Guggenheim > Rydex Series Funds
Multi-Hedge Strategies Fund
$92.71M
Avg Monthly Net Assets
$84.11M
Total Assets
$74K
Total Liabilities
$84.03M
Net Assets
Multi-Hedge Strategies Fund is a Mutual Fund in Rydex Series Funds
from Guggenheim,
based in Maryland,
United States of America.
The fund has four share classes
and monthly net assets of $92.71M.
On August 28th, 2024 it reported 413 holdings, the largest
being TREASURY BILL (10.8%), TREASURY BILL (8.0%) and Guggenheim Partners Investment Management LLC (7.9%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| Class A | C000010439 | RYMQX | |
| Class C | C000010440 | RYMRX | |
| Class P | C000010438 | RYMSX | |
| Institutional | C000088407 | RYIMX |
Holdings
From latest NPORT-P, filed August 28th, 2024 for period ending June 30th, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| Aaron's Company, Inc. (Aaron's Co Inc/The) | Long | Equity-common | US | $1M | 101K | 1.20 |
| Aberdeen Asia-Pacific Income Fund, Inc. | Long | Equity-common | US | $9K | 3K | 0.01 |
| abrdn Australia Equity Fund, Inc. (abrdn Australia Equity Fund In) | Long | Equity-common | US | $11K | 3K | 0.01 |
| abrdn Emerging Markets Equity Income Fund, Inc. | Long | Equity-common | US | $131K | 25K | 0.16 |
| abrdn Global Dynamic Dividend Fund | Long | Equity-common | US | $81K | 8K | 0.10 |
| abrdn Healthcare Investors | Long | Equity-common | US | $109K | 6K | 0.13 |
| abrdn Healthcare Opportunities Fund | Long | Equity-common | US | $23K | 1K | 0.03 |
| abrdn Japan Equity Fund, Inc. (abrdn Japan Equity Fund Inc) | Long | Equity-common | US | $47K | 8K | 0.06 |
| abrdn Life Sciences Investors | Long | Equity-common | US | $161K | 11K | 0.19 |
| abrdn National Municipal Income Fund | Long | Equity-common | US | $65K | 6K | 0.08 |
| abrdn Total Dynamic Dividend Fund | Long | Equity-common | US | $158K | 19K | 0.19 |
| Adams Diversified Equity Fund, Inc. | Long | Equity-common | US | $61K | 3K | 0.07 |
| ALLETE, Inc. (ALLETE Inc) | Long | Equity-common | US | $764K | 12K | 0.91 |
| AllianceBernstein National Municipal Income Fund, Inc. | Long | Equity-common | US | $10K | 905 | 0.01 |
| Allspring Global Dividend Opportunity Fund | Long | Equity-common | US | $149K | 31K | 0.18 |
| Allspring Income Opportunities | Long | Equity-common | US | $16K | 2K | 0.02 |
| Allspring Multi-Sector Income Fund | Long | Equity-common | US | $15K | 2K | 0.02 |
| Allspring Utilities and High Income Fund | Long | Equity-common | US | $25K | 3K | 0.03 |
| Amedisys, Inc. (Amedisys Inc) | Long | Equity-common | US | $1M | 13K | 1.42 |
| ANSYS, Inc. (ANSYS Inc) | Long | Equity-common | US | $473K | 1K | 0.56 |
| AssetMark Financial Holdings, Inc. (AssetMark Financial Holdings I) | Long | Equity-common | US | $527K | 15K | 0.63 |
| Atlantica Sustainable Infrastructure plc | Long | Equity-common | US | $770K | 35K | 0.92 |
| Atrion Corp. | Long | Equity-common | US | $502K | 1K | 0.60 |
| Australian Dollar Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $-34K | – | -0.04 | |
| Australian Government 10 Year Bond Futures Contracts (ASX Trade24) | Derivative-interest rate | AU | $41K | – | 0.05 | |
| Axonics, Inc. (Axonics Inc) | Long | Equity-common | US | $933K | 14K | 1.11 |
| Bancroft Fund Ltd. | Long | Equity-common | US | $81K | 5K | 0.10 |
| Barings Global Short Duration High Yield Fund | Long | Equity-common | US | $6K | 406 | 0.01 |
| BlackRock California Municipal Income Trust | Long | Equity-common | US | $15K | 1K | 0.02 |
| BlackRock Energy and Resources Trust | Long | Equity-common | US | $6K | 468 | 0.01 |
| BlackRock Enhanced Capital and Income Fund, Inc. | Long | Equity-common | US | $19K | 927 | 0.02 |
| BlackRock Enhanced Equity Dividend Trust | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock Enhanced Global Dividend Trust | Long | Equity-common | US | $158K | 15K | 0.19 |
| BlackRock Enhanced Government Fund, Inc. | Long | Equity-common | US | $10K | 1K | 0.01 |
| BlackRock Enhanced International Dividend Trust | Long | Equity-common | US | $141K | 25K | 0.17 |
| BlackRock Health Sciences Trust | Long | Equity-common | US | $19K | 454 | 0.02 |
| BlackRock Municipal 2030 Target Term Trust | Long | Equity-common | US | $18K | 882 | 0.02 |
| BlackRock Municipal Income Fund, Inc. | Long | Equity-common | US | $18K | 1K | 0.02 |
| BlackRock Municipal Income Quality Trust | Long | Equity-common | US | $14K | 1K | 0.02 |
| BlackRock Municipal Income Trust | Long | Equity-common | US | $15K | 1K | 0.02 |
| BlackRock Municipal Income Trust II | Long | Equity-common | US | $7K | 621 | 0.01 |
| BlackRock MuniHoldings California Quality Fund, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock MuniHoldings Fund, Inc. (BlackRock MuniHoldings Fund In) | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock MuniHoldings New Jersey Quality Fund, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock MuniHoldings New York Quality Fund, Inc. | Long | Equity-common | US | $13K | 1K | 0.02 |
| BlackRock MuniHoldings Quality Fund II, Inc. | Long | Equity-common | US | $15K | 1K | 0.02 |
