First Trust Advisors L.P. > First Trust Exchange-Traded AlphaDEX Fund
First Trust Small Cap Core AlphaDEX Fund
$844.58M
Avg Monthly Net Assets
$943.18M
Total Assets
$11.70M
Total Liabilities
$931.48M
Net Assets
First Trust Small Cap Core AlphaDEX Fund is an Exchange-Traded Fund in First Trust Exchange-Traded AlphaDEX Fund
from First Trust Advisors L.P.,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $844.58M.
On September 23rd, 2024 it reported 528 holdings, the largest
being BOFA SECURITIES, INC. (0.6%), MIZUHO SECURITIES USA LLC (0.6%) and Hawaiian Electric Industries I (0.5%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Exchange | Ticker | Monthly Returns (2 years) |
|---|---|---|---|---|
| First Trust Small Cap Core AlphaDEX Fund | C000047997 | XNMS | FYX |
Holdings
From latest NPORT-P, filed September 23rd, 2024 for period ending July 31st, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| 1st Source Corp | Long | Equity-common | US | $2M | 30K | 0.20 |
| AAR Corp | Long | Equity-common | US | $475K | 7K | 0.05 |
| ABM Industries Inc | Long | Equity-common | US | $2M | 42K | 0.25 |
| Acadia Realty Trust | Long | Equity-common | US | $1M | 60K | 0.14 |
| ACI Worldwide Inc | Long | Equity-common | US | $2M | 54K | 0.25 |
| ACV Auctions Inc | Long | Equity-common | US | $1M | 59K | 0.11 |
| Addus HomeCare Corp | Long | Equity-common | US | $559K | 5K | 0.06 |
| Adeia Inc | Long | Equity-common | US | $1M | 96K | 0.12 |
| Adient PLC | Long | Equity-common | US | $3M | 108K | 0.30 |
| ADMA Biologics Inc | Long | Equity-common | US | $3M | 239K | 0.32 |
| Adtalem Global Education Inc | Long | Equity-common | US | $3M | 39K | 0.33 |
| Advantage Solutions Inc | Long | Equity-common | US | $2M | 498K | 0.21 |
| agilon health Inc | Long | Equity-common | US | $1M | 164K | 0.12 |
| Agilysys Inc | Long | Equity-common | US | $2M | 21K | 0.25 |
| Agios Pharmaceuticals Inc | Long | Equity-common | US | $3M | 62K | 0.31 |
| Air Transport Services Group Inc | Long | Equity-common | US | $3M | 193K | 0.33 |
| Alamo Group Inc | Long | Equity-common | US | $596K | 3K | 0.06 |
| Alarm.com Holdings Inc | Long | Equity-common | US | $594K | 8K | 0.06 |
| Albany International Corp | Long | Equity-common | US | $1M | 13K | 0.13 |
| Alexander & Baldwin Inc | Long | Equity-common | US | $1M | 63K | 0.13 |
| Alexander's Inc | Long | Equity-common | US | $2M | 7K | 0.19 |
| Alignment Healthcare Inc | Long | Equity-common | US | $3M | 342K | 0.32 |
| Alkami Technology Inc | Long | Equity-common | US | $3M | 94K | 0.33 |
| Allegiant Travel Co | Long | Equity-common | US | $3M | 53K | 0.32 |
| Altice USA Inc | Long | Equity-common | US | $548K | 262K | 0.06 |
| AMC Entertainment Holdings Inc | Long | Equity-common | US | $570K | 107K | 0.06 |
| American Assets Trust Inc | Long | Equity-common | US | $3M | 96K | 0.27 |
| AMN Healthcare Services Inc | Long | Equity-common | US | $3M | 42K | 0.30 |
| Amneal Pharmaceuticals Inc | Long | Equity-common | US | $2M | 337K | 0.27 |
| Andersons Inc/The | Long | Equity-common | US | $2M | 43K | 0.25 |
| ANI Pharmaceuticals Inc | Long | Equity-common | US | $1M | 17K | 0.12 |
| Apartment Investment and Management Co | Long | Equity-common | US | $1M | 129K | 0.12 |
| Apogee Enterprises Inc | Long | Equity-common | US | $2M | 26K | 0.19 |
| Apollo Commercial Real Estate Finance Inc | Long | Equity-common | US | $595K | 55K | 0.06 |
| Arbor Realty Trust Inc | Long | Equity-common | US | $2M | 149K | 0.22 |
| ArcBest Corp | Long | Equity-common | US | $2M | 15K | 0.20 |
| Arch Resources Inc | Long | Equity-common | US | $3M | 18K | 0.28 |
| Archrock Inc | Long | Equity-common | US | $3M | 132K | 0.29 |
| Ardelyx Inc | Long | Equity-common | US | $2M | 289K | 0.17 |
| Artisan Partners Asset Management Inc | Long | Equity-common | US | $572K | 13K | 0.06 |
| Associated Banc-Corp | Long | Equity-common | US | $1M | 51K | 0.12 |
| Astrana Health Inc | Long | Equity-common | US | $692K | 13K | 0.07 |
| Atlantic Union Bankshares Corp | Long | Equity-common | US | $2M | 49K | 0.22 |
| Atlas Energy Solutions Inc | Long | Equity-common | US | $2M | 80K | 0.18 |
| Atmus Filtration Technologies Inc | Long | Equity-common | US | $573K | 19K | 0.06 |
| AvePoint Inc | Long | Equity-common | US | $3M | 257K | 0.30 |
| AvidXchange Holdings Inc | Long | Equity-common | US | $793K | 89K | 0.09 |
| Avista Corp | Long | Equity-common | US | $3M | 77K | 0.32 |
| Axos Financial Inc | Long | Equity-common | US | $3M | 37K | 0.29 |
| AZZ Inc | Long | Equity-common | US | $3M | 35K | 0.30 |
| Baldwin Insurance Group Inc/The | Long | Equity-common | US | $3M | 75K | 0.35 |
| BancFirst Corp | Long | Equity-common | US | $1M | 12K | 0.14 |
| Bancorp Inc/The | Long | Equity-common | US | $3M | 57K | 0.32 |
| Bank of Hawaii Corp | Long | Equity-common | US | $641K | 9K | 0.07 |
| BankUnited Inc | Long | Equity-common | US | $3M | 73K | 0.30 |
| Banner Corp | Long | Equity-common | US | $3M | 43K | 0.27 |
