Mutual Fund Database

Principal Funds > Principal Funds, Inc.

Spectrum Preferred and Capital Securities Income Fund

Series ID: S000007170
LEI: 549300C5BAH7DRKDHO25
SEC CIK: 898745
$5.82B Avg Monthly Net Assets
$6.20B Total Assets
$153.36M Total Liabilities
$6.05B Net Assets
Spectrum Preferred and Capital Securities Income Fund is a Mutual Fund in Principal Funds, Inc. from Principal Funds, based in Iowa, United States of America. The fund has nine share classes and monthly net assets of $5.82B. On July 24th, 2024 it reported 323 holdings, the largest being JPMorgan Chase & Co (2.1%), Dominion Energy Inc (2.0%) and Principal Government Money Market Fund - Class R-6 (2.0%). Data provided by Fincoded.

Share Classes

Name Class/Contract ID Ticker Monthly Returns (2 years)
Class A C000019597 PPSAX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 245.05% (Max)-5.45% (Min)
Class C C000038790 PRFCX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 244.87% (Max)-5.42% (Min)
Class J C000019596 PPSJX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 244.99% (Max)-5.42% (Min)
Institutional C000019595 PPSIX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 245.00% (Max)-5.48% (Min)
R-1 C000019594 PUSAX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 244.85% (Max)-5.58% (Min)
R-3 C000019591 PNARX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 245.00% (Max)-5.46% (Min)
R-4 C000019593 PQARX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 244.92% (Max)-5.45% (Min)
R-5 C000019592 PPARX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 245.01% (Max)-5.41% (Min)
R-6 C000176328 PPREX May 22Jun 22Jul 22Aug 22Sep 22Oct 22Nov 22Dec 22Jan 23Feb 23Mar 23Apr 23May 23Jun 23Jul 23Aug 23Sep 23Oct 23Nov 23Dec 23Jan 24Feb 24Mar 24Apr 245.01% (Max)-5.37% (Min)