| BlackRock MuniVest Fund II, Inc. (BlackRock MuniVest Fund II Inc) | Long | Equity-common | US | $13K | 1K | 0.02 |
| BlackRock MuniVest Fund, Inc. (BlackRock MuniVest Fund Inc) | Long | Equity-common | US | $15K | 2K | 0.02 |
| BlackRock MuniYield Fund, Inc. (BlackRock MuniYield Fund Inc) | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock MuniYield Michigan Quality Fund, Inc. | Long | Equity-common | US | $13K | 1K | 0.02 |
| BlackRock MuniYield New York Quality Fund, Inc. | Long | Equity-common | US | $16K | 2K | 0.02 |
| BlackRock MuniYield Pennsylvania Quality Fund | Long | Equity-common | US | $10K | 818 | 0.01 |
| BlackRock MuniYield Quality Fund II, Inc. | Long | Equity-common | US | $14K | 1K | 0.02 |
| BlackRock MuniYield Quality Fund III, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock MuniYield Quality Fund, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| BlackRock New York Municipal Income Trust | Long | Equity-common | US | $13K | 1K | 0.02 |
| BlackRock Resources & Commodities Strategy Trust | Long | Equity-common | US | $8K | 916 | 0.01 |
| BlackRock Taxable Municipal Bond Trust | Long | Equity-common | US | $19K | 1K | 0.02 |
| BlackRock Virginia Municipal Bond Trust | Long | Equity-common | US | $4K | 390 | 0.01 |
| Blackstone Strategic Credit Fund (Blackstone Strategic Credit 20) | Long | Equity-common | US | $18K | 2K | 0.02 |
| BNY Mellon High Yield Strategies Fund | Long | Equity-common | US | $10K | 4K | 0.01 |
| BNY Mellon Municipal Bond Infrastructure Fund, Inc. | Long | Equity-common | US | $158K | 15K | 0.19 |
| BNY Mellon Municipal Income, Inc. (BNY Mellon Municipal Income In) | Long | Equity-common | US | $13K | 2K | 0.02 |
| BNY Mellon Strategic Municipal Bond Fund, Inc. | Long | Equity-common | US | $82K | 14K | 0.10 |
| BNY Mellon Strategic Municipals, Inc. | Long | Equity-common | US | $123K | 20K | 0.15 |
| BofA Securities, Inc. | Long | Repurchase agreement | US | $2M | – | 2.33 |
| BrandywineGLOBAL Global Income Opportunities Fund, Inc. | Long | Equity-common | US | $12K | 1K | 0.01 |
| Brent Crude Futures Contracts (ICE Futures Europe Commodities) | Derivative-commodity | GB | $47K | – | 0.06 | |
| Bristol-Myers Squibb Co. | Long | Rights | US | $0.01 | 12K | 0.00 |
| British Pound Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $-64K | – | -0.08 | |
| CAC 40 10 Euro Index Futures Contracts (Euronext Derivatives Paris) | Derivative-equity | FR | $-2K | – | -0.00 | |
| Cambridge Bancorp | Long | Equity-common | US | $925K | 13K | 1.10 |
| Canadian Dollar Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $-14K | – | -0.02 | |
| Canadian Government 10 Year Bond Futures Contracts (Montreal Exchange) | Derivative-interest rate | CA | $-2K | – | -0.00 | |
| Capital One Financial Corp. | Short | Equity-common | US | $-563K | -4K | -0.67 |
| Capri Holdings Ltd. | Long | Equity-common | US | $2M | 53K | 2.09 |
| Catalent, Inc. (Catalent Inc) | Long | Equity-common | US | $1M | 25K | 1.67 |
| Cattle Feeder Futures Contracts (Chicago Mercantile Exchange) | Derivative-commodity | US | $-25K | – | -0.03 | |
| CBOE Volatility Index Futures Contracts (Cboe Futures Exchange) | Derivative-equity | US | $19K | – | 0.02 | |
| CBOE Volatility Index Futures Contracts (Cboe Futures Exchange) | Derivative-equity | US | $5K | – | 0.01 | |
| CBOE Volatility Index Futures Contracts (Cboe Futures Exchange) | Derivative-equity | US | $-24K | – | -0.03 | |
| CBOE Volatility Index Futures Contracts (Cboe Futures Exchange) | Derivative-equity | US | $-25K | – | -0.03 | |
| CBOE Volatility Index Futures Contracts (Cboe Futures Exchange) | Derivative-equity | US | $-125K | – | -0.15 | |
| CBRE Global Real Estate Income Fund | Long | Equity-common | US | $18K | 4K | 0.02 |
| Cerevel Therapeutics Holdings, Inc. | Long | Equity-common | US | $1M | 30K | 1.45 |
| ChampionX Corp. | Long | Equity-common | US | $1M | 32K | 1.25 |
| Chesapeake Energy Corp. | Short | Equity-common | US | $-982K | -12K | -1.17 |
| Chevron Corp. | Short | Equity-common | US | $-1M | -7K | -1.37 |
| Clough Global Dividend and Income Fund | Long | Equity-common | US | $2K | 304 | 0.00 |
| Clough Global Equity Fund | Long | Equity-common | US | $115K | 17K | 0.14 |
| Clough Global Opportunities Fund | Long | Equity-common | US | $5K | 1K | 0.01 |
| Cocoa Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $-93K | – | -0.11 | |
| Coffee 'C' Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $13K | – | 0.01 | |
| Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | Long | Equity-common | US | $8K | 424 | 0.01 |
| Cohen & Steers Quality Income Realty Fund, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| Cohen & Steers Select Preferred and Income Fund, Inc. | Long | Equity-common | US | $3K | 157 | 0.00 |
| ConocoPhillips | Short | Equity-common | US | $-800K | -7K | -0.95 |
| Copper Futures Contracts (Commodity Exchange, Inc.) | Derivative-commodity | US | $-14K | – | -0.02 | |
| Corn Futures Contracts (Chicago Board of Trade) | Derivative-commodity | US | $173K | – | 0.21 | |
| Cotton #2 Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $-114.01 | – | -0.00 | |
