Northern Trust > Northern Funds
California Tax-Exempt Fund
$154.43M
Avg Monthly Net Assets
$147.49M
Total Assets
$94K
Total Liabilities
$147.39M
Net Assets
California Tax-Exempt Fund is a Mutual Fund in Northern Funds
from Northern Trust,
based in Illinois,
United States of America.
The fund has one share class
and monthly net assets of $154.43M.
On August 26th, 2024 it reported 130 holdings, the largest
being PALOMAR POMERADO HEALTH CALIF (3.9%), NEWPORT-MESA CALIF UNI SCH DIST (3.5%) and BAY AREA TOLL AUTH CALIF (2.4%).
Data provided by Fincoded.
Share Classes
| Name | Class/Contract ID | Ticker | Monthly Returns (2 years) |
|---|---|---|---|
| California Tax-Exempt Fund | C000003397 | NCATX |
Holdings
From latest NPORT-P, filed August 26th, 2024 for period ending June 28th, 2024.
Historic holdings data available from Fincoded.
| Name | Profile | Category | Country | Value $USD | # Shares | % of Fund |
|---|---|---|---|---|---|---|
| CA ALASCD 5 08/01/2042 (ALAMEDA CALIF UNI SCH DIST) | Long | Debt | US | $523K | – | 0.35 |
| CA BAYTRN 04/01/2047 (BAY AREA TOLL AUTH CALIF) | Long | Debt | US | $4M | – | 2.44 |
| CA BAYTRN 4 04/01/2035 (BAY AREA TOLL AUTH CALIF) | Long | Debt | US | $2M | – | 1.64 |
| CA BAYTRN 5 04/01/2049 (BAY AREA TOLL AUTH CALIF) | Long | Debt | US | $1M | – | 0.75 |
| CA BEASCD 5.25 08/01/2044 (BEAUMONT CALIF UNI SCH DIST) | Long | Debt | US | $2M | – | 1.07 |
| CA CARSCD 3 08/01/2042 (CARLSBAD CALIF UNI SCH DIST) | Long | Debt | US | $476K | – | 0.32 |
| CA CAS 3 12/01/2046 (CALIFORNIA ST) | Long | Debt | US | $246K | – | 0.17 |
| CA CAS 5 09/01/2025 (CALIFORNIA ST) | Long | Debt | US | $2M | – | 1.47 |
| CA CAS 5 09/01/2025 (CALIFORNIA ST) | Long | Debt | US | $562K | – | 0.38 |
| CA CAS 5 09/01/2026 (CALIFORNIA ST) | Long | Debt | US | $3M | – | 2.22 |
| CA CAS 5 09/01/2035 (CALIFORNIA ST) | Long | Debt | US | $2M | – | 1.40 |
| CA CAS 5 09/01/2042 (CALIFORNIA ST) | Long | Debt | US | $1M | – | 0.76 |
| CA CAS 5 10/01/2028 (CALIFORNIA ST) | Long | Debt | US | $851K | – | 0.58 |
| CA CAS 5 12/01/2026 (CALIFORNIA ST) | Long | Debt | US | $2M | – | 1.42 |
| CA CASDEV 08/01/2055 (CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK) | Long | Debt | US | $3M | – | 2.26 |
| CA CASDEV 12/01/2050 (CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK) | Long | Debt | US | $2M | – | 1.20 |
| CA CASDEV 3 05/15/2051 (CALIFORNIA STATEWIDE CMNTYS DEV AUTH) | Long | Debt | US | $943K | – | 0.64 |
| CA CASDEV 5 05/15/2033 (CALIFORNIA STATEWIDE CMNTYS DEV AUTH) | Long | Debt | US | $2M | – | 1.11 |
| CA CASEDU 3 12/01/2051 (CALIFORNIA EDL FACS AUTH) | Long | Debt | US | $434K | – | 0.29 |
| CA CASEDU 5 11/01/2044 (CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK) | Long | Debt | US | $646K | – | 0.44 |