| Barnes Group Inc | Long | Equity-common | US | $521K | 13K | 0.06 |
| Beazer Homes USA Inc | Long | Equity-common | US | $3M | 97K | 0.35 |
| Belden Inc | Long | Equity-common | US | $1M | 11K | 0.11 |
| Berkshire Hills Bancorp Inc | Long | Equity-common | US | $647K | 23K | 0.07 |
| BioCryst Pharmaceuticals Inc | Long | Equity-common | US | $2M | 260K | 0.20 |
| Bloom Energy Corp | Long | Equity-common | US | $592K | 44K | 0.06 |
| Bloomin' Brands Inc | Long | Equity-common | US | $1M | 56K | 0.12 |
| BlueLinx Holdings Inc | Long | Equity-common | US | $3M | 23K | 0.30 |
| BOFA SECURITIES INC (BOFA SECURITIES, INC.) | Long | Repurchase agreement | US | $6M | – | 0.61 |
| Boot Barn Holdings Inc | Long | Equity-common | US | $554K | 4K | 0.06 |
| Bowlero Corp | Long | Equity-common | US | $2M | 148K | 0.21 |
| Brady Corp | Long | Equity-common | US | $2M | 32K | 0.25 |
| Bread Financial Holdings Inc | Long | Equity-common | US | $3M | 60K | 0.35 |
| Brinker International Inc | Long | Equity-common | US | $987K | 15K | 0.11 |
| Broadstone Net Lease Inc | Long | Equity-common | US | $3M | 168K | 0.31 |
| Brookdale Senior Living Inc | Long | Equity-common | US | $3M | 391K | 0.32 |
| Buckle Inc/The | Long | Equity-common | US | $2M | 43K | 0.20 |
| Bumble Inc | Long | Equity-common | US | $950K | 102K | 0.10 |
| C3.ai Inc | Long | Equity-common | US | $494K | 18K | 0.05 |
| Cable One Inc | Long | Equity-common | US | $3M | 8K | 0.34 |
| Cactus Inc | Long | Equity-common | US | $3M | 41K | 0.27 |
| Cadre Holdings Inc | Long | Equity-common | US | $1M | 32K | 0.13 |
| Cal-Maine Foods Inc | Long | Equity-common | US | $3M | 44K | 0.34 |
| Caleres Inc | Long | Equity-common | US | $2M | 48K | 0.20 |
| California Resources Corp | Long | Equity-common | US | $3M | 50K | 0.28 |
| California Water Service Group | Long | Equity-common | US | $2M | 33K | 0.19 |
| CareTrust REIT Inc | Long | Equity-common | US | $574K | 21K | 0.06 |
| Cargurus Inc | Long | Equity-common | US | $1M | 41K | 0.11 |
| Carpenter Technology Corp | Long | Equity-common | US | $4M | 24K | 0.38 |
| Cars.com Inc | Long | Equity-common | US | $2M | 81K | 0.18 |
| Carter's Inc | Long | Equity-common | US | $2M | 35K | 0.22 |
| Catalyst Pharmaceuticals Inc | Long | Equity-common | US | $1M | 69K | 0.13 |
| Cathay General Bancorp | Long | Equity-common | US | $3M | 57K | 0.27 |
| Cavco Industries Inc | Long | Equity-common | US | $1M | 3K | 0.14 |
| CBIZ Inc | Long | Equity-common | US | $2M | 29K | 0.22 |
| Celldex Therapeutics Inc | Long | Equity-common | US | $551K | 14K | 0.06 |
| Central Garden & Pet Co | Long | Equity-common | US | $2M | 65K | 0.24 |
| Century Aluminum Co | Long | Equity-common | US | $2M | 128K | 0.21 |
| Century Communities Inc | Long | Equity-common | US | $3M | 33K | 0.37 |
| Cheesecake Factory Inc/The | Long | Equity-common | US | $529K | 14K | 0.06 |
| Chefs' Warehouse Inc/The | Long | Equity-common | US | $569K | 14K | 0.06 |
| Chegg Inc | Long | Equity-common | US | $3M | 846K | 0.31 |
| Chesapeake Utilities Corp | Long | Equity-common | US | $1M | 10K | 0.13 |
| Chimera Investment Corp | Long | Equity-common | US | $3M | 209K | 0.33 |
| Cimpress PLC | Long | Equity-common | IE | $2M | 24K | 0.24 |
| Cinemark Holdings Inc | Long | Equity-common | US | $3M | 124K | 0.31 |
| City Holding Co | Long | Equity-common | US | $2M | 15K | 0.20 |
| Claros Mortgage Trust Inc | Long | Equity-common | US | $634K | 67K | 0.07 |
| Cleanspark Inc | Long | Equity-common | US | $536K | 34K | 0.06 |
| Clear Secure Inc | Long | Equity-common | US | $610K | 29K | 0.07 |
| Clearwater Analytics Holdings Inc | Long | Equity-common | US | $564K | 29K | 0.06 |
| Clearway Energy Inc | Long | Equity-common | US | $1M | 43K | 0.12 |
| CNO Financial Group Inc | Long | Equity-common | US | $3M | 77K | 0.29 |
| CNX Resources Corp | Long | Equity-common | US | $3M | 110K | 0.31 |
| Cohu Inc | Long | Equity-common | US | $517K | 16K | 0.06 |
| Collegium Pharmaceutical Inc | Long | Equity-common | US | $3M | 66K | 0.28 |
| Columbia Financial Inc | Long | Equity-common | US | $643K | 36K | 0.07 |
| Columbus McKinnon Corp/NY | Long | Equity-common | US | $2M | 62K | 0.25 |
| Community Financial System Inc | Long | Equity-common | US | $1M | 23K | 0.15 |
| Comstock Resources Inc | Long | Equity-common | US | $2M | 206K | 0.21 |
| CONSOL Energy Inc | Long | Equity-common | US | $3M | 26K | 0.28 |
| Construction Partners Inc | Long | Equity-common | US | $3M | 48K | 0.34 |
| COPT Defense Properties | Long | Equity-common | US | $619K | 21K | 0.07 |
| Corcept Therapeutics Inc | Long | Equity-common | US | $3M | 66K | 0.27 |
| CoreCivic Inc | Long | Equity-common | US | $3M | 206K | 0.31 |
| Corsair Gaming Inc | Long | Equity-common | US | $398K | 48K | 0.04 |
| Cracker Barrel Old Country Store Inc | Long | Equity-common | US | $2M | 38K | 0.19 |
| Credo Technology Group Holding Ltd | Long | Equity-common | US | $2M | 67K | 0.20 |