Holdings

From latest NPORT-P, filed July 24th, 2024 for period ending May 31st, 2024. Historic holdings data available from Fincoded.
Name Profile Category Country Value $USD # Shares % of Fund
ACE Capital Trust II Long Debt US $18M – 0.30
Affiliated Managers Group Inc Long Equity-preferred US $3M 148K 0.05
Affiliated Managers Group Inc Long Equity-preferred US $3M 161K 0.04
Affiliated Managers Group Inc Long Equity-preferred US $169K 9K 0.00
Allianz SE Long Debt DE $26M – 0.42
Allianz SE Long Debt DE $6M – 0.10
Allianz SE Long Debt DE $5M – 0.08
Allstate Corp/The Long Equity-preferred US $7M 246K 0.11
Allstate Corp/The Long Equity-preferred US $6M 236K 0.10
Allstate Corp/The Long Equity-preferred US $3M 135K 0.05
Allstate Corp/The Long Equity-preferred US $932K 42K 0.02
Ally Financial Inc Long Debt US $12M – 0.19
Ally Financial Inc Long Debt US $3M – 0.04
American Electric Power Co Inc Long Debt US $19M – 0.32
American Express Co Long Debt US $69M – 1.13
American Financial Group Inc/OH Long Equity-preferred US $3M 126K 0.05
American Financial Group Inc/OH Long Equity-preferred US $2M 95K 0.04
American Financial Group Inc/OH Long Equity-preferred US $2M 101K 0.03
American International Group Inc Long Debt US $13M – 0.21
Aon Corp Long Debt US $5M – 0.08
Arch Capital Group Ltd Long Equity-preferred BM $2M 120K 0.04
Arch Capital Group Ltd Long Equity-preferred BM $1M 66K 0.02
Argentum Netherlands BV for Swiss Re Ltd Long Debt NL $62M – 1.03
Argentum Netherlands BV for Swiss Re Ltd Long Debt NL $49M – 0.81
Argentum Netherlands BV for Zurich Insurance Co Ltd Long Debt NL $2M – 0.04
Assurant Inc Long Equity-preferred US $337K 16K 0.01
AT&T Inc Long Equity-preferred US $35M 2M 0.58
AT&T Inc Long Equity-preferred US $257K 12K 0.00
Australia & New Zealand Banking Group Ltd/United Kingdom Long Debt AU $12M – 0.20
Australia & New Zealand Banking Group Ltd/United Kingdom Long Debt AU $3M – 0.04
AXA SA Long Debt FR $489K – 0.01
Banco Bilbao Vizcaya Argentaria SA Long Debt ES $60M – 1.00
Banco Bilbao Vizcaya Argentaria SA Long Debt ES $13M – 0.22
Banco Santander SA Long Debt ES $49M – 0.81
Banco Santander SA Long Debt ES $43M – 0.71
Banco Santander SA Long Debt ES $22M – 0.36
Bank of America Corp Long Debt US $84M – 1.40
Bank of America Corp Long Debt US $49M – 0.80
Bank of America Corp Long Debt US $23M – 0.37
Bank of America Corp Long Debt US $18M – 0.30
Bank of America Corp Long Debt US $7M – 0.11
Bank of America Corp Long Equity-preferred US $6M 318K 0.10
Bank of America Corp Long Equity-preferred US $4M 160K 0.06
Bank of America Corp Long Equity-preferred US $140K 8K 0.00
Bank of America Corp Long Equity-preferred US $39K 33 0.00
Bank of Montreal Long Debt CA $36M – 0.59
Bank of New York Mellon Corp/The Long Debt US $53M – 0.88
Bank of New York Mellon Corp/The Long Debt US $47M – 0.78
Bank of New York Mellon Corp/The Long Debt US $9M – 0.15
Bank of New York Mellon Corp/The Long Debt US $7M – 0.12
Bank of Nova Scotia/The Long Debt CA $63M – 1.04
Bank of Nova Scotia/The Long Debt CA $23M – 0.38
Bank of Nova Scotia/The Long Debt CA $9M – 0.15
Bank of Nova Scotia/The Long Debt CA $2M – 0.04
Barclays PLC Long Debt GB $43M – 0.71
Barclays PLC Long Debt GB $24M – 0.40
Barclays PLC Long Debt GB $12M – 0.20
Barclays PLC Long Debt GB $11M – 0.18
Barclays PLC Long Debt GB $4M – 0.06