| Cotton #2 Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $-27K | – | -0.03 | |
| Credit Suisse High Yield Bond Fund | Long | Equity-common | US | $10K | 5K | 0.01 |
| DAX Index Futures Contracts (Eurex) | Derivative-equity | DE | $-24K | – | -0.03 | |
| Diamond Offshore Drilling, Inc. (Diamond Offshore Drilling Inc) | Long | Equity-common | US | $514K | 33K | 0.61 |
| Discover Financial Services | Long | Equity-common | US | $522K | 4K | 0.62 |
| DTF Tax-Free Income 2028 Term Fund, Inc. | Long | Equity-common | US | $11K | 1K | 0.01 |
| Duff & Phelps Utility and Infrastructure Fund, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| DWS Municipal Income Trust | Long | Equity-common | US | $16K | 2K | 0.02 |
| Eastern Bankshares, Inc. (Eastern Bankshares Inc) | Short | Equity-common | US | $-929K | -66K | -1.11 |
| Eaton Vance California Municipal Income Trust | Long | Equity-common | US | $10K | 922 | 0.01 |
| Eaton Vance Limited Duration Income Fund (Eaton Vance Ltd Duration Incom) | Long | Equity-common | US | $10K | 991 | 0.01 |
| Eaton Vance Municipal Bond Fund | Long | Equity-common | US | $18K | 2K | 0.02 |
| Eaton Vance Municipal Income Trust | Long | Equity-common | US | $10K | 975 | 0.01 |
| Eaton Vance National Municipal Opportunities Trust | Long | Equity-common | US | $14K | 820 | 0.02 |
| Eaton Vance New York Municipal Bond Fund | Long | Equity-common | US | $11K | 1K | 0.01 |
| Eaton Vance Risk-Managed Diversified Equity Income Fund | Long | Equity-common | US | $18K | 2K | 0.02 |
| Eaton Vance Tax Managed Global Buy Write Opportunities Fund | Long | Equity-common | US | $18K | 2K | 0.02 |
| Eaton Vance Tax-Advantaged Dividend Income Fund | Long | Equity-common | US | $18K | 775 | 0.02 |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund | Long | Equity-common | US | $18K | 989 | 0.02 |
| Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | Long | Equity-common | US | $14K | 561 | 0.02 |
| Eaton Vance Tax-Managed Buy-Write Income Fund | Long | Equity-common | US | $15K | 1K | 0.02 |
| Eaton Vance Tax-Managed Buy-Write Opportunities Fund | Long | Equity-common | US | $19K | 1K | 0.02 |
| Eaton Vance Tax-Managed Global Diversified Equity Income Fund | Long | Equity-common | US | $18K | 2K | 0.02 |
| Ellsworth Growth and Income Fund Ltd. | Long | Equity-common | US | $84K | 10K | 0.10 |
| Encore Wire Corp. | Long | Equity-common | US | $1M | 4K | 1.44 |
| Endeavor Group Holdings, Inc. (Endeavor Group Holdings Inc) | Long | Equity-common | US | $717K | 27K | 0.85 |
| Energy Select Sector SPDR Fund | Short | Equity-common | US | $-3K | -37 | -0.00 |
| Equities Corp. (EQT Corp) | Short | Equity-common | US | $-561K | -15K | -0.67 |
| Equitrans Midstream Corp. | Long | Equity-common | US | $562K | 43K | 0.67 |
| Euro - 30 year Bond Futures Contracts (Eurex) | Derivative-interest rate | DE | $-29K | – | -0.03 | |
| Euro - BTP Italian Government Bond Futures Contracts (Eurex) | Derivative-interest rate | DE | $-98K | – | -0.12 | |
| Euro - Bund Futures Contracts (Eurex) | Derivative-interest rate | DE | $89K | – | 0.11 | |
| Euro - OATS Futures Contracts (Eurex) | Derivative-interest rate | DE | $-223K | – | -0.27 | |
| Euro FX Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $28K | – | 0.03 | |
| Euro STOXX 50 Index Futures Contracts (Eurex) | Derivative-equity | DE | $-45K | – | -0.05 | |
| European Equity Fund, Inc. (European Equity Fund Inc/The) | Long | Equity-common | US | $20K | 2K | 0.02 |
| Everbridge, Inc. (Everbridge Inc) | Long | Equity-common | US | $917K | 26K | 1.09 |
| Federated Hermes Premier Municipal Income Fund | Long | Equity-common | US | $14K | 1K | 0.02 |
| Financial Select Sector SPDR Fund | Short | Equity-common | US | $-3K | -67 | -0.00 |
| First Advantage Corp. | Short | Equity-common | US | $-205K | -13K | -0.24 |
| First American Government Obligations Fund - Class X (First American Funds) | Long | Short-term investment vehicle | US | $1M | 1M | 1.64 |
| First Trust Enhanced Equity Income Fund | Long | Equity-common | US | $10K | 512 | 0.01 |
| First Trust Intermediate Duration Preferred & Income Fund | Long | Equity-common | US | $10K | 549 | 0.01 |
| First Trust Mortgage Income Fund | Long | Equity-common | US | $8K | 709 | 0.01 |
| First Trust Senior Floating Rate Income Fund II | Long | Equity-common | US | $9K | 928 | 0.01 |
| First Trust Specialty Finance and Financial Opportunities Fund | Long | Equity-common | US | $10K | 3K | 0.01 |
| Flaherty & Crumrine Dynamic Preferred and Income Fund, Inc. | Long | Equity-common | US | $6K | 310 | 0.01 |
| Flaherty & Crumrine Preferred & Income Fund, Inc. | Long | Equity-common | US | $12K | 1K | 0.01 |
| Flaherty & Crumrine Preferred and Income Opportunity Fund, Inc. | Long | Equity-common | US | $12K | 1K | 0.01 |
| Flaherty & Crumrine Preferred and Income Securities Fund, Inc. | Long | Equity-common | US | $18K | 1K | 0.02 |
| Flaherty & Crumrine Total Return Fund, Inc. | Long | Equity-common | US | $13K | 808 | 0.01 |
| Franklin Limited Duration Income Trust (Franklin Ltd Duration Income T) | Long | Equity-common | US | $18K | 3K | 0.02 |