| CA CASEDU 5 11/01/2047 (CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK) | Long | Debt | US | $1M | – | 0.72 |
| CA CASFAC 4 11/01/2049 (CALIFORNIA ST ENTERPRISE DEV AUTH) | Long | Debt | US | $965K | – | 0.65 |
| CA CASFAC 5 11/01/2031 (CALIFORNIA ST ENTERPRISE DEV AUTH) | Long | Debt | US | $1M | – | 0.79 |
| CA CASFAC 5 11/01/2032 (CALIFORNIA ST ENTERPRISE DEV AUTH) | Long | Debt | US | $1M | – | 0.70 |
| CA CASFIN 3 10/01/2049 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $776K | – | 0.53 |
| CA CASFIN 4 10/01/2051 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $222K | – | 0.15 |
| CA CASFIN 4 11/01/2041 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $164K | – | 0.11 |
| CA CASFIN 5 04/01/2040 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $1M | – | 0.72 |
| CA CASFIN 5 05/15/2039 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $1M | – | 0.70 |
| CA CASFIN 5 05/15/2043 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $1M | – | 0.70 |
| CA CASFIN 5 06/01/2032 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $2M | – | 1.08 |
| CA CASFIN 5.25 06/01/2053 (CALIFORNIA MUN FIN AUTH) | Long | Debt | US | $537K | – | 0.36 |
| CA CASGEN 1.51 04/01/2026 (CALIFORNIA STATEWIDE CMNTYS DEV AUTH) | Long | Debt | US | $579K | – | 0.39 |
| CA CASGEN 4 06/01/2035 (CALIFORNIA CNTY CALIF TOB SECURITIZATION AGY) | Long | Debt | US | $905K | – | 0.61 |
| CA CASGEN 5 06/01/2029 (CALIFORNIA CNTY CALIF TOB SECURITIZATION AGY) | Long | Debt | US | $331K | – | 0.22 |
| CA CASHSG 3.2 02/01/2025 (CALIFORNIA HSG FIN AGY) | Long | Debt | US | $549K | – | 0.37 |
| CA CASHSG 3.5 11/20/2035 (CALIFORNIA HSG FIN AGY) | Long | Debt | US | $1M | – | 0.77 |
| CA CASHSG 3.75 03/25/2035 (CALIFORNIA HSG FIN AGY) | Long | Debt | US | $480K | – | 0.33 |
| CA CASMED 11/01/2054 (CALIFORNIA HEALTH FACS FING AUTH) | Long | Debt | US | $249K | – | 0.17 |
| CA CASMED 4 11/01/2044 (CALIFORNIA HEALTH FACS FING AUTH) | Long | Debt | US | $2M | – | 1.34 |
| CA CASMED 5 11/15/2046 (CALIFORNIA HEALTH FACS FING AUTH) | Long | Debt | US | $427K | – | 0.29 |
| CA CASSCD 4 08/01/2051 (CALIFORNIA SCH FIN AUTH) | Long | Debt | US | $682K | – | 0.46 |
| CA CCEDEV 10/01/2052 (CALIFORNIA CMNTY CHOICE FING AUTH) | Long | Debt | US | $604K | – | 0.41 |
| CA CDAHSG 4.3 07/01/2059 (CSCDA CMNTY IMPT AUTH CALIF) | Long | Debt | US | $434K | – | 0.29 |
| CA CNRSCD 4 08/01/2049 (CORONA-NORCO CALIF UNI SCH DIST) | Long | Debt | US | $1000K | – | 0.68 |
| CA COAWTR 4 08/01/2046 (COACHELLA VY CALIF WTR DIST) | Long | Debt | US | $2M | – | 1.17 |
| CA ESDSCD 5 08/01/2026 (EAST SIDE UN HIGH SCH DIST CALIF) | Long | Debt | US | $2M | – | 1.20 |
