$824.48M
Avg Monthly Net Assets
$904.80M
Total Assets
$620K
Total Liabilities
$904.18M
Net Assets
First Trust Financials AlphaDEX Fund is an Exchange-Traded Fund in First Trust Exchange-Traded AlphaDEX Fund
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $824.48M.
On September 23rd, 2024 it reported 105 holdings, the largest
being Affiliated Managers Group Inc (1.8%), Jefferies Financial Group Inc (1.8%) and KKR & Co Inc (1.8%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust Financials AlphaDEX Fund | C000048899 | ARCX | FXO |
Holdings
From latest NPORT-P, filed September 23rd, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Affiliated Managers Group Inc | Long | Equity-common | US | $16M | 88K | 1.81 |
| Aflac Inc | Long | Equity-common | US | $9M | 93K | 0.98 |
| AGNC Investment Corp | Long | Equity-common | US | $9M | 868K | 0.96 |
| Allstate Corp/The | Long | Equity-common | US | $11M | 66K | 1.25 |
| Ally Financial Inc | Long | Equity-common | US | $16M | 348K | 1.73 |
| American Financial Group Inc/OH | Long | Equity-common | US | $3M | 21K | 0.31 |
| American International Group Inc | Long | Equity-common | US | $11M | 142K | 1.24 |
| Ameriprise Financial Inc | Long | Equity-common | US | $8M | 19K | 0.92 |
| Apollo Global Management Inc | Long | Equity-common | US | $15M | 117K | 1.62 |
| Arch Capital Group Ltd | Long | Equity-common | BM | $13M | 137K | 1.45 |
| Ares Management Corp | Long | Equity-common | US | $6M | 39K | 0.67 |
| Arthur J Gallagher & Co | Long | Equity-common | US | $9M | 32K | 1.00 |
| Assurant Inc | Long | Equity-common | US | $6M | 32K | 0.61 |
| Assured Guaranty Ltd | Long | Equity-common | BM | $15M | 179K | 1.63 |
| Axis Capital Holdings Ltd | Long | Equity-common | BM | $9M | 117K | 0.98 |
| Bank of America Corp | Long | Equity-common | US | $5M | 132K | 0.59 |
| Bank of New York Mellon Corp/The | Long | Equity-common | US | $6M | 88K | 0.63 |
| Bank OZK | Long | Equity-common | US | $12M | 256K | 1.33 |
| Berkshire Hathaway Inc | Long | Equity-common | US | $15M | 34K | 1.65 |
| Blackstone Inc | Long | Equity-common | US | $3M | 21K | 0.33 |
| Blue Owl Capital Inc | Long | Equity-common | US | $9M | 467K | 0.98 |
| BOK Financial Corp | Long | Equity-common | US | $6M | 57K | 0.65 |
| Brown & Brown Inc | Long | Equity-common | US | $12M | 118K | 1.29 |
| Cboe Global Markets Inc | Long | Equity-common | US | $3M | 15K | 0.31 |
| Charles Schwab Corp/The | Long | Equity-common | US | $2M | 36K | 0.26 |
| Chubb Ltd | Long | Equity-common | CH | $9M | 32K | 0.99 |
| Cincinnati Financial Corp | Long | Equity-common | US | $15M | 117K | 1.69 |
| Citigroup Inc | Long | Equity-common | US | $8M | 130K | 0.94 |
| Citizens Financial Group Inc | Long | Equity-common | US | $6M | 146K | 0.69 |
| CNA Financial Corp | Long | Equity-common | US | $9M | 180K | 0.98 |
| Coinbase Global Inc | Long | Equity-common | US | $5M | 24K | 0.59 |
| Columbia Banking System Inc | Long | Equity-common | US | $14M | 529K | 1.53 |
| Comerica Inc | Long | Equity-common | US | $9M | 162K | 0.98 |
| Corebridge Financial Inc | Long | Equity-common | US | $8M | 284K | 0.93 |
| Cullen/Frost Bankers Inc | Long | Equity-common | US | $3M | 26K | 0.33 |
| East West Bancorp Inc | Long | Equity-common | US | $10M | 113K | 1.10 |
| Equitable Holdings Inc | Long | Equity-common | US | $11M | 257K | 1.24 |
| Everest Group Ltd | Long | Equity-common | BM | $14M | 36K | 1.57 |
| Fidelity National Financial Inc | Long | Equity-common | US | $3M | 53K | 0.33 |
| Fifth Third Bancorp | Long | Equity-common | US | $6M | 144K | 0.67 |
| First American Financial Corp | Long | Equity-common | US | $6M | 97K | 0.65 |
| First Citizens BancShares Inc/NC | Long | Equity-common | US | $10M | 5K | 1.14 |
| First Hawaiian Inc | Long | Equity-common | US | $6M | 253K | 0.70 |
| First Horizon Corp | Long | Equity-common | US | $9M | 525K | 0.97 |
| FNB Corp/PA | Long | Equity-common | US | $12M | 769K | 1.30 |
| Franklin Resources Inc | Long | Equity-common | US | $11M | 471K | 1.19 |
| Globe Life Inc | Long | Equity-common | US | $12M | 128K | 1.31 |
| Goldman Sachs Financial Square Treasury Obligations Fund | Long | Short-term investment vehicle | US | $0 | 0 | – |
| Goldman Sachs Group Inc/The | Long | Equity-common | US | $16M | 31K | 1.72 |
| Hartford Financial Services Group Inc/The | Long | Equity-common | US | $9M | 82K | 1.01 |
| Houlihan Lokey Inc | Long | Equity-common | US | $6M | 39K | 0.65 |