| Crinetics Pharmaceuticals Inc | Long | Equity-common | US | $1M | 24K | 0.14 |
| CSG Systems International Inc | Long | Equity-common | US | $1M | 26K | 0.13 |
| CSW Industrials Inc | Long | Equity-common | US | $3M | 8K | 0.28 |
| CTS Corp | Long | Equity-common | US | $1M | 21K | 0.11 |
| Custom Truck One Source Inc | Long | Equity-common | US | $2M | 492K | 0.26 |
| Customers Bancorp Inc | Long | Equity-common | US | $4M | 56K | 0.39 |
| CVB Financial Corp | Long | Equity-common | US | $2M | 93K | 0.19 |
| Dana Inc | Long | Equity-common | US | $2M | 176K | 0.24 |
| Dave & Buster's Entertainment Inc | Long | Equity-common | US | $505K | 13K | 0.05 |
| Delek US Holdings Inc | Long | Equity-common | US | $1M | 43K | 0.11 |
| DiamondRock Hospitality Co | Long | Equity-common | US | $521K | 63K | 0.06 |
| Diebold Nixdorf Inc | Long | Equity-common | US | $3M | 69K | 0.32 |
| DigitalOcean Holdings Inc | Long | Equity-common | US | $510K | 15K | 0.05 |
| Diodes Inc | Long | Equity-common | US | $2M | 30K | 0.25 |
| Distribution Solutions Group Inc | Long | Equity-common | US | $2M | 53K | 0.19 |
| DNOW Inc | Long | Equity-common | US | $3M | 195K | 0.32 |
| Donnelley Financial Solutions Inc | Long | Equity-common | US | $2M | 27K | 0.19 |
| Dorian LPG Ltd | Long | Equity-common | US | $2M | 51K | 0.22 |
| Dorman Products Inc | Long | Equity-common | US | $2M | 18K | 0.19 |
| Douglas Emmett Inc | Long | Equity-common | US | $2M | 121K | 0.21 |
| Doximity Inc | Long | Equity-common | US | $1M | 38K | 0.11 |
| Dream Finders Homes Inc | Long | Equity-common | US | $653K | 21K | 0.07 |
| Driven Brands Holdings Inc | Long | Equity-common | US | $565K | 42K | 0.06 |
| Dutch Bros Inc | Long | Equity-common | US | $1M | 39K | 0.16 |
| Dycom Industries Inc | Long | Equity-common | US | $3M | 16K | 0.31 |
| E2open Parent Holdings Inc | Long | Equity-common | US | $556K | 119K | 0.06 |
| Easterly Government Properties Inc | Long | Equity-common | US | $2M | 130K | 0.19 |
| Eastern Bankshares Inc | Long | Equity-common | US | $3M | 191K | 0.34 |
| EchoStar Corp | Long | Equity-common | US | $3M | 150K | 0.32 |
| Ecovyst Inc | Long | Equity-common | US | $3M | 298K | 0.31 |
| Edgewell Personal Care Co | Long | Equity-common | US | $2M | 53K | 0.22 |
| Elme Communities | Long | Equity-common | US | $552K | 34K | 0.06 |
| Empire State Realty Trust Inc | Long | Equity-common | US | $1M | 114K | 0.13 |
| Employers Holdings Inc | Long | Equity-common | US | $3M | 63K | 0.32 |
| Energizer Holdings Inc | Long | Equity-common | US | $557K | 18K | 0.06 |
| Enerpac Tool Group Corp | Long | Equity-common | US | $2M | 56K | 0.24 |
| Enova International Inc | Long | Equity-common | US | $3M | 34K | 0.32 |
| Enovis Corp | Long | Equity-common | US | $1M | 24K | 0.12 |
| Enovix Corp | Long | Equity-common | US | $2M | 138K | 0.21 |
| Enterprise Financial Services Corp | Long | Equity-common | US | $3M | 52K | 0.30 |
| Envestnet Inc | Long | Equity-common | US | $2M | 26K | 0.17 |
| ePlus Inc | Long | Equity-common | US | $2M | 22K | 0.21 |
| Equity Commonwealth | Long | Equity-common | US | $2M | 83K | 0.18 |
| ESCO Technologies Inc | Long | Equity-common | US | $626K | 5K | 0.07 |
| Expro Group Holdings NV | Long | Equity-common | US | $542K | 23K | 0.06 |
| Extreme Networks Inc | Long | Equity-common | US | $569K | 40K | 0.06 |
| FB Financial Corp | Long | Equity-common | US | $1M | 27K | 0.14 |
| Federal Agricultural Mortgage Corp (Farmer Mac) | Long | Equity-common | US | $2M | 9K | 0.20 |
| Federated Hermes Inc | Long | Equity-common | US | $2M | 65K | 0.24 |
| First Advantage Corp | Long | Equity-common | US | $573K | 33K | 0.06 |
| First BanCorp/Puerto Rico | Long | Equity-common | PR | $1M | 58K | 0.13 |
| First Bancorp/Southern Pines NC | Long | Equity-common | US | $2M | 50K | 0.23 |
| First Busey Corp | Long | Equity-common | US | $2M | 66K | 0.20 |
| First Commonwealth Financial Corp | Long | Equity-common | US | $3M | 155K | 0.30 |
| First Financial Bancorp | Long | Equity-common | US | $3M | 96K | 0.28 |
| First Hawaiian Inc | Long | Equity-common | US | $2M | 77K | 0.21 |
| First Interstate BancSystem Inc | Long | Equity-common | US | $2M | 58K | 0.20 |
| First Merchants Corp | Long | Equity-common | US | $3M | 64K | 0.28 |
| First Watch Restaurant Group Inc | Long | Equity-common | US | $495K | 30K | 0.05 |
| Fluence Energy Inc | Long | Equity-common | US | $1M | 62K | 0.11 |
| Forestar Group Inc | Long | Equity-common | US | $529K | 17K | 0.06 |
| FormFactor Inc | Long | Equity-common | US | $1M | 27K | 0.15 |
| Fortrea Holdings Inc | Long | Equity-common | US | $632K | 23K | 0.07 |
| Forward Air Corp | Long | Equity-common | US | $712K | 28K | 0.08 |
| Four Corners Property Trust Inc | Long | Equity-common | US | $588K | 22K | 0.06 |
| Fox Factory Holding Corp | Long | Equity-common | US | $2M | 33K | 0.19 |
| Franklin BSP Realty Trust Inc | Long | Equity-common | US | $1M | 85K | 0.13 |
| Fresh Del Monte Produce Inc | Long | Equity-common | US | $1M | 49K | 0.13 |