| CA EVESCD 5 08/01/2046 (EVERGREEN CALIF SCH DIST) | Long | Debt | US | $1M | – | 0.93 |
| CA FMTEDU 2 08/01/2035 (FREMONT CALIF UNI SCH DIST) | Long | Debt | US | $1M | – | 0.87 |
| CA FOOTRN 4 01/15/2046 (FOOTHILL / EASTERN TRANSN CORRIDOR AGY CALIF) | Long | Debt | US | $243K | – | 0.16 |
| CA GARGEN 5 04/01/2031 (GARDEN GROVE CALIF PUB FING AUTH) | Long | Debt | US | $334K | – | 0.23 |
| CA IMRPWR 5 11/01/2046 (IMPERIAL IRR DIST CALIF) | Long | Debt | US | $2M | – | 1.04 |
| CA LOSAPT 5 05/15/2031 (LOS ANGELES CALIF DEPT ARPTS) | Long | Debt | US | $1M | – | 0.71 |
| CA LOSAPT 5 05/15/2044 (LOS ANGELES CALIF DEPT ARPTS) | Long | Debt | US | $518K | – | 0.35 |
| CA LOSAPT 5 05/15/2046 (LOS ANGELES CALIF DEPT ARPTS) | Long | Debt | US | $522K | – | 0.35 |
| CA LOSAPT 5.5 05/15/2047 (LOS ANGELES CALIF DEPT ARPTS) | Long | Debt | US | $1M | – | 0.74 |
| CA LOSDEV 5 09/01/2052 (LOS ANGELES CNTY CALIF CMNTY FACS DIST NO 2021-01) | Long | Debt | US | $510K | – | 0.35 |
| CA LOSFAC 2.62 12/01/2051 (LOS ANGELES CNTY CALIF PUB WKS FING AUTH) | Long | Debt | US | $1M | – | 0.74 |
| CA LOSHGR 3 08/01/2039 (LOS ANGELES CALIF CMNTY COLLEGE DIST) | Long | Debt | US | $734K | – | 0.50 |
| CA LOSHGR 4 08/01/2039 (LOS ANGELES CALIF CMNTY COLLEGE DIST) | Long | Debt | US | $3M | – | 1.96 |
| CA LOSHGR 5 08/01/2025 (LOS ANGELES CALIF CMNTY COLLEGE DIST) | Long | Debt | US | $1M | – | 0.73 |
| CA LOSTRN 5 07/01/2034 (LOS ANGELES CNTY CALIF MET TRANSN AUTH) | Long | Debt | US | $562K | – | 0.38 |
| CA LOSTRN 5 07/01/2036 (LOS ANGELES CNTY CALIF MET TRANSN AUTH) | Long | Debt | US | $2M | – | 1.45 |
| CA LOSUTL 5 06/01/2043 (LOS ANGELES CALIF) | Long | Debt | US | $2M | – | 1.36 |
| CA LOSUTL 5 07/01/2038 (LOS ANGELES CALIF DEPT WTR & PWR) | Long | Debt | US | $519K | – | 0.35 |
| CA LOSUTL 5 07/01/2039 (LOS ANGELES CALIF DEPT WTR & PWR) | Long | Debt | US | $579K | – | 0.39 |
| CA LOSUTL 5 07/01/2040 (LOS ANGELES CALIF DEPT WTR & PWR) | Long | Debt | US | $1M | – | 0.74 |
| CA LOSUTL 5 07/01/2051 (LOS ANGELES CALIF DEPT WTR & PWR) | Long | Debt | US | $1M | – | 0.73 |
| CA LOSUTL 5 07/01/2052 (LOS ANGELES CALIF DEPT WTR & PWR) | Long | Debt | US | $540K | – | 0.37 |
| CA LRSHGR 3 08/01/2044 (LOS RIOS CALIF CMNTY COLLEGE DIST) | Long | Debt | US | $830K | – | 0.56 |
| CA LUCSCD 5 08/01/2042 (LUCIA MAR UNI SCH DIST CALIF) | Long | Debt | US | $2M | – | 1.04 |
| CA MESWTR 4 03/15/2045 (MESA CALIF WTR DIST) | Long | Debt | US | $1M | – | 0.79 |
| CA METWTR 07/01/2037 (METROPOLITAN WTR DIST SOUTHN CALIF CALIF) | Long | Debt | US | $2M | – | 1.49 |
| CA METWTR 5 10/01/2038 (METROPOLITAN WTR DIST SOUTHN CALIF CALIF) | Long | Debt | US | $455K | – | 0.31 |
| CA MNEGEN 3 09/01/2042 (MENIFEE CALIF) | Long | Debt | US | $129K | – | 0.09 |