| Huntington Bancshares Inc/OH | Long | Equity-common | US | $12M | 798K | 1.32 |
| Janus Henderson Group PLC | Long | Equity-common | GB | $15M | 409K | 1.69 |
| Jefferies Financial Group Inc | Long | Equity-common | US | $16M | 277K | 1.79 |
| JPMorgan Chase & Co | Long | Equity-common | US | $3M | 13K | 0.31 |
| KeyCorp | Long | Equity-common | US | $3M | 185K | 0.33 |
| KKR & Co Inc | Long | Equity-common | US | $16M | 131K | 1.79 |
| Lazard Inc | Long | Equity-common | US | $3M | 69K | 0.37 |
| Lincoln National Corp | Long | Equity-common | US | $11M | 338K | 1.25 |
| Loews Corp | Long | Equity-common | US | $11M | 141K | 1.24 |
| LPL Financial Holdings Inc | Long | Equity-common | US | $11M | 49K | 1.21 |
| M&T Bank Corp | Long | Equity-common | US | $12M | 69K | 1.32 |
| Markel Group Inc | Long | Equity-common | US | $14M | 9K | 1.59 |
| Marsh & McLennan Cos Inc | Long | Equity-common | US | $3M | 12K | 0.31 |
| MGIC Investment Corp | Long | Equity-common | US | $16M | 640K | 1.76 |
| Moody's Corp | Long | Equity-common | US | $3M | 6K | 0.32 |
| Morgan Stanley | Long | Equity-common | US | $11M | 108K | 1.24 |
| Morningstar Inc | Long | Equity-common | US | $3M | 9K | 0.31 |
| MSILF Treasury Portfolio | Long | Short-term investment vehicle | US | $863K | 863K | 0.10 |
| Northern Trust Corp | Long | Equity-common | US | $3M | 31K | 0.31 |
| NU Holdings Ltd/Cayman Islands | Long | Equity-common | BR | $13M | 1M | 1.44 |
| Old Republic International Corp | Long | Equity-common | US | $6M | 170K | 0.65 |
| OneMain Holdings Inc | Long | Equity-common | US | $11M | 217K | 1.25 |
| Pinnacle Financial Partners Inc | Long | Equity-common | US | $6M | 66K | 0.70 |
| PNC Financial Services Group Inc/The | Long | Equity-common | US | $6M | 34K | 0.68 |
| Popular Inc | Long | Equity-common | PR | $12M | 119K | 1.35 |
| Progressive Corp/The | Long | Equity-common | US | $14M | 66K | 1.57 |
| Prosperity Bancshares Inc | Long | Equity-common | US | $6M | 86K | 0.69 |
| Regions Financial Corp | Long | Equity-common | US | $6M | 262K | 0.65 |
| Reinsurance Group of America Inc | Long | Equity-common | US | $3M | 13K | 0.32 |
| RenaissanceRe Holdings Ltd | Long | Equity-common | BM | $14M | 62K | 1.58 |
| Rithm Capital Corp | Long | Equity-common | US | $11M | 964K | 1.24 |
| Ryan Specialty Holdings Inc | Long | Equity-common | US | $11M | 182K | 1.24 |
| SEI Investments Co | Long | Equity-common | US | $11M | 163K | 1.22 |
| SLM Corp | Long | Equity-common | US | $6M | 253K | 0.63 |
| Starwood Property Trust Inc | Long | Equity-common | US | $3M | 139K | 0.31 |
| State Street Corp | Long | Equity-common | US | $10M | 112K | 1.05 |
| Synovus Financial Corp | Long | Equity-common | US | $3M | 65K | 0.34 |
| T Rowe Price Group Inc | Long | Equity-common | US | $14M | 120K | 1.51 |
| TPG Inc | Long | Equity-common | US | $10M | 200K | 1.13 |
| Tradeweb Markets Inc | Long | Equity-common | US | $9M | 78K | 0.96 |
| Travelers Cos Inc/The | Long | Equity-common | US | $3M | 13K | 0.31 |
| Unum Group | Long | Equity-common | US | $12M | 206K | 1.31 |
| US Bancorp | Long | Equity-common | US | $6M | 132K | 0.66 |
| UWM Holdings Corp | Long | Equity-common | US | $3M | 379K | 0.35 |
| Virtu Financial Inc | Long | Equity-common | US | $6M | 234K | 0.71 |
| Voya Financial Inc | Long | Equity-common | US | $3M | 37K | 0.30 |
| W R Berkley Corp | Long | Equity-common | US | $3M | 50K | 0.31 |
| Webster Financial Corp | Long | Equity-common | US | $12M | 241K | 1.32 |
| Wells Fargo & Co | Long | Equity-common | US | $5M | 89K | 0.58 |
| Western Alliance Bancorp | Long | Equity-common | US | $11M | 132K | 1.17 |
| White Mountains Insurance Group Ltd | Long | Equity-common | US | $14M | 8K | 1.50 |
| Wintrust Financial Corp | Long | Equity-common | US | $6M | 53K | 0.64 |
| XP Inc | Long | Equity-common | BR | $3M | 149K | 0.28 |
| Zions Bancorp NA | Long | Equity-common | US | $10M | 191K | 1.09 |
Address
First Trust Exchange-Traded AlphaDEX Fund
120 East Liberty Drive
Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Robert F. Keith
Niel B. Nielson
Richard E. Erickson
Denise M. Keefe
Thomas R. Kadlec
James A. Bowen
Bronwyn Wright
Transfer Agents
The Bank of New York Mellon
Pricing Services
LSEG Pricing Service
ICE Data Pricing & Reference Data, LLC
Bloomberg L.P.
Custodians
The Bank of New York Mellon
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
SUSQUEHANNA FINANCIAL GROUP, LLLP
CITADEL SECURITIES LLC
CANTOR FITZGERALD & CO.
MIZUHO SECURITIES USA LLC
OLD MISSION MARKETS LLC