| Frontdoor Inc | Long | Equity-common | US | $2M | 47K | 0.20 |
| Fulton Financial Corp | Long | Equity-common | US | $2M | 94K | 0.20 |
| G-III Apparel Group Ltd | Long | Equity-common | US | $1M | 40K | 0.12 |
| Garrett Motion Inc | Long | Equity-common | CH | $545K | 62K | 0.06 |
| Gentherm Inc | Long | Equity-common | US | $1M | 22K | 0.13 |
| Genworth Financial Inc | Long | Equity-common | US | $1M | 177K | 0.13 |
| GEO Group Inc/The | Long | Equity-common | US | $2M | 112K | 0.17 |
| Geron Corp | Long | Equity-common | US | $3M | 631K | 0.32 |
| Getty Realty Corp | Long | Equity-common | US | $2M | 60K | 0.19 |
| Gibraltar Industries Inc | Long | Equity-common | US | $579K | 8K | 0.06 |
| Global Industrial Co | Long | Equity-common | US | $595K | 17K | 0.06 |
| Gogo Inc | Long | Equity-common | US | $2M | 167K | 0.16 |
| Golden Entertainment Inc | Long | Equity-common | US | $3M | 86K | 0.31 |
| Golub Capital BDC Inc | Long | Equity-common | US | $1M | 68K | 0.11 |
| Graham Holdings Co | Long | Equity-common | US | $3M | 4K | 0.32 |
| Granite Construction Inc | Long | Equity-common | US | $3M | 43K | 0.32 |
| Green Brick Partners Inc | Long | Equity-common | US | $1M | 19K | 0.15 |
| Green Plains Inc | Long | Equity-common | US | $598K | 34K | 0.06 |
| Greenbrier Cos Inc/The | Long | Equity-common | US | $2M | 43K | 0.24 |
| Greif Inc | Long | Equity-common | US | $3M | 47K | 0.33 |
| Griffon Corp | Long | Equity-common | US | $2M | 25K | 0.19 |
| Grocery Outlet Holding Corp | Long | Equity-common | US | $946K | 48K | 0.10 |
| Guardant Health Inc | Long | Equity-common | US | $1M | 37K | 0.14 |
| Guess? Inc | Long | Equity-common | CH | $3M | 131K | 0.34 |
| Gulfport Energy Corp | Long | Equity-common | US | $1M | 7K | 0.11 |
| H&E Equipment Services Inc | Long | Equity-common | US | $633K | 12K | 0.07 |
| HA Sustainable Infrastructure Capital Inc | Long | Equity-common | US | $2M | 54K | 0.19 |
| Harmony Biosciences Holdings Inc | Long | Equity-common | US | $600K | 18K | 0.06 |
| Hawaiian Electric Industries Inc | Long | Equity-common | US | $5M | 296K | 0.53 |
| Hawkins Inc | Long | Equity-common | US | $3M | 29K | 0.33 |
| Hayward Holdings Inc | Long | Equity-common | US | $643K | 43K | 0.07 |
| Heartland Express Inc | Long | Equity-common | US | $2M | 130K | 0.18 |
| Helen of Troy Ltd | Long | Equity-common | US | $1M | 23K | 0.15 |
| Helios Technologies Inc | Long | Equity-common | US | $515K | 11K | 0.06 |
| Helix Energy Solutions Group Inc | Long | Equity-common | US | $3M | 224K | 0.28 |
| Herbalife Ltd | Long | Equity-common | US | $1M | 103K | 0.14 |
| Hertz Global Holdings Inc | Long | Equity-common | US | $3M | 757K | 0.33 |
| Highwoods Properties Inc | Long | Equity-common | US | $3M | 81K | 0.27 |
| Hillenbrand Inc | Long | Equity-common | US | $1M | 27K | 0.13 |
| Hillman Solutions Corp | Long | Equity-common | US | $613K | 60K | 0.07 |
| Hilltop Holdings Inc | Long | Equity-common | US | $1M | 34K | 0.12 |
| Hims & Hers Health Inc | Long | Equity-common | US | $3M | 132K | 0.30 |
| HNI Corp | Long | Equity-common | US | $1M | 24K | 0.14 |
| Hope Bancorp Inc | Long | Equity-common | US | $2M | 149K | 0.21 |
| Horace Mann Educators Corp | Long | Equity-common | US | $1M | 33K | 0.12 |
| Hub Group Inc | Long | Equity-common | US | $2M | 50K | 0.25 |
| Hudson Pacific Properties Inc | Long | Equity-common | US | $3M | 556K | 0.36 |
| Huron Consulting Group Inc | Long | Equity-common | US | $2M | 16K | 0.19 |
| ICF International Inc | Long | Equity-common | US | $2M | 14K | 0.23 |
| ICU Medical Inc | Long | Equity-common | US | $2M | 14K | 0.18 |
| IES Holdings Inc | Long | Equity-common | US | $3M | 19K | 0.32 |
| ImmunityBio Inc | Long | Equity-common | US | $2M | 423K | 0.23 |
| Impinj Inc | Long | Equity-common | US | $3M | 17K | 0.29 |
| Inari Medical Inc | Long | Equity-common | US | $517K | 11K | 0.06 |
| Independent Bank Corp | Long | Equity-common | US | $3M | 42K | 0.29 |
| Ingles Markets Inc | Long | Equity-common | US | $3M | 39K | 0.34 |
| Innospec Inc | Long | Equity-common | US | $1M | 9K | 0.12 |
| Innovative Industrial Properties Inc | Long | Equity-common | US | $2M | 15K | 0.19 |
| Innoviva Inc | Long | Equity-common | US | $3M | 163K | 0.33 |
| Intapp Inc | Long | Equity-common | US | $522K | 15K | 0.06 |
| Integra LifeSciences Holdings Corp | Long | Equity-common | US | $911K | 37K | 0.10 |
| InterDigital Inc | Long | Equity-common | US | $2M | 18K | 0.24 |
| International Bancshares Corp | Long | Equity-common | US | $3M | 37K | 0.27 |
| International Seaways Inc | Long | Equity-common | US | $2M | 36K | 0.22 |
| InvenTrust Properties Corp | Long | Equity-common | US | $608K | 22K | 0.07 |
| Itron Inc | Long | Equity-common | US | $3M | 27K | 0.30 |
| J & J Snack Foods Corp | Long | Equity-common | US | $2M | 10K | 0.18 |
| Janus International Group Inc | Long | Equity-common | US | $1M | 85K | 0.13 |