| CA MNEGEN 4 09/01/2051 (MENIFEE CALIF) | Long | Debt | US | $380K | – | 0.26 |
| CA MODSCD 5 08/01/2048 (MODESTO CALIF CITY SCH DIST) | Long | Debt | US | $1M | – | 0.74 |
| CA MONGEN 5 09/01/2037 (MONTEREY CNTY CALIF FING AUTH) | Long | Debt | US | $1M | – | 0.85 |
| CA MOUSCD 4.25 09/01/2045 (MOUNTAIN VIEW-WHISMAN CALIF SCH DIST) | Long | Debt | US | $516K | – | 0.35 |
| CA NCEPWR 07/01/2049 (NORTHERN CALIF ENERGY AUTH) | Long | Debt | US | $4M | – | 2.37 |
| CA NPTSCD 0 08/01/2033 (NEWPORT-MESA CALIF UNI SCH DIST) | Long | Debt | US | $5M | – | 3.51 |
| CA ORAFAC 5 08/15/2042 (ORANGE CNTY CALIF CMNTY FACS DIST) | Long | Debt | US | $1M | – | 0.71 |
| CA OXNSCD 5 08/01/2045 (OXNARD CALIF UN HIGH SCH DIST) | Long | Debt | US | $1M | – | 0.71 |
| CA PERSCD 3 09/01/2045 (PERRIS CALIF UN HIGH SCH DIST) | Long | Debt | US | $2M | – | 1.04 |
| CA PMRMED 7 08/01/2038 (PALOMAR POMERADO HEALTH CALIF) | Long | Debt | US | $6M | – | 3.87 |
| CA RIVGEN 5 11/01/2033 (RIVERSIDE CNTY CALIF PUB FING AUTH) | Long | Debt | US | $2M | – | 1.04 |
| CA RIVTRN 4 06/01/2046 (RIVERSIDE CNTY CALIF TRANSN COMMN) | Long | Debt | US | $720K | – | 0.49 |
| CA RWCFAC 3 06/01/2051 (REDWOOD CITY CALIF PUB FACS & INFRASTRUCTURE AUTH) | Long | Debt | US | $1M | – | 0.93 |
| CA SACGEN 5 09/01/2034 (SACRAMENTO CNTY CALIF) | Long | Debt | US | $1M | – | 0.73 |
| CA SACPWR 5 08/15/2027 (SACRAMENTO CALIF MUN UTIL DIST) | Long | Debt | US | $531K | – | 0.36 |
| CA SBAPOL 5 09/01/2032 (SOUTH BAYSIDE WASTE MGMT AUTH CALIF) | Long | Debt | US | $16K | – | 0.01 |
| CA SCTHGR 5.25 08/01/2048 (SANTA CLARITA CALIF CMNTY COLLEGE DIST) | Long | Debt | US | $1M | – | 0.76 |
| CA SCZGEN 4 06/01/2032 (SANTA CRUZ CNTY CALIF CAP FING AUTH) | Long | Debt | US | $302K | – | 0.20 |
| CA SCZGEN 4 06/01/2034 (SANTA CRUZ CNTY CALIF CAP FING AUTH) | Long | Debt | US | $331K | – | 0.22 |
| CA SDGEDU 5 07/01/2053 (SAN DIEGO CALIF UNI SCH DIST) | Long | Debt | US | $521K | – | 0.35 |
| CA SFIFAC 5 09/01/2052 (SAN FRANCISCO CALIF CITY & CNTY INFRASTRUCTURE & REVITALIZATION FING DIST NO 1) | Long | Debt | US | $965K | – | 0.65 |
| CA SFOAPT 5 05/01/2030 (SAN FRANCISCO CALIF CITY & CNTY ARPTS COMMN) | Long | Debt | US | $979K | – | 0.66 |
| CA SFOAPT 5 05/01/2042 (SAN FRANCISCO CALIF CITY & CNTY ARPTS COMMN) | Long | Debt | US | $2M | – | 1.04 |
| CA SFOAPT 5 05/01/2045 (SAN FRANCISCO CALIF CITY & CNTY ARPTS COMMN) | Long | Debt | US | $1M | – | 0.70 |
| CA SFOAPT 5 05/01/2049 (SAN FRANCISCO CALIF CITY & CNTY ARPTS COMMN) | Long | Debt | US | $1M | – | 0.69 |
| CA SFOAPT 5 05/01/2050 (SAN FRANCISCO CALIF CITY & CNTY ARPTS COMMN) | Long | Debt | US | $2M | – | 1.04 |
| CA SFOCTF 2 10/01/2033 (SAN FRANCISCO CALIF CITY & CNTY) | Long | Debt | US | $1M | – | 0.68 |