BlackRock Liquidity FedFund - Institutional Class Long Short-term investment vehicle US $56M 56M 0.92
BNP Paribas SA Long Debt FR $78M – 1.28
BNP Paribas SA Long Debt FR $26M – 0.43
BNP Paribas SA Long Debt FR $23M – 0.37
BNP Paribas SA Long Debt FR $15M – 0.25
BNP Paribas SA Long Debt FR $12M – 0.20
BNP Paribas SA Long Debt FR $10M – 0.17
BNP Paribas SA Long Debt FR $9M – 0.15
BNP Paribas SA Long Debt FR $6M – 0.11
BNP Paribas SA Long Debt FR $3M – 0.06
BNP Paribas SA Long Debt FR $2M – 0.03
BNSF Funding Trust I Long Debt US $46M – 0.76
BP Capital Markets PLC Long Debt GB $21M – 0.35
BP Capital Markets PLC Long Debt GB $5M – 0.08
Capital One Financial Corp Long Debt US $27M – 0.45
Capital One Financial Corp Long Equity-preferred US $7M 331K 0.11
Capital One Financial Corp Long Equity-preferred US $4M 198K 0.06
Capital One Financial Corp Long Equity-preferred US $2M 98K 0.03
Charles Schwab Corp/The Long Debt US $95M – 1.57
Charles Schwab Corp/The Long Debt US $64M – 1.06
Citigroup Capital III Long Debt US $3M – 0.06
Citigroup Inc Long Debt US $72M – 1.19
Citigroup Inc Long Debt US $64M – 1.06
Citigroup Inc Long Debt US $34M – 0.57
Citigroup Inc Long Debt US $25M – 0.42
Citigroup Inc Long Debt US $6M – 0.11
Citigroup Inc Long Debt US $6M – 0.10
Citizens Financial Group Inc Long Debt US $69M – 1.13
Citizens Financial Group Inc Long Debt US $23M – 0.37
Citizens Financial Group Inc Long Equity-preferred US $18M 717K 0.30
Citizens Financial Group Inc Long Debt US $13M – 0.21
Citizens Financial Group Inc Long Debt US $3M – 0.06
Citizens Financial Group Inc Long Equity-preferred US $3M 111K 0.05
Citizens Financial Group Inc Long Equity-preferred US $272K 14K 0.00
CMS Energy Corp Long Equity-preferred US $3M 119K 0.05
CMS Energy Corp Long Equity-preferred US $34K 2K 0.00
CoBank ACB Long Debt US $20M – 0.34
CoBank ACB Long Debt US $16M – 0.27
CoBank ACB Long Debt US $11M – 0.19
CoBank ACB Long Debt US $857K – 0.01
Corebridge Financial Inc Long Debt US $37M – 0.60
Corestates Capital III Long Debt US $18M – 0.30
Credit Agricole SA Long Debt FR $65M – 1.08
Credit Agricole SA Long Debt FR $15M – 0.25
Credit Agricole SA Long Debt FR $2M – 0.03
Cullen/Frost Bankers Inc Long Equity-preferred US $7M 377K 0.11
Dairy Farmers of America Inc Long Equity-preferred US $23M 236K 0.38
Dairy Farmers of America Inc Long Debt US $10M – 0.17
Danske Bank A/S Long Debt DK $62M – 1.03
Danske Bank A/S Long Debt DK $5M – 0.08
Depository Trust & Clearing Corp/The Long Debt US $16M – 0.26
Digital Realty Trust Inc Long Equity-preferred US $799K 34K 0.01
Discover Financial Services Long Debt US $31M – 0.51
Dominion Energy Inc Long Debt US $122M – 2.02
Dominion Energy Inc Long Debt US $32M – 0.53
Dominion Energy Inc Long Debt US $19M – 0.32
DTE Energy Co Long Equity-preferred US $8M 341K 0.13
DTE Energy Co Long Equity-preferred US $5M 247K 0.08
Duke Energy Corp Long Debt US $68M – 1.12
Duke Energy Corp Long Debt US $4M – 0.06
Duke Energy Corp Long Equity-preferred US $1M 49K 0.02
Enbridge Inc Long Debt CA $55M – 0.91
Enbridge Inc Long Debt CA $39M – 0.64
Enbridge Inc Long Debt CA $33M – 0.55
Enbridge Inc Long Debt CA $2M – 0.03
Entergy Arkansas LLC Long Equity-preferred US $540K 25K 0.01
Entergy Louisiana LLC Long Equity-preferred US $2M 90K 0.03
Entergy Texas Inc Long Equity-preferred US $687K 30K 0.01