| Franklin Universal Trust | Long | Equity-common | US | $11K | 2K | 0.01 |
| FTSE 100 Index Futures Contracts (ICE Futures Europe Financials) | Derivative-equity | GB | $-81K | – | -0.10 | |
| FTSE MIB Index Futures Contracts (Borsa Italiana (IDEM)) | Derivative-equity | IT | $6K | – | 0.01 | |
| Gabelli Dividend & Income Trust | Long | Equity-common | US | $147K | 6K | 0.17 |
| Gabelli Global Small and Mid Capital Value Trust | Long | Equity-common | US | $17K | 1K | 0.02 |
| Gabelli Global Utility & Income Trust | Long | Equity-common | US | $9K | 676 | 0.01 |
| Gabelli Healthcare & WellnessRx Trust | Long | Equity-common | US | $76K | 8K | 0.09 |
| GAMCO Natural Resources Gold & Income Trust | Long | Equity-common | US | $59K | 11K | 0.07 |
| Gasoline RBOB Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $415K | – | 0.49 | |
| Gasoline RBOB Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $-368K | – | -0.44 | |
| General American Investors Company, Inc. | Long | Equity-common | US | $151K | 3K | 0.18 |
| Gold 100 oz. Futures Contracts (Commodity Exchange, Inc.) | Derivative-commodity | US | $-25K | – | -0.03 | |
| GS Equity Market Neutral Custom Basket (Goldman Sachs International) | Derivative-equity | US | $784K | – | 0.93 | |
| GS Equity Market Neutral Custom Basket (Goldman Sachs International) | Derivative-equity | US | $430K | – | 0.51 | |
| GS Long/Short Equity Custom Basket (Goldman Sachs International) | Derivative-equity | US | $491K | – | 0.58 | |
| GS Long/Short Equity Custom Basket (Goldman Sachs International) | Derivative-equity | US | $370K | – | 0.44 | |
| Guggenheim Strategy Fund II (Guggenheim Partners Investment Management LLC) | Long | Equity-common | US | $7M | 270K | 7.91 |
| Guggenheim Strategy Fund III (Guggenheim Partners Investment Management LLC) | Long | Equity-common | US | $2M | 79K | 2.33 |
| Guggenheim Ultra Short Duration Fund - Institutional Class (Guggenheim Partners Investment Management LLC) | Long | Equity-common | US | $5M | 522K | 6.18 |
| Hard Red Winter Wheat Futures Contracts (Chicago Board of Trade) | Derivative-commodity | US | $56K | – | 0.07 | |
| HashiCorp, Inc. (HashiCorp Inc) | Long | Equity-common | US | $1M | 35K | 1.39 |
| Hawaiian Holdings, Inc. (Hawaiian Holdings Inc) | Long | Equity-common | US | $235K | 19K | 0.28 |
| Haynes International, Inc. (Haynes International Inc) | Long | Equity-common | US | $1M | 19K | 1.35 |
| Health Care Select Sector SPDR Fund | Short | Equity-common | US | $-202K | -1K | -0.24 |
| Heartland Financial USA, Inc. (Heartland Financial USA Inc) | Long | Equity-common | US | $1M | 23K | 1.23 |
| Herzfeld Caribbean Basin Fund, Inc. | Long | Equity-common | US | $23K | 10K | 0.03 |
| Hess Corp. | Long | Equity-common | US | $1M | 7K | 1.26 |
| Hibbett, Inc. (Hibbett Inc) | Long | Equity-common | US | $1M | 15K | 1.53 |
| High Income Securities Fund | Long | Equity-common | US | $1K | 207 | 0.00 |
| Highland Global Allocation Fund | Long | Equity-common | US | $3K | 377 | 0.00 |
| Highland Opportunities and Income Fund | Long | Equity-common | US | $8K | 1K | 0.01 |
| IBEX 35 Index Futures Contracts (Meff Renta Variable (Madrid)) | Derivative-equity | ES | $58.85 | – | 0.00 | |
| Independent Bank Group, Inc. (Independent Bank Group Inc) | Long | Equity-common | US | $250K | 6K | 0.30 |
| Infinera Corp. | Long | Equity-common | US | $740K | 122K | 0.88 |
| Insight Select Income Fund | Long | Equity-common | US | $10K | 612 | 0.01 |
| Invesco Advantage Municipal Income Trust II | Long | Equity-common | US | $19K | 2K | 0.02 |
| Invesco California Value Municipal Income Trust | Long | Equity-common | US | $16K | 2K | 0.02 |
| Invesco Dynamic Credit Opportunities Fund | Long | Equity-common | US | $51K | 5K | 0.06 |
| Invesco High Income Trust II | Long | Equity-common | US | $11K | 1K | 0.01 |
| Invesco Municipal Opportunity Trust | Long | Equity-common | US | $19K | 2K | 0.02 |
| Invesco Municipal Trust | Long | Equity-common | US | $18K | 2K | 0.02 |
| Invesco Pennsylvania Value Municipal Income Trust | Long | Equity-common | US | $13K | 1K | 0.02 |
| Invesco Quality Municipal Income Trust | Long | Equity-common | US | $18K | 2K | 0.02 |
| Invesco Senior Loan ETF | Short | Equity-common | US | $-82K | -4K | -0.10 |
| Invesco Trust for Investment Grade Municipals | Long | Equity-common | US | $18K | 2K | 0.02 |
| Invesco Trust for Investment Grade New York Municipals | Long | Equity-common | US | $13K | 1K | 0.02 |
| Invesco Value Municipal Income Trust | Long | Equity-common | US | $19K | 2K | 0.02 |
| iShares 7-10 Year Treasury Bond ETF | Short | Equity-common | US | $-53K | -561 | -0.06 |
| iShares Agency Bond ETF | Short | Equity-common | US | $-11K | -104 | -0.01 |
| iShares Core High Dividend ETF | Short | Equity-common | US | $-69K | -631 | -0.08 |
| iShares Floating Rate Bond ETF | Short | Equity-common | US | $-46K | -896 | -0.05 |
| iShares iBoxx $ Investment Grade Corporate Bond ETF | Short | Equity-common | US | $-66K | -617 | -0.08 |
| iShares iBoxx High Yield Corporate Bond ETF | Short | Equity-common | US | $-295K | -4K | -0.35 |