| JBG SMITH Properties | Long | Equity-common | US | $1M | 70K | 0.12 |
| JELD-WEN Holding Inc | Long | Equity-common | US | $2M | 119K | 0.21 |
| John Bean Technologies Corp | Long | Equity-common | US | $3M | 28K | 0.30 |
| Kaiser Aluminum Corp | Long | Equity-common | US | $1M | 18K | 0.15 |
| Kennametal Inc | Long | Equity-common | US | $2M | 91K | 0.25 |
| Kennedy-Wilson Holdings Inc | Long | Equity-common | US | $573K | 55K | 0.06 |
| Kforce Inc | Long | Equity-common | US | $598K | 9K | 0.06 |
| Kinetik Holdings Inc | Long | Equity-common | US | $1M | 26K | 0.11 |
| Knowles Corp | Long | Equity-common | US | $2M | 124K | 0.24 |
| Kodiak Gas Services Inc | Long | Equity-common | US | $1M | 39K | 0.12 |
| Kohl's Corp | Long | Equity-common | US | $3M | 116K | 0.27 |
| Koppers Holdings Inc | Long | Equity-common | US | $3M | 72K | 0.32 |
| Korn Ferry | Long | Equity-common | US | $1M | 16K | 0.13 |
| Kosmos Energy Ltd | Long | Equity-common | US | $2M | 386K | 0.23 |
| Kratos Defense & Security Solutions Inc | Long | Equity-common | US | $2M | 107K | 0.26 |
| Krispy Kreme Inc | Long | Equity-common | US | $528K | 50K | 0.06 |
| Krystal Biotech Inc | Long | Equity-common | US | $3M | 15K | 0.33 |
| Kymera Therapeutics Inc | Long | Equity-common | US | $2M | 36K | 0.18 |
| La-Z-Boy Inc | Long | Equity-common | US | $3M | 72K | 0.34 |
| Ladder Capital Corp | Long | Equity-common | US | $568K | 47K | 0.06 |
| Lakeland Financial Corp | Long | Equity-common | US | $1M | 17K | 0.13 |
| Laureate Education Inc | Long | Equity-common | US | $2M | 107K | 0.18 |
| LCI Industries | Long | Equity-common | US | $1M | 10K | 0.13 |
| Leggett & Platt Inc | Long | Equity-common | US | $614K | 47K | 0.07 |
| LeMaitre Vascular Inc | Long | Equity-common | US | $2M | 26K | 0.24 |
| Lemonade Inc | Long | Equity-common | US | $584K | 32K | 0.06 |
| Levi Strauss & Co | Long | Equity-common | US | $508K | 28K | 0.05 |
| LGI Homes Inc | Long | Equity-common | US | $3M | 24K | 0.30 |
| Liberty Latin America Ltd | Long | Equity-common | US | $2M | 222K | 0.25 |
| Life Time Group Holdings Inc | Long | Equity-common | US | $1M | 57K | 0.13 |
| Ligand Pharmaceuticals Inc | Long | Equity-common | US | $3M | 25K | 0.30 |
| Lindsay Corp | Long | Equity-common | US | $1M | 9K | 0.12 |
| Live Oak Bancshares Inc | Long | Equity-common | US | $1M | 31K | 0.15 |
| LiveRamp Holdings Inc | Long | Equity-common | US | $523K | 17K | 0.06 |
| LTC Properties Inc | Long | Equity-common | US | $1M | 31K | 0.12 |
| LXP Industrial Trust | Long | Equity-common | US | $1M | 117K | 0.13 |
| Madison Square Garden Entertainment Corp | Long | Equity-common | US | $617K | 16K | 0.07 |
| Magnite Inc | Long | Equity-common | US | $2M | 121K | 0.19 |
| Marriott Vacations Worldwide Corp | Long | Equity-common | US | $2M | 24K | 0.22 |
| Marten Transport Ltd | Long | Equity-common | US | $2M | 116K | 0.23 |
| Masterbrand Inc | Long | Equity-common | US | $3M | 182K | 0.35 |
| Matthews International Corp | Long | Equity-common | US | $2M | 85K | 0.27 |
| Merchants Bancorp/IN | Long | Equity-common | US | $2M | 53K | 0.25 |
| Mercury General Corp | Long | Equity-common | US | $2M | 30K | 0.19 |
| MeridianLink Inc | Long | Equity-common | US | $1M | 50K | 0.13 |
| Merus NV | Long | Equity-common | NL | $1M | 27K | 0.15 |
| MFA Financial Inc | Long | Equity-common | US | $1M | 101K | 0.12 |
| MillerKnoll Inc | Long | Equity-common | US | $3M | 81K | 0.27 |
| Minerals Technologies Inc | Long | Equity-common | US | $1M | 13K | 0.11 |
| Mirion Technologies Inc | Long | Equity-common | US | $2M | 149K | 0.17 |
| Mirum Pharmaceuticals Inc | Long | Equity-common | US | $3M | 78K | 0.34 |
| MIZUHO SECURITIES USA LLC | Long | Repurchase agreement | US | $5M | – | 0.59 |
| Monarch Casino & Resort Inc | Long | Equity-common | US | $2M | 31K | 0.26 |
| MP Materials Corp | Long | Equity-common | US | $568K | 42K | 0.06 |
| MSILF Treasury Portfolio | Long | Short-term investment vehicle | US | $850K | 850K | 0.09 |
| Mueller Water Products Inc | Long | Equity-common | US | $617K | 30K | 0.07 |
| MYR Group Inc | Long | Equity-common | US | $553K | 4K | 0.06 |
| Myriad Genetics Inc | Long | Equity-common | US | $2M | 66K | 0.20 |
| N-able Inc/US | Long | Equity-common | US | $1M | 105K | 0.16 |
| Napco Security Technologies Inc | Long | Equity-common | US | $2M | 41K | 0.25 |
| National Bank Holdings Corp | Long | Equity-common | US | $2M | 41K | 0.18 |
| National Health Investors Inc | Long | Equity-common | US | $2M | 24K | 0.19 |
| National HealthCare Corp | Long | Equity-common | US | $2M | 15K | 0.22 |
| National Storage Affiliates Trust | Long | Equity-common | US | $2M | 39K | 0.18 |
| National Vision Holdings Inc | Long | Equity-common | US | $591K | 41K | 0.06 |
| Navient Corp | Long | Equity-common | US | $2M | 147K | 0.26 |
| NBT Bancorp Inc | Long | Equity-common | US | $1M | 28K | 0.15 |
| Nelnet Inc | Long | Equity-common | US | $1M | 11K | 0.13 |
| NetScout Systems Inc | Long | Equity-common | US | $595K | 29K | 0.06 |