Enterprise Products Operating LLC Long Debt US $35M – 0.58
Equitable Holdings Inc Long Equity-preferred US $10M 462K 0.17
Equitable Holdings Inc Long Equity-preferred US $10M 538K 0.17
Everest Reinsurance Holdings Inc Long Debt US $14M – 0.23
Farm Credit Bank of Texas Long Debt US $12M – 0.19
Farm Credit Bank of Texas Long Debt US $6M – 0.10
Federal Realty Investment Trust Long Equity-preferred US $398K 19K 0.01
Fifth Third Bancorp Long Debt US $13M – 0.22
First Horizon Corp Long Equity-preferred US $341K 14K 0.01
First Horizon Corp Long Equity-preferred US $98K 4K 0.00
First Horizon Corp Long Equity-preferred US $35K 2K 0.00
First Maryland Capital I Long Debt US $2M – 0.03
FX Forwards Derivative-foreign exchange $0.69 – 0.00
Georgia Power Co Long Equity-preferred US $5M 195K 0.08
Goldman Sachs Group Inc/The Long Debt US $23M – 0.39
Goldman Sachs Group Inc/The Long Debt US $21M – 0.34
Goldman Sachs Group Inc/The Long Debt US $16M – 0.26
Goldman Sachs Group Inc/The Long Debt US $12M – 0.20
Goldman Sachs Group Inc/The Long Debt US $11M – 0.18
Goldman Sachs Group Inc/The Long Debt US $8M – 0.14
Goldman Sachs Group Inc/The Long Equity-preferred US $744K 32K 0.01
HSBC Capital Funding Dollar 1 LP Long Debt JE $78M – 1.29
HSBC Capital Funding Dollar 1 LP Long Debt JE $59M – 0.97
HSBC Holdings PLC Long Debt GB $15M – 0.25
HSBC Holdings PLC Long Debt GB $15M – 0.24
HSBC Holdings PLC Long Debt GB $5M – 0.09
Huntington Bancshares Inc/OH Long Debt US $81M – 1.33
Huntington Bancshares Inc/OH Long Debt US $36M – 0.59
Huntington Bancshares Inc/OH Long Equity-preferred US $1M 49K 0.02
Huntington Bancshares Inc/OH Long Equity-preferred US $420K 19K 0.01
Huntington Bancshares Inc/OH Long Equity-preferred US $35K 2K 0.00
ING Groep NV Long Debt NL $54M – 0.90
ING Groep NV Long Debt NL $20M – 0.33
ING Groep NV Long Debt NL $19M – 0.31
ING Groep NV Long Debt NL $11M – 0.19
ING Groep NV Long Debt NL $6M – 0.10
Intesa Sanpaolo SpA Long Debt IT $92M – 1.52
Intesa Sanpaolo SpA Long Debt IT $28M – 0.47
Invesco Preferred ETF Long Equity-common US $38M 3M 0.64
iShares Preferred and Income Securities ETF Long Equity-common US $10M 315K 0.17
JPMorgan Chase & Co Long Debt US $125M – 2.06
JPMorgan Chase & Co Long Debt US $50M – 0.82
JPMorgan Chase & Co Long Equity-preferred US $5M 244K 0.09
JPMorgan Chase & Co Long Debt US $4M – 0.06
JPMorgan Chase & Co Long Equity-preferred US $795K 32K 0.01
Julius Baer Group Ltd Long Debt CH $5M – 0.08
Julius Baer Group Ltd Long Debt CH $3M – 0.05
KeyCorp Long Equity-preferred US $22M 903K 0.36
KeyCorp Long Debt US $14M – 0.24
KeyCorp Long Equity-preferred US $8M 367K 0.14
KeyCorp Long Equity-preferred US $662K 31K 0.01
KeyCorp Capital I Long Debt US $8M – 0.13
KeyCorp Capital III Long Debt US $11M – 0.19
Kimco Realty Corp Long Equity-preferred US $2M 109K 0.04
Kimco Realty Corp Long Equity-preferred US $587K 28K 0.01
Liberty Mutual Group Inc Long Debt US $80M – 1.33
Liberty Mutual Group Inc Long Debt US $18M – 0.29
Liberty Mutual Insurance Co Long Debt US $6M – 0.09
Lloyds Banking Group PLC Long Debt GB $40M – 0.66
Lloyds Banking Group PLC Long Debt GB $33M – 0.55
Lloyds Banking Group PLC Long Debt GB $6M – 0.11
Lloyds Banking Group PLC Long Debt GB $199K – 0.00
M&T Bank Corp Long Debt US $17M – 0.27
M&T Bank Corp Long Debt US $16M – 0.26
M&T Bank Corp Long Equity-preferred US $10M 408K 0.17