| iShares JP Morgan USD Emerging Markets Bond ETF | Short | Equity-common | US | $-31K | -351 | -0.04 |
| iShares Latin America 40 ETF | Short | Equity-common | US | $-29K | -1K | -0.03 |
| iShares MBS ETF | Short | Equity-common | US | $-3K | -38 | -0.00 |
| iShares Mortgage Real Estate ETF | Short | Equity-common | US | $-3K | -124 | -0.00 |
| iShares MSCI All Country Asia ex Japan ETF | Short | Equity-common | US | $-41K | -564 | -0.05 |
| iShares MSCI EAFE ETF | Short | Equity-common | US | $-715K | -9K | -0.85 |
| iShares MSCI Emerging Markets ETF | Short | Equity-common | US | $-139K | -3K | -0.17 |
| iShares National Muni Bond ETF | Short | Equity-common | US | $-490K | -5K | -0.58 |
| iShares Preferred & Income Securities ETF | Short | Equity-common | US | $-42K | -1K | -0.05 |
| iShares Russell 1000 Growth ETF | Short | Equity-common | US | $-96K | -264 | -0.11 |
| iShares Russell 1000 Value ETF | Short | Equity-common | US | $-451K | -3K | -0.54 |
| iShares Russell 2000 Index ETF (iShares Russell 2000 ETF) | Short | Equity-common | US | $-140K | -688 | -0.17 |
| iShares TIPS Bond ETF | Short | Equity-common | US | $-165K | -2K | -0.20 |
| iShares U.S. Real Estate ETF | Short | Equity-common | US | $-42K | -481 | -0.05 |
| J.P. Morgan Securities LLC | Long | Repurchase agreement | US | $2M | – | 2.96 |
| Japanese Yen Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $-142K | – | -0.17 | |
| John Hancock Hedged Equity & Income Fund | Long | Equity-common | US | $31K | 3K | 0.04 |
| John Hancock Income Securities Trust | Long | Equity-common | US | $12K | 1K | 0.01 |
| John Hancock Premium Dividend Fund | Long | Equity-common | US | $19K | 2K | 0.02 |
| John Hancock Tax-Advantaged Dividend Income Fund | Long | Equity-common | US | $18K | 892 | 0.02 |
| Johnson & Johnson | Long | Rights | US | $0 | 4K | – |
| Juniper Networks, Inc. (Juniper Networks Inc) | Long | Equity-common | US | $1M | 28K | 1.22 |
| Lazard Global Total Return and Income Fund, Inc. | Long | Equity-common | US | $10K | 595 | 0.01 |
| Lean Hogs Futures Contracts (Chicago Mercantile Exchange) | Derivative-commodity | US | $-34K | – | -0.04 | |
| Liberty All Star Growth Fund, Inc. (Liberty All Star Growth Fund I) | Long | Equity-common | US | $10K | 2K | 0.01 |
| Live Cattle Futures Contracts (Chicago Mercantile Exchange) | Derivative-commodity | US | $106K | – | 0.13 | |
| Live Cattle Futures Contracts (Chicago Mercantile Exchange) | Derivative-commodity | US | $103K | – | 0.12 | |
| Live Cattle Futures Contracts (Chicago Mercantile Exchange) | Derivative-commodity | US | $-22K | – | -0.03 | |
| LME Lead Futures Contracts (London Metal Exchange) | Derivative-commodity | GB | $-2K | – | -0.00 | |
| LME Primary Aluminum Futures Contracts (London Metal Exchange) | Derivative-commodity | GB | $-20K | – | -0.02 | |
| LME Zinc Futures Contracts (London Metal Exchange) | Derivative-commodity | GB | $7K | – | 0.01 | |
| LMP Capital and Income Fund, Inc. (LMP Capital and Income Fund In) | Long | Equity-common | US | $15K | 969 | 0.02 |
| Long Gilt Futures Contracts (ICE Futures Europe Financials) | Derivative-interest rate | GB | $36K | – | 0.04 | |
| Low Sulphur Gas Oil Futures Contracts (ICE Futures Europe Commodities) | Derivative-commodity | GB | $52K | – | 0.06 | |
| Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund | Long | Equity-common | US | $10K | 1K | 0.01 |
| Marathon Oil Corp. | Long | Equity-common | US | $786K | 27K | 0.94 |
| Materials Select Sector SPDR Fund | Short | Equity-common | US | $-29K | -334 | -0.04 |
| McGrath RentCorp | Long | Equity-common | US | $848K | 8K | 1.01 |
| Mexico Fund, Inc. (Mexico Fund Inc/The) | Long | Equity-common | US | $55K | 3K | 0.07 |
| MFS Charter Income Trust | Long | Equity-common | US | $13K | 2K | 0.02 |
| MFS Government Markets Income Trust | Long | Equity-common | US | $12K | 4K | 0.01 |
| MFS High Income Municipal Trust | Long | Equity-common | US | $11K | 3K | 0.01 |
| MFS High Yield Municipal Trust | Long | Equity-common | US | $11K | 3K | 0.01 |
| MFS Intermediate High Income Fund | Long | Equity-common | US | $10K | 6K | 0.01 |
| MFS Intermediate Income Trust | Long | Equity-common | US | $14K | 5K | 0.02 |
| MFS Investment Grade Municipal Trust | Long | Equity-common | US | $11K | 1K | 0.01 |
| MFS Multimarket Income Trust | Long | Equity-common | US | $12K | 3K | 0.01 |
| MFS Municipal Income Trust | Long | Equity-common | US | $13K | 2K | 0.02 |
| Morgan Stanley Emerging Markets Debt Fund, Inc. | Long | Equity-common | US | $10K | 1K | 0.01 |
| MS Equity Market Neutral Custom Basket (Morgan Stanley Capital Services LLC) | Derivative-equity | US | $1M | – | 1.50 | |
| MS Equity Market Neutral Custom Basket (Morgan Stanley Capital Services LLC) | Derivative-equity | US | $-677K | – | -0.81 | |
| MS Long/Short Equity Custom Basket (Morgan Stanley Capital Services LLC) | Derivative-equity | US | $540K | – | 0.64 | |
| MS Long/Short Equity Custom Basket (Morgan Stanley Capital Services LLC) | Derivative-equity | US | $324K | – | 0.39 | |