| Newmark Group Inc | Long | Equity-common | US | $2M | 157K | 0.22 |
| Nicolet Bankshares Inc | Long | Equity-common | US | $2M | 19K | 0.21 |
| NMI Holdings Inc | Long | Equity-common | US | $3M | 79K | 0.33 |
| Nordstrom Inc | Long | Equity-common | US | $2M | 101K | 0.25 |
| Northwest Bancshares Inc | Long | Equity-common | US | $3M | 185K | 0.28 |
| Northwest Natural Holding Co | Long | Equity-common | US | $3M | 74K | 0.32 |
| Northwestern Energy Group Inc | Long | Equity-common | US | $3M | 53K | 0.31 |
| NV5 Global Inc | Long | Equity-common | US | $1M | 12K | 0.13 |
| O-I Glass Inc | Long | Equity-common | US | $2M | 144K | 0.21 |
| Oceaneering International Inc | Long | Equity-common | US | $1M | 45K | 0.15 |
| OceanFirst Financial Corp | Long | Equity-common | US | $2M | 135K | 0.26 |
| ODP Corp/The | Long | Equity-common | US | $2M | 54K | 0.25 |
| OFG Bancorp | Long | Equity-common | PR | $2M | 43K | 0.21 |
| Olaplex Holdings Inc | Long | Equity-common | US | $3M | 1M | 0.31 |
| Omnicell Inc | Long | Equity-common | US | $2M | 59K | 0.19 |
| OneSpaWorld Holdings Ltd | Long | Equity-common | BS | $3M | 174K | 0.30 |
| Orion SA | Long | Equity-common | US | $2M | 97K | 0.26 |
| Oscar Health Inc | Long | Equity-common | US | $3M | 169K | 0.32 |
| OSI Systems Inc | Long | Equity-common | US | $2M | 12K | 0.19 |
| Outfront Media Inc | Long | Equity-common | US | $606K | 37K | 0.07 |
| Owens & Minor Inc | Long | Equity-common | US | $3M | 158K | 0.28 |
| Oxford Industries Inc | Long | Equity-common | US | $562K | 5K | 0.06 |
| Pacific Premier Bancorp Inc | Long | Equity-common | US | $630K | 23K | 0.07 |
| Pacira BioSciences Inc | Long | Equity-common | US | $2M | 75K | 0.17 |
| Pactiv Evergreen Inc | Long | Equity-common | US | $2M | 142K | 0.20 |
| PagerDuty Inc | Long | Equity-common | US | $976K | 47K | 0.10 |
| Palomar Holdings Inc | Long | Equity-common | US | $2M | 26K | 0.26 |
| Par Pacific Holdings Inc | Long | Equity-common | US | $3M | 106K | 0.30 |
| PAR Technology Corp | Long | Equity-common | US | $1M | 23K | 0.12 |
| Paramount Group Inc | Long | Equity-common | US | $605K | 115K | 0.06 |
| Park Hotels & Resorts Inc | Long | Equity-common | US | $1M | 71K | 0.12 |
| Park National Corp | Long | Equity-common | US | $665K | 4K | 0.07 |
| Pathward Financial Inc | Long | Equity-common | US | $2M | 28K | 0.21 |
| Patrick Industries Inc | Long | Equity-common | US | $2M | 15K | 0.20 |
| Patterson Cos Inc | Long | Equity-common | US | $2M | 89K | 0.24 |
| Payoneer Global Inc | Long | Equity-common | US | $2M | 386K | 0.23 |
| PC Connection Inc | Long | Equity-common | US | $1M | 17K | 0.13 |
| PDF Solutions Inc | Long | Equity-common | US | $1M | 29K | 0.11 |
| Pebblebrook Hotel Trust | Long | Equity-common | US | $532K | 39K | 0.06 |
| PennyMac Mortgage Investment Trust | Long | Equity-common | US | $2M | 117K | 0.17 |
| Peoples Bancorp Inc/OH | Long | Equity-common | US | $2M | 71K | 0.25 |
| Perdoceo Education Corp | Long | Equity-common | US | $3M | 125K | 0.33 |
| Phinia Inc | Long | Equity-common | US | $3M | 68K | 0.33 |
| Piper Sandler Cos | Long | Equity-common | US | $635K | 2K | 0.07 |
| PJT Partners Inc | Long | Equity-common | US | $3M | 25K | 0.35 |
| Plexus Corp | Long | Equity-common | US | $664K | 5K | 0.07 |
| PNM Resources Inc | Long | Equity-common | US | $2M | 43K | 0.19 |
| Powell Industries Inc | Long | Equity-common | US | $3M | 19K | 0.37 |
| Preferred Bank/Los Angeles CA | Long | Equity-common | US | $2M | 28K | 0.26 |
| Premier Inc | Long | Equity-common | US | $601K | 29K | 0.06 |
| Prestige Consumer Healthcare Inc | Long | Equity-common | US | $2M | 23K | 0.18 |
| PriceSmart Inc | Long | Equity-common | US | $2M | 20K | 0.19 |
| Primoris Services Corp | Long | Equity-common | US | $2M | 32K | 0.19 |
| Privia Health Group Inc | Long | Equity-common | US | $638K | 31K | 0.07 |
| PROCEPT BioRobotics Corp | Long | Equity-common | US | $3M | 44K | 0.30 |
| PROG Holdings Inc | Long | Equity-common | US | $3M | 77K | 0.37 |
| Progress Software Corp | Long | Equity-common | US | $1M | 20K | 0.12 |
| Protagonist Therapeutics Inc | Long | Equity-common | US | $3M | 77K | 0.31 |
| Provident Financial Services Inc | Long | Equity-common | US | $1M | 75K | 0.15 |
| PTC Therapeutics Inc | Long | Equity-common | US | $2M | 52K | 0.19 |
| Q2 Holdings Inc | Long | Equity-common | US | $3M | 44K | 0.32 |
| Quanex Building Products Corp | Long | Equity-common | US | $3M | 97K | 0.35 |
| RadNet Inc | Long | Equity-common | US | $2M | 36K | 0.23 |
| Ready Capital Corp | Long | Equity-common | US | $3M | 327K | 0.33 |
| Red Rock Resorts Inc | Long | Equity-common | US | $1M | 19K | 0.12 |
| Renasant Corp | Long | Equity-common | US | $2M | 70K | 0.26 |
| Resideo Technologies Inc | Long | Equity-common | US | $2M | 109K | 0.27 |
| Retail Opportunity Investments Corp | Long | Equity-common | US | $2M | 129K | 0.21 |
| REV Group Inc | Long | Equity-common | US | $3M | 107K | 0.34 |