M&T Bank Corp Long Debt US $6M – 0.10
M&T Bank Corp Long Equity-preferred US $662K 28K 0.01
Macquarie Bank Ltd/London Long Debt AU $21M – 0.34
Macquarie Bank Ltd/London Long Debt AU $5M – 0.08
MetLife Capital Trust IV Long Debt US $26M – 0.43
MetLife Inc Long Debt US $67M – 1.11
MetLife Inc Long Debt US $62M – 1.03
MetLife Inc Long Debt US $25M – 0.41
MetLife Inc Long Debt US $11M – 0.18
Mitsui Sumitomo Insurance Co Ltd Long Debt JP $2M – 0.03
Mitsui Sumitomo Insurance Co Ltd Long Debt JP $502K – 0.01
MMI Capital Trust I Long Debt US $1M – 0.02
Morgan Stanley Long Equity-preferred US $16M 649K 0.26
Morgan Stanley Long Equity-preferred US $13M 510K 0.22
Muenchener Rueckversicherungs-Gesellschaft AG in Muenchen Long Debt DE $5M – 0.08
Muenchener Rueckversicherungs-Gesellschaft AG in Muenchen Long Debt DE $2M – 0.03
Nationwide Financial Services Inc Long Debt US $73M – 1.20
NatWest Group PLC Long Debt GB $54M – 0.89
NatWest Group PLC Long Debt GB $42M – 0.70
NatWest Group PLC Long Debt GB $12M – 0.20
NatWest Group PLC Long Debt GB $6M – 0.10
NextEra Energy Capital Holdings Inc Long Debt US $17M – 0.27
NextEra Energy Capital Holdings Inc Long Debt US $14M – 0.23
NextEra Energy Capital Holdings Inc Long Debt US $3M – 0.05
NextEra Energy Capital Holdings Inc Long Equity-preferred US $2M 100K 0.04
Nippon Life Insurance Co Long Debt JP $20M – 0.32
Nippon Life Insurance Co Long Debt JP $19M – 0.31
Nippon Life Insurance Co Long Debt JP $10M – 0.16
Nippon Life Insurance Co Long Debt JP $5M – 0.08
Nippon Life Insurance Co Long Debt JP $3M – 0.04
Nordea Bank Abp Long Debt FI $74M – 1.22
Nordea Bank Abp Long Debt FI $30M – 0.49
Nordea Bank Abp Long Debt FI $19M – 0.31
Nordea Bank Abp Long Debt FI $13M – 0.22
Northern Trust Corp Long Debt US $12M – 0.20
Northern Trust Corp Long Equity-preferred US $5M 214K 0.07
PNC Financial Services Group Inc/The Long Debt US $51M – 0.84
PNC Financial Services Group Inc/The Long Debt US $17M – 0.29
PNC Financial Services Group Inc/The Long Debt US $9M – 0.15
PNC Financial Services Group Inc/The Long Debt US $6M – 0.10
Principal Government Money Market Fund - Class R-6 Long Short-term investment vehicle US $120M 120M 1.99
Prologis Inc Long Equity-preferred US $8M 142K 0.13
Prudential Financial Inc Long Debt US $23M – 0.38
Prudential Financial Inc Long Equity-preferred US $5M 182K 0.08
Prudential Financial Inc Long Debt US $4M – 0.06
Prudential Financial Inc Long Debt US $1M – 0.02
Prudential Financial Inc Long Debt US $929K – 0.02
Public Storage Long Equity-preferred US $15M 830K 0.25
Public Storage Long Equity-preferred US $9M 488K 0.15
Public Storage Long Equity-preferred US $8M 332K 0.14
Public Storage Long Equity-preferred US $8M 433K 0.13
Public Storage Long Equity-preferred US $7M 344K 0.12
Public Storage Long Equity-preferred US $6M 288K 0.10
Public Storage Long Equity-preferred US $5M 250K 0.09
Public Storage Long Equity-preferred US $1M 85K 0.02
Public Storage Long Equity-preferred US $1M 75K 0.02
Public Storage Long Equity-preferred US $1M 69K 0.02
Public Storage Long Equity-preferred US $891K 48K 0.01
Regions Financial Corp Long Debt US $10M – 0.16
Regions Financial Corp Long Equity-preferred US $8M 338K 0.13
Regions Financial Corp Long Equity-preferred US $5M 287K 0.09
Regions Financial Corp Long Equity-preferred US $698K 27K 0.01