| NASDAQ-100 Index Mini Futures Contracts (Chicago Mercantile Exchange) | Derivative-equity | US | $-18K | – | -0.02 | |
| National Western Life Group, Inc. (National Western Life Group In) | Long | Equity-common | US | $1M | 3K | 1.75 |
| Natural Gas Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $600K | – | 0.71 | |
| Natural Gas Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $44K | – | 0.05 | |
| Natural Gas Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $-590K | – | -0.70 | |
| Neuberger Berman Energy Infrastructure and Income Fund, Inc. | Long | Equity-common | US | $9K | 1K | 0.01 |
| Neuberger Berman Municipal Fund, Inc. | Long | Equity-common | US | $77K | 7K | 0.09 |
| Neuberger Berman Real Estate Securities Income Fund, Inc. | Long | Equity-common | US | $10K | 3K | 0.01 |
| New America High Income Fund, Inc. (New America High Income Fund I) | Long | Equity-common | US | $2K | 251 | 0.00 |
| New Germany Fund, Inc. (New Germany Fund Inc/The) | Long | Equity-common | US | $38K | 5K | 0.04 |
| New Zealand Dollar Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $-39K | – | -0.05 | |
| Nikkei 225 (OSE) Index Futures Contracts (Osaka Exchange) | Derivative-equity | JP | $22K | – | 0.03 | |
| Noble Corporation plc (Noble Corp PLC) | Short | Equity-common | US | $-343K | -8K | -0.41 |
| Nokia Oyj | Short | Equity-common | FI | $-246K | -65K | -0.29 |
| Novartis AG (NOVN_C) | Long | Rights | US | $0.01 | 10K | 0.00 |
| Nuveen AMT-Free Municipal Credit Income Fund | Long | Equity-common | US | $39K | 3K | 0.05 |
| Nuveen AMT-Free Quality Municipal Income Fund | Long | Equity-common | US | $38K | 3K | 0.05 |
| Nuveen Arizona Quality Municipal Income Fund | Long | Equity-common | US | $26K | 2K | 0.03 |
| Nuveen California AMT-Free Quality Municipal Income Fund | Long | Equity-common | US | $19K | 1K | 0.02 |
| Nuveen California Municipal Value Fund, Inc. | Long | Equity-common | US | $13K | 2K | 0.02 |
| Nuveen California Quality Municipal Income Fund | Long | Equity-common | US | $33K | 3K | 0.04 |
| Nuveen California Select Tax-Free Income Portfolio | Long | Equity-common | US | $11K | 881 | 0.01 |
| Nuveen Credit Strategies Income Fund | Long | Equity-common | US | $10K | 2K | 0.01 |
| Nuveen Dow 30sm Dynamic Overwrite Fund | Long | Equity-common | US | $17K | 1K | 0.02 |
| Nuveen Floating Rate Income Fund | Long | Equity-common | US | $18K | 2K | 0.02 |
| Nuveen Global High Income Fund | Long | Equity-common | US | $10K | 774 | 0.01 |
| Nuveen Intermediate Duration Municipal Term Fund (NID_UN) | Long | Equity-common | US | $0 | 955 | – |
| Nuveen Massachusetts Quality Municipal Income Fund | Long | Equity-common | US | $11K | 1K | 0.01 |
| Nuveen Minnesota Quality Municipal Income Fund | Long | Equity-common | US | $11K | 995 | 0.01 |
| Nuveen Missouri Quality Municipal Income Fund | Long | Equity-common | US | $8K | 811 | 0.01 |
| Nuveen Mortgage and Income Fund | Long | Equity-common | US | $2K | 86 | 0.00 |
| Nuveen Multi-Asset Income Fund | Long | Equity-common | US | $6K | 508 | 0.01 |
| Nuveen Multi-Market Income Fund | Long | Equity-common | US | $4K | 705 | 0.01 |
| Nuveen Municipal Credit Income Fund | Long | Equity-common | US | $18K | 1K | 0.02 |
| Nuveen Municipal High Income Opportunity Fund | Long | Equity-common | US | $19K | 2K | 0.02 |
| Nuveen Municipal Income Fund, Inc. (Nuveen Municipal Income Fund I) | Long | Equity-common | US | $10K | 1K | 0.01 |
| Nuveen Municipal Value Fund, Inc. (Nuveen Municipal Value Fund In) | Long | Equity-common | US | $18K | 2K | 0.02 |
| Nuveen NASDAQ 100 Dynamic Overwrite Fund | Long | Equity-common | US | $19K | 749 | 0.02 |
| Nuveen New Jersey Quality Municipal Income Fund | Long | Equity-common | US | $16K | 1K | 0.02 |
| Nuveen New York AMT-Free Quality Municipal Income Fund | Long | Equity-common | US | $19K | 2K | 0.02 |
| Nuveen New York Municipal Value Fund | Long | Equity-common | US | $12K | 1K | 0.01 |
| Nuveen New York Quality Municipal Income Fund | Long | Equity-common | US | $15K | 1K | 0.02 |
| Nuveen New York Select Tax-Free Income Portfolio | Long | Equity-common | US | $10K | 889 | 0.01 |
| Nuveen Pennsylvania Quality Municipal Income Fund | Long | Equity-common | US | $32K | 3K | 0.04 |
| Nuveen Preferred & Income Opportunities Fund | Long | Equity-common | US | $8K | 1K | 0.01 |
| Nuveen Quality Municipal Income Fund | Long | Equity-common | US | $108K | 9K | 0.13 |
| Nuveen Real Asset Income and Growth Fund | Long | Equity-common | US | $19K | 2K | 0.02 |
| Nuveen Real Estate Income Fund | Long | Equity-common | US | $14K | 2K | 0.02 |
| Nuveen S&P 500 Buy-Write Income Fund | Long | Equity-common | US | $19K | 1K | 0.02 |
| Nuveen S&P 500 Dynamic Overwrite Fund | Long | Equity-common | US | $14K | 844 | 0.02 |
| Nuveen Select Maturities Municipal Fund | Long | Equity-common | US | $11K | 1K | 0.01 |
| Nuveen Taxable Municipal Income Fund | Long | Equity-common | US | $17K | 1K | 0.02 |
| Nuveen Virginia Quality Municipal Income Fund | Long | Equity-common | US | $47K | 4K | 0.06 |
| NY Harbor ULSD Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $21K | – | 0.02 | |