| Rhythm Pharmaceuticals Inc | Long | Equity-common | US | $2M | 39K | 0.20 |
| RLJ Lodging Trust | Long | Equity-common | US | $3M | 278K | 0.28 |
| Rocket Cos Inc | Long | Equity-common | US | $632K | 39K | 0.07 |
| Rocket Lab USA Inc | Long | Equity-common | US | $584K | 111K | 0.06 |
| Rogers Corp | Long | Equity-common | US | $1M | 9K | 0.12 |
| RxSight Inc | Long | Equity-common | US | $2M | 44K | 0.22 |
| Ryerson Holding Corp | Long | Equity-common | US | $3M | 137K | 0.35 |
| S&T Bancorp Inc | Long | Equity-common | US | $3M | 64K | 0.31 |
| Sabra Health Care REIT Inc | Long | Equity-common | US | $2M | 104K | 0.18 |
| Sabre Corp | Long | Equity-common | US | $1M | 401K | 0.15 |
| Safehold Inc | Long | Equity-common | US | $641K | 28K | 0.07 |
| Safety Insurance Group Inc | Long | Equity-common | US | $1M | 14K | 0.13 |
| Sally Beauty Holdings Inc | Long | Equity-common | US | $3M | 249K | 0.31 |
| Sandy Spring Bancorp Inc | Long | Equity-common | US | $2M | 66K | 0.22 |
| Schneider National Inc | Long | Equity-common | US | $2M | 89K | 0.26 |
| Scholastic Corp | Long | Equity-common | US | $2M | 75K | 0.25 |
| Scotts Miracle-Gro Co/The | Long | Equity-common | US | $646K | 8K | 0.07 |
| Seacoast Banking Corp of Florida | Long | Equity-common | US | $2M | 68K | 0.20 |
| Semtech Corp | Long | Equity-common | US | $2M | 72K | 0.24 |
| Sensient Technologies Corp | Long | Equity-common | US | $563K | 7K | 0.06 |
| Shake Shack Inc | Long | Equity-common | US | $1M | 12K | 0.11 |
| Shenandoah Telecommunications Co | Long | Equity-common | US | $1M | 65K | 0.15 |
| Shutterstock Inc | Long | Equity-common | US | $2M | 55K | 0.26 |
| Simmons First National Corp | Long | Equity-common | US | $2M | 91K | 0.21 |
| SiriusPoint Ltd | Long | Equity-common | BM | $3M | 219K | 0.34 |
| SITE Centers Corp | Long | Equity-common | US | $570K | 37K | 0.06 |
| SiTime Corp | Long | Equity-common | US | $610K | 4K | 0.07 |
| Sitio Royalties Corp | Long | Equity-common | US | $1M | 45K | 0.12 |
| SJW Group | Long | Equity-common | US | $2M | 30K | 0.19 |
| Skyward Specialty Insurance Group Inc | Long | Equity-common | US | $2M | 59K | 0.25 |
| SkyWest Inc | Long | Equity-common | US | $3M | 33K | 0.28 |
| SL Green Realty Corp | Long | Equity-common | US | $2M | 28K | 0.20 |
| SolarWinds Corp | Long | Equity-common | US | $1M | 89K | 0.11 |
| Sonic Automotive Inc | Long | Equity-common | US | $2M | 39K | 0.25 |
| Spectrum Brands Holdings Inc | Long | Equity-common | US | $3M | 31K | 0.28 |
| Sphere Entertainment Co | Long | Equity-common | US | $2M | 46K | 0.22 |
| Spire Inc | Long | Equity-common | US | $3M | 44K | 0.31 |
| Spirit AeroSystems Holdings Inc | Long | Equity-common | US | $2M | 49K | 0.19 |
| St Joe Co/The | Long | Equity-common | US | $1M | 20K | 0.13 |
| Standex International Corp | Long | Equity-common | US | $620K | 3K | 0.07 |
| Steelcase Inc | Long | Equity-common | US | $2M | 165K | 0.26 |
| Stellar Bancorp Inc | Long | Equity-common | US | $1M | 47K | 0.14 |
| Stepan Co | Long | Equity-common | US | $1M | 13K | 0.12 |
| Sterling Infrastructure Inc | Long | Equity-common | US | $3M | 23K | 0.28 |
| Steven Madden Ltd | Long | Equity-common | US | $1M | 25K | 0.12 |
| Stewart Information Services Corp | Long | Equity-common | US | $1M | 17K | 0.13 |
| Stock Yards Bancorp Inc | Long | Equity-common | US | $2M | 32K | 0.22 |
| StoneX Group Inc | Long | Equity-common | US | $2M | 21K | 0.19 |
| Strategic Education Inc | Long | Equity-common | US | $1M | 10K | 0.11 |
| Stride Inc | Long | Equity-common | US | $3M | 38K | 0.31 |
| Summit Therapeutics Inc | Long | Equity-common | US | $2M | 206K | 0.24 |
| Sunstone Hotel Investors Inc | Long | Equity-common | US | $530K | 51K | 0.06 |
| Supernus Pharmaceuticals Inc | Long | Equity-common | US | $596K | 20K | 0.06 |
| Sweetgreen Inc | Long | Equity-common | US | $2M | 89K | 0.26 |
| Sylvamo Corp | Long | Equity-common | US | $2M | 23K | 0.19 |
| Talos Energy Inc | Long | Equity-common | US | $2M | 176K | 0.22 |
| Tandem Diabetes Care Inc | Long | Equity-common | US | $2M | 53K | 0.21 |
| Tanger Inc | Long | Equity-common | US | $570K | 20K | 0.06 |
| Tango Therapeutics Inc | Long | Equity-common | US | $2M | 187K | 0.20 |
| Tecnoglass Inc | Long | Equity-common | US | $1M | 21K | 0.12 |
| TEGNA Inc | Long | Equity-common | US | $3M | 192K | 0.33 |
| Teladoc Health Inc | Long | Equity-common | US | $516K | 55K | 0.06 |
| Telephone and Data Systems Inc | Long | Equity-common | US | $3M | 129K | 0.29 |
| Tennant Co | Long | Equity-common | US | $1M | 11K | 0.13 |
| Texas Capital Bancshares Inc | Long | Equity-common | US | $1M | 17K | 0.12 |
| Thermon Group Holdings Inc | Long | Equity-common | US | $1M | 35K | 0.12 |
| Tootsie Roll Industries Inc | Long | Equity-common | US | $539K | 17K | 0.06 |
| Topgolf Callaway Brands Corp | Long | Equity-common | US | $2M | 140K | 0.25 |
| Towne Bank/Portsmouth VA | Long | Equity-common | US | $2M | 59K | 0.21 |