RenaissanceRe Holdings Ltd Long Equity-preferred BM $2M 126K 0.04
RenaissanceRe Holdings Ltd Long Equity-preferred BM $515K 23K 0.01
Royal Bank of Canada Long Debt CA $31M – 0.50
Scentre Group Trust 2 Long Debt AU $47M – 0.78
Scentre Group Trust 2 Long Debt AU $7M – 0.11
Scentre Group Trust 2 Long Debt AU $4M – 0.07
Skandinaviska Enskilda Banken AB Long Debt SE $32M – 0.53
Societe Generale SA Long Debt FR $23M – 0.39
Societe Generale SA Long Debt FR $19M – 0.32
Societe Generale SA Long Debt FR $12M – 0.19
Societe Generale SA Long Debt FR $7M – 0.12
Societe Generale SA Long Debt FR $4M – 0.06
Southern Co/The Long Equity-preferred US $13M 553K 0.21
Southern Co/The Long Equity-preferred US $5M 247K 0.09
Standard Chartered PLC Long Debt GB $45M – 0.75
Standard Chartered PLC Long Debt GB $15M – 0.24
Standard Chartered PLC Long Debt GB $11M – 0.18
Standard Chartered PLC Long Debt GB $9M – 0.15
Standard Chartered PLC Long Debt GB $8M – 0.14
Standard Chartered PLC Long Debt GB $8M – 0.14
Standard Chartered PLC Long Debt GB $8M – 0.13
State Street Corp Long Debt US $37M – 0.62
Stifel Financial Corp Long Equity-preferred US $11M 585K 0.18
Stifel Financial Corp Long Equity-preferred US $97K 4K 0.00
Sumitomo Life Insurance Co Long Debt JP $4M – 0.07
Svenska Handelsbanken AB Long Debt SE $19M – 0.31
Swedbank AB Long Debt SE $15M – 0.24
Swedbank AB Long Debt SE $14M – 0.23
Swiss RE Subordinated Finance PLC Long Debt GB $8M – 0.13
Toronto-Dominion Bank/The Long Debt CA $27M – 0.44
Transcanada Trust Long Debt CA $26M – 0.42
Truist Financial Corp Long Debt US $91M – 1.51
Truist Financial Corp Long Debt US $23M – 0.37
Truist Financial Corp Long Debt US $11M – 0.19
Truist Financial Corp Long Debt US $11M – 0.17
Truist Financial Corp Long Equity-preferred US $9M 424K 0.14
Truist Financial Corp Long Debt US $9M – 0.14
Truist Financial Corp Long Debt US $7M – 0.11
Truist Financial Corp Long Debt US $2M – 0.04
UBS Group AG Long Debt CH $43M – 0.71
UBS Group AG Long Debt CH $18M – 0.31
UBS Group AG Long Debt CH $18M – 0.30
UBS Group AG Long Debt CH $17M – 0.28
UBS Group AG Long Debt CH $6M – 0.09
UniCredit SpA Long Debt IT $61M – 1.00
US Bancorp Long Debt US $32M – 0.53
US Bancorp Long Debt US $10M – 0.17
US Bancorp Long Equity-preferred US $5M 233K 0.08
US Bancorp Long Equity-preferred US $1M 81K 0.02
US Bancorp Long Equity-preferred US $53K 3K 0.00
USB Realty Corp Long Debt US $1M – 0.02
Vodafone Group PLC Long Debt GB $42M – 0.69
Vodafone Group PLC Long Debt GB $15M – 0.25
Voya Financial Inc Long Debt US $12M – 0.20
Voya Financial Inc Long Debt US $11M – 0.18
Voya Financial Inc Long Equity-preferred US $2M 73K 0.03
W R Berkley Corp Long Equity-preferred US $3M 150K 0.05
W R Berkley Corp Long Equity-preferred US $1M 79K 0.02
Webster Financial Corp Long Equity-preferred US $4M 195K 0.06
Webster Financial Corp Long Equity-preferred US $870K 37K 0.01
Wells Fargo & Co Long Debt US $108M – 1.79
Wells Fargo & Co Long Debt US $50M – 0.82
Wells Fargo & Co Long Debt US $5M – 0.09
Wells Fargo & Co Long Debt US $4M – 0.07
Wells Fargo & Co Long Equity-preferred US $3M 143K 0.05
Wells Fargo & Co Long Equity-preferred US $3M 2K 0.05
Wells Fargo & Co Long Equity-preferred US $973K 48K 0.02
Wells Fargo & Co Long Equity-preferred US $404K 17K 0.01
Zurich Finance Ireland Designated Activity Co Long Debt IE $49M – 0.82