| Olink Holding AB | Long | Equity-common | SE | $2M | 70K | 2.12 |
| OMX Stockholm 30 Index Futures Contracts (OMX Nordic Exchange Stockholm) | Derivative-equity | SE | $-18K | – | -0.02 | |
| Overseas Shipholding Group, Inc. (Overseas Shipholding Group Inc) | Long | Equity-common | US | $807K | 95K | 0.96 |
| Perficient, Inc. (Perficient Inc) | Long | Equity-common | US | $526K | 7K | 0.63 |
| PGIM Global High Yield Fund, Inc. (PGIM Global High Yield Fund In) | Long | Equity-common | US | $18K | 2K | 0.02 |
| PGIM High Yield Bond Fund, Inc. (PGIM High Yield Bond Fund Inc) | Long | Equity-common | US | $18K | 1K | 0.02 |
| PIMCO California Municipal Income Fund | Long | Equity-common | US | $13K | 1K | 0.02 |
| PIMCO California Municipal Income Fund II | Long | Equity-common | US | $13K | 2K | 0.01 |
| PIMCO California Municipal Income Fund III | Long | Equity-common | US | $13K | 2K | 0.02 |
| PIMCO Municipal Income Fund III | Long | Equity-common | US | $15K | 2K | 0.02 |
| PIMCO New York Municipal Income Fund | Long | Equity-common | US | $11K | 1K | 0.01 |
| PIMCO New York Municipal Income Fund II | Long | Equity-common | US | $11K | 2K | 0.01 |
| PIMCO New York Municipal Income Fund III | Long | Equity-common | US | $2K | 332 | 0.00 |
| Pioneer Diversified High Income Fund, Inc. | Long | Equity-common | US | $12K | 986 | 0.01 |
| Pioneer High Income Fund, Inc. (Pioneer High Income Fund Inc) | Long | Equity-common | US | $15K | 2K | 0.02 |
| Pioneer Municipal High Income Advantage Fund, Inc. | Long | Equity-common | US | $13K | 2K | 0.02 |
| Pioneer Municipal High Income Fund Trust | Long | Equity-common | US | $14K | 1K | 0.02 |
| PlayAGS, Inc. (PlayAGS Inc) | Long | Equity-common | US | $394K | 34K | 0.47 |
| PowerSchool Holdings, Inc. (PowerSchool Holdings Inc) | Long | Equity-common | US | $637K | 28K | 0.76 |
| Principal Real Estate Income Fund | Long | Equity-common | US | $11K | 1K | 0.01 |
| Putnam Managed Municipal Income Trust | Long | Equity-common | US | $14K | 2K | 0.02 |
| Putnam Master Intermediate Income Trust | Long | Equity-common | US | $1K | 375 | 0.00 |
| Putnam Municipal Opportunities Trust | Long | Equity-common | US | $15K | 1K | 0.02 |
| Putnam Premier Income Trust | Long | Equity-common | US | $4K | 1K | 0.00 |
| RiverNorth Capital and Income Fund | Long | Equity-common | US | $2K | 121 | 0.00 |
| Royce Global Trust, Inc. (Royce Global Trust Inc) | Long | Equity-common | US | $9K | 845 | 0.01 |
| Royce Micro-Capital Trust, Inc. (Royce Micro-Cap Trust Inc) | Long | Equity-common | US | $9K | 1K | 0.01 |
| Royce Small-Capital Trust, Inc. (Royce Small-Cap Trust Inc) | Long | Equity-common | US | $9K | 652 | 0.01 |
| Russell 2000 Index Mini Futures Contracts (Chicago Mercantile Exchange) | Derivative-equity | US | $22K | – | 0.03 | |
| S&P 500 Index Mini Futures Contracts (Chicago Mercantile Exchange) | Derivative-equity | US | $-4K | – | -0.00 | |
| S&P/TSX 60 IX Index Futures Contracts (Montreal Exchange) | Derivative-equity | CA | $-2K | – | -0.00 | |
| Saba Capital Income & Opportunities Fund | Long | Equity-common | US | $6K | 792 | 0.01 |
| Schlumberger N.V. (Schlumberger NV) | Short | Equity-common | US | $-1M | -23K | -1.31 |
| Schwab U.S. Aggregate Bond ETF | Short | Equity-common | US | $-89K | -2K | -0.11 |
| Silk Road Medical, Inc. (Silk Road Medical Inc) | Long | Equity-common | US | $753K | 28K | 0.90 |
| Silver Futures Contracts (Commodity Exchange, Inc.) | Derivative-commodity | US | $-18K | – | -0.02 | |
| Source Capital, Inc. (Source Capital Inc) | Long | Equity-common | US | $10K | 227 | 0.01 |
| SouthState Corp. | Short | Equity-common | US | $-252K | -3K | -0.30 |
| Southwestern Energy Co. | Long | Equity-common | US | $927K | 138K | 1.10 |
| Soybean Futures Contracts (Chicago Board of Trade) | Derivative-commodity | US | $67K | – | 0.08 | |
| Soybean Meal Futures Contracts (Chicago Board of Trade) | Derivative-commodity | US | $-9K | – | -0.01 | |
| Soybean Oil Futures Contracts (Chicago Board of Trade) | Derivative-commodity | US | $-6K | – | -0.01 | |
| SPDR Bloomberg Convertible Securities ETF | Short | Equity-common | US | $-197K | -3K | -0.23 |
| SPDR Gold Shares | Short | Equity-common | US | $-12K | -55 | -0.01 |
| SPDR Nuveen Bloomberg High Yield Municipal Bond ETF | Short | Equity-common | US | $-452K | -18K | -0.54 |
| SPDR Nuveen Bloomberg Municipal Bond ETF | Short | Equity-common | US | $-738K | -16K | -0.88 |
| SPDR S&P 500 ETF Trust | Short | Equity-common | US | $-461K | -848 | -0.55 |
| SPDR S&P Biotech ETF | Short | Equity-common | US | $-88K | -950 | -0.10 |
| Special Opportunities Fund, Inc. (Special Opportunities Fund Inc) | Long | Equity-common | US | $2K | 134 | 0.00 |
| SPI 200 Index Futures Contracts (ASX Trade24) | Derivative-equity | AU | $-3K | – | -0.00 | |
| Sprott Focus Trust, Inc. (Sprott Focus Trust Inc) | Long | Equity-common | US | $11K | 1K | 0.01 |
| Squarespace, Inc. (Squarespace Inc) | Long | Equity-common | US | $130K | 3K | 0.16 |
| SRH Total Return Fund, Inc. (SRH Total Return Fund Inc) | Long | Equity-common | US | $146K | 10K | 0.17 |