| TPG Inc | Long | Equity-common | US | $1M | 26K | 0.14 |
| TransMedics Group Inc | Long | Equity-common | US | $3M | 18K | 0.27 |
| Travel + Leisure Co | Long | Equity-common | US | $2M | 48K | 0.24 |
| TreeHouse Foods Inc | Long | Equity-common | US | $1M | 29K | 0.13 |
| TriCo Bancshares | Long | Equity-common | US | $2M | 41K | 0.20 |
| TriMas Corp | Long | Equity-common | US | $2M | 63K | 0.17 |
| Trinity Industries Inc | Long | Equity-common | US | $3M | 89K | 0.32 |
| TripAdvisor Inc | Long | Equity-common | US | $529K | 30K | 0.06 |
| Triumph Group Inc | Long | Equity-common | US | $2M | 104K | 0.18 |
| Trustmark Corp | Long | Equity-common | US | $2M | 53K | 0.20 |
| TTM Technologies Inc | Long | Equity-common | US | $1M | 55K | 0.11 |
| Twist Bioscience Corp | Long | Equity-common | US | $3M | 54K | 0.33 |
| Two Harbors Investment Corp | Long | Equity-common | US | $2M | 121K | 0.18 |
| UFP Technologies Inc | Long | Equity-common | US | $3M | 8K | 0.28 |
| UMH Properties Inc | Long | Equity-common | US | $594K | 33K | 0.06 |
| Under Armour Inc | Long | Equity-common | US | $3M | 401K | 0.30 |
| UniFirst Corp/MA | Long | Equity-common | US | $2M | 12K | 0.26 |
| United Community Banks Inc/GA | Long | Equity-common | US | $2M | 63K | 0.21 |
| United Parks & Resorts Inc | Long | Equity-common | US | $1M | 20K | 0.11 |
| United States Cellular Corp | Long | Equity-common | US | $2M | 38K | 0.22 |
| United States Lime & Minerals Inc | Long | Equity-common | US | $3M | 37K | 0.34 |
| Universal Corp/VA | Long | Equity-common | US | $3M | 55K | 0.32 |
| Urban Edge Properties | Long | Equity-common | US | $2M | 87K | 0.19 |
| V2X Inc | Long | Equity-common | US | $581K | 11K | 0.06 |
| Vector Group Ltd | Long | Equity-common | US | $647K | 51K | 0.07 |
| Veeco Instruments Inc | Long | Equity-common | US | $2M | 46K | 0.20 |
| Veracyte Inc | Long | Equity-common | US | $592K | 25K | 0.06 |
| Vericel Corp | Long | Equity-common | US | $589K | 12K | 0.06 |
| Verint Systems Inc | Long | Equity-common | US | $600K | 17K | 0.06 |
| Veritex Holdings Inc | Long | Equity-common | US | $2M | 76K | 0.20 |
| Vertex Inc | Long | Equity-common | US | $2M | 59K | 0.25 |
| Viasat Inc | Long | Equity-common | US | $2M | 84K | 0.18 |
| Vicor Corp | Long | Equity-common | US | $679K | 16K | 0.07 |
| Victoria's Secret & Co | Long | Equity-common | US | $2M | 91K | 0.17 |
| Victory Capital Holdings Inc | Long | Equity-common | US | $2M | 34K | 0.19 |
| Viper Energy Inc | Long | Equity-common | US | $1M | 28K | 0.13 |
| Virtu Financial Inc | Long | Equity-common | US | $651K | 24K | 0.07 |
| Virtus Investment Partners Inc | Long | Equity-common | US | $2M | 7K | 0.17 |
| Vishay Intertechnology Inc | Long | Equity-common | US | $3M | 120K | 0.31 |
| Vista Outdoor Inc | Long | Equity-common | US | $577K | 14K | 0.06 |
| Vita Coco Co Inc/The | Long | Equity-common | US | $1M | 58K | 0.16 |
| Vital Energy Inc | Long | Equity-common | US | $3M | 60K | 0.28 |
| WaFd Inc | Long | Equity-common | US | $2M | 56K | 0.21 |
| Walker & Dunlop Inc | Long | Equity-common | US | $1M | 11K | 0.12 |
| Warby Parker Inc | Long | Equity-common | US | $2M | 133K | 0.24 |
| Weis Markets Inc | Long | Equity-common | US | $3M | 43K | 0.35 |
| Werner Enterprises Inc | Long | Equity-common | US | $2M | 60K | 0.25 |
| WesBanco Inc | Long | Equity-common | US | $2M | 77K | 0.26 |
| Westamerica BanCorp | Long | Equity-common | US | $1M | 22K | 0.13 |
| Winnebago Industries Inc | Long | Equity-common | US | $2M | 39K | 0.26 |
| WisdomTree Inc | Long | Equity-common | US | $3M | 270K | 0.35 |
| WK Kellogg Co | Long | Equity-common | US | $2M | 97K | 0.18 |
| World Kinect Corp | Long | Equity-common | US | $2M | 83K | 0.25 |
| Worthington Enterprises Inc | Long | Equity-common | US | $1M | 23K | 0.12 |
| WSFS Financial Corp | Long | Equity-common | US | $2M | 34K | 0.21 |
| Xenia Hotels & Resorts Inc | Long | Equity-common | US | $2M | 112K | 0.17 |
| Xerox Holdings Corp | Long | Equity-common | US | $991K | 92K | 0.11 |
| Yelp Inc | Long | Equity-common | US | $527K | 14K | 0.06 |
| Zeta Global Holdings Corp | Long | Equity-common | US | $3M | 151K | 0.35 |
| Ziff Davis Inc | Long | Equity-common | US | $1M | 29K | 0.15 |
| Zuora Inc | Long | Equity-common | US | $977K | 108K | 0.10 |
Address
First Trust Exchange-Traded AlphaDEX Fund
120 East Liberty Drive
Suite 400
Wheaton
Illinois
60187
United States of America
Websites
Directors
Robert F. Keith
Niel B. Nielson
Richard E. Erickson
Denise M. Keefe
Thomas R. Kadlec
James A. Bowen
Bronwyn Wright
Transfer Agents
The Bank of New York Mellon
Pricing Services
LSEG Pricing Service
ICE Data Pricing & Reference Data, LLC
Bloomberg L.P.
Custodians
The Bank of New York Mellon
Shareholder Servicing Agents
The Bank of New York Mellon
Admins
The Bank of New York Mellon
Brokers
SUSQUEHANNA FINANCIAL GROUP, LLLP
CITADEL SECURITIES LLC
CANTOR FITZGERALD & CO.
MIZUHO SECURITIES USA LLC
OLD MISSION MARKETS LLC