Address

Principal Funds, Inc.
801 Grand Ave
Des Moines
Iowa
50309
United States of America

Websites

Directors

Patrick G. Halter
Karen McMillan
Frances P. Grieb
Fritz S. Hirsch
Craig Damos
Kamal Bhatia
Leroy T. Barnes, Jr
Ken McCullum
Mary M. VanDeWeghe
Padelford L. Lattimer
Katharin S. Dyer
Victor L. Hymes
Elizabeth A. Nickels

Transfer Agents

SS&C GIDS, Inc.
Principal Shareholder Services, Inc.

Pricing Services

ICE Data Pricing & Reference Data, LLC
JPM PricingDirect
Bloomberg Finance L.P
Oracle Capital LLC
S&P Global Inc.

Custodians

ESES FRANCE REGISTERED
CREDIT SUISSE (SWITZERLAND) LTD
EUROCLEAR BELGIUM
UNICREDIT BANK AUSTRIA AG
THE BANK OF NEW YORK MELLON SA/NV
CITIBANK EUROPE PLC
THE BANK OF NEW YORK MELLON
HSBC NEW ZEALAND
SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH
THE BANK OF NEW YORK MELLON
STANDARD CHARTERED BANK (SINGAPORE) LIMITED
HSBC BANK AUSTRALIA LIMITED
SKANDINAVISKA ENSKILDA BANKEN AB, OSLO BRANCH
EUROCLEAR BANK, BRUSSELS
ESES FRANCE BEARER
SKANDINAVISKA ENSKILDA BANKEN, STOCKHOLM
THE BANK OF NEW YORK MELLON SA/NV
BANK HAPOALIM B.M.
BANCO BILBAO VIZCAYA ARGENTARIA, MADRID
SKANDINAVISKA ENSKILDA BANKEN AB, COPENHAGEN BRANCH
THE BANK OF NEW YORK MELLON
HONGKONG AND SHANGHAI BANKING CORPORATION, HONG KONG
THE BANK OF NEW YORK MELLON
THE BANK OF NEW YORK MELLON SA/NV, ASSET SERVICING, NIEDERLASSUNG FRANKFURT AM MAIN
NATIONAL BANK OF BELGIUM
MUFG BANK, LTD

Shareholder Servicing Agents

SS&C GIDS, Inc.
Principal Shareholder Services, Inc.

Admins

Principal Global Investors, LLC

Brokers

MORGAN STANLEY & CO. LLC.
J.P. MORGAN SECURITIES LLC
M3 CAPITAL PARTNERS
JEFFERIES & COMPANY
UBS SECURITIES LLC
GOLDMAN SACHS CO.
BARCLAYS CAPITAL INC.
CLSA AMERICAS LLC
WALLACHBETH CAPITAL
MERRILL LYNCH PIERCE FENNER & SMITH