| Stericycle, Inc. (Stericycle Inc) | Long | Equity-common | US | $767K | 13K | 0.91 |
| Sterling Check Corp. | Long | Equity-common | US | $689K | 47K | 0.82 |
| Sugar #11 Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $504K | – | 0.60 | |
| Sugar #11 Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $13K | – | 0.02 | |
| Sugar #11 Futures Contracts (ICE Futures US Softs) | Derivative-commodity | US | $-564K | – | -0.67 | |
| Surmodics, Inc. (Surmodics Inc) | Long | Equity-common | US | $1M | 24K | 1.20 |
| Swiss Franc Futures Contracts (Chicago Mercantile Exchange) | Derivative-foreign exchange | US | $130K | – | 0.15 | |
| Swiss Helvetia Fund, Inc. (Swiss Helvetia Fund Inc/The) | Long | Equity-common | US | $31K | 4K | 0.04 |
| Synopsys, Inc. (Synopsys Inc) | Short | Equity-common | US | $-302K | -508 | -0.36 |
| TCW Strategic Income Fund, Inc. (TCW Strategic Income Fund Inc) | Long | Equity-common | US | $10K | 2K | 0.01 |
| Templeton Emerging Markets Fund/United States | Long | Equity-common | US | $34K | 3K | 0.04 |
| Templeton Emerging Markets Income Fund | Long | Equity-common | US | $13K | 2K | 0.02 |
| Tokyo Stock Price Index Futures Contracts (Osaka Exchange) | Derivative-equity | JP | $22K | – | 0.03 | |
| Tortoise Energy Independence Fund, Inc. | Long | Equity-common | US | $4.52 | 0.125 | 0.00 |
| Tortoise Power and Energy Infrastructure Fund, Inc. | Long | Equity-common | US | $11K | 719 | 0.01 |
| Tri-Continental Corp. | Long | Equity-common | US | $10K | 316 | 0.01 |
| U.S. Treasury 10 Year Note Futures Contracts (Chicago Board of Trade) | Derivative-interest rate | US | $-47K | – | -0.06 | |
| U.S. Treasury Bills (TREASURY BILL) | Long | Debt | US | $9M | – | 10.79 |
| U.S. Treasury Bills (TREASURY BILL) | Long | Debt | US | $7M | – | 7.96 |
| U.S. Treasury Long Bond Futures Contracts (Chicago Board of Trade) | Derivative-interest rate | US | $-25K | – | -0.03 | |
| U.S. Treasury Ultra Long Bond Futures Contracts (Chicago Board of Trade) | Derivative-interest rate | US | $-32K | – | -0.04 | |
| UMB Financial Corp. | Short | Equity-common | US | $-1M | -13K | -1.27 |
| US Silica Holdings, Inc. (US Silica Holdings Inc) | Long | Equity-common | US | $257K | 17K | 0.31 |
| Utilities Select Sector SPDR Fund | Short | Equity-common | US | $-36K | -525 | -0.04 |
| VanEck Gold Miners ETF (VanEck Gold Miners ETF/USA) | Short | Equity-common | US | $-7K | -216 | -0.01 |
| VanEck High Yield Muni ETF | Short | Equity-common | US | $-159K | -3K | -0.19 |
| Virtus Convertible & Income Fund | Long | Equity-common | US | $10K | 3K | 0.01 |
| Virtus Convertible & Income Fund II | Long | Equity-common | US | $9K | 3K | 0.01 |
| Virtus Total Return Fund, Inc. (Virtus Total Return Fund Inc) | Long | Equity-common | US | $146K | 27K | 0.17 |
| Vizio Holding Corp. | Long | Equity-common | US | $961K | 89K | 1.14 |
| Voya Asia Pacific High Dividend Equity Income Fund | Long | Equity-common | US | $24K | 4K | 0.03 |
| Voya Emerging Markets High Dividend Equity Fund | Long | Equity-common | US | $29K | 5K | 0.03 |
| Voya Global Advantage and Premium Opportunity Fund | Long | Equity-common | US | $10K | 1K | 0.01 |
| Voya Infrastructure Industrials and Materials Fund | Long | Equity-common | US | $9K | 922 | 0.01 |
| Western Asset Emerging Markets Debt Fund, Inc. | Long | Equity-common | US | $18K | 2K | 0.02 |
| Western Asset High Income Opportunity Fund, Inc. | Long | Equity-common | US | $18K | 5K | 0.02 |
| Western Asset High Yield Defined Opportunity Fund, Inc. | Long | Equity-common | US | $10K | 849 | 0.01 |
| Western Asset Inflation-Linked Income Fund | Long | Equity-common | US | $11K | 1K | 0.01 |
| Western Asset Inflation-Linked Opportunities & Income Fund | Long | Equity-common | US | $153K | 18K | 0.18 |
| Western Asset Intermediate Muni Fund, Inc. | Long | Equity-common | US | $12K | 2K | 0.01 |
| Western Asset Investment Grade Income Fund, Inc. | Long | Equity-common | US | $11K | 914 | 0.01 |
| Western Asset Managed Municipals Fund, Inc. | Long | Equity-common | US | $19K | 2K | 0.02 |
| Western Asset Municipal High Income Fund, Inc. | Long | Equity-common | US | $3K | 509 | 0.00 |
| Western Asset Premier Bond Fund | Long | Equity-common | US | $3K | 293 | 0.00 |
| Wheat Futures Contracts (Chicago Board of Trade) | Derivative-commodity | US | $44K | – | 0.05 | |
| Whole Earth Brands, Inc. (Whole Earth Brands Inc) | Long | Equity-common | US | $259K | 53K | 0.31 |
| WillScot Mobile Mini Holdings Corp. | Short | Equity-common | US | $-338K | -9K | -0.40 |
| WTI Crude Futures Contracts (New York Mercantile Exchange) | Derivative-commodity | US | $57K | – | 0.07 |
Address
Rydex Series Funds
702 King Farm Blvd., Suite 200
Rockville
Maryland
20850
United States of America
Directors
Randall C. Barnes
Sandra G. Sponem
Ronald E. Toupin, Jr.
Angela Brock-Kyle
Thomas F. Lydon Jr.
Amy J. Lee
Ronald A. Nyberg
Transfer Agents
MUFG Investor Services (US), LLC
Pricing Services
ICE Data Services
Bloomberg
Custodians
U.S. Bank N.A.
Shareholder Servicing Agents
MUFG Investor Services (US), LLC
Admins
MUFG Investor Services (US), LLC
Brokers
GOLDMAN SACHS & CO. LLC