| CA SFOHGR 3 06/15/2045 (SAN FRANCISCO CALIF CMNTY COLLEGE DIST) | Long | Debt | US | $813K | – | 0.55 |
| CA SFOSCD 3.25 06/15/2032 (SAN FRANCISCO CALIF UNI SCH DIST) | Long | Debt | US | $2M | – | 1.63 |
| CA SFOSCD 4 06/15/2035 (SAN FRANCISCO CALIF UNI SCH DIST) | Long | Debt | US | $505K | – | 0.34 |
| CA SFOWTR 3 11/01/2050 (SAN FRANCISCO CALIF CITY & CNTY PUB UTILS COMMN) | Long | Debt | US | $477K | – | 0.32 |
| CA SFOWTR 4 11/01/2041 (SAN FRANCISCO CALIF CITY & CNTY PUB UTILS COMMN) | Long | Debt | US | $1M | – | 0.69 |
| CA SILWTR 0.5 03/01/2026 (SILICON VY CLEAN WTR CALIF WASTEWTR) | Long | Debt | US | $2M | – | 1.26 |
| CA SJHTRN 4 01/15/2034 (SAN JOAQUIN HILLS CALIF TRANSN CORRIDOR AGY) | Long | Debt | US | $519K | – | 0.35 |
| CA SJS 5 09/01/2042 (SAN JOSE CALIF) | Long | Debt | US | $1M | – | 0.95 |
| CA SJSUTL 5 11/01/2041 (SAN JOSE CALIF FING AUTH) | Long | Debt | US | $563K | – | 0.38 |
| CA SMTSCD 3 08/01/2041 (SAN MATEO FOSTER CITY CALIF SCH DIST) | Long | Debt | US | $263K | – | 0.18 |
| CA SONHGR 3 08/01/2036 (SONOMA CNTY CALIF JR COLLEGE DIST) | Long | Debt | US | $831K | – | 0.56 |
| CA SRSSCD 5 08/01/2043 (SANTA ROSA CALIF HIGH SCH DIST) | Long | Debt | US | $514K | – | 0.35 |
| CA STOTRN 5 03/01/2032 (STOCKTON CALIF PUB FING AUTH) | Long | Debt | US | $259K | – | 0.18 |
| CA STOTRN 5 03/01/2033 (STOCKTON CALIF PUB FING AUTH) | Long | Debt | US | $254K | – | 0.17 |
| CA SWSHGR 4 08/01/2033 (SOUTHWESTERN CMNTY COLLEGE DIST CALIF) | Long | Debt | US | $693K | – | 0.47 |
| CA TJPDEV 5 10/01/2045 (TRANSBAY JT PWRS AUTH CALIF) | Long | Debt | US | $1M | – | 0.70 |
| CA TOBGEN 4 06/01/2037 (TOB SECURITIZATION AUTH NORTHN CALIF) | Long | Debt | US | $704K | – | 0.48 |
| CA TURWTR 5 01/01/2037 (TURLOCK CALIF IRR DIST) | Long | Debt | US | $887K | – | 0.60 |
| CA UNVHGR 4 05/15/2046 (UNIVERSITY CALIF) | Long | Debt | US | $2M | – | 1.36 |
| CA UNVHGR 5 05/15/2034 (UNIVERSITY CALIF) | Long | Debt | US | $91K | – | 0.06 |
| CA UNVHGR 5 05/15/2035 (UNIVERSITY CALIF) | Long | Debt | US | $2M | – | 1.18 |
| CA UNVHGR 5 05/15/2058 (UNIVERSITY CALIF) | Long | Debt | US | $3M | – | 1.77 |
| CA UPSPWR 4 08/01/2045 (UPPER SANTA CLARA VY JT PWRS AUTH CALIF) | Long | Debt | US | $1M | – | 0.81 |
| CA VENSCD 5 08/01/2027 (VENTURA CALIF UNI SCH DIST) | Long | Debt | US | $620K | – | 0.42 |
| CA VENSCD 5 08/01/2028 (VENTURA CALIF UNI SCH DIST) | Long | Debt | US | $670K | – | 0.45 |
| CA VERPWR 5 04/01/2028 (VERNON CALIF) | Long | Debt | US | $314K | – | 0.21 |
| CA WRLUTL 5 06/01/2040 (WESTERN PLACER CALIF WASTE MGMT AUTH) | Long | Debt | US | $709K | – | 0.48 |
| Northern Inst Fds GOVT PTFL | Long | Short-term investment vehicle | US | $816K | 816K | 0.55 |
Address
Northern Funds
50 S. LaSalle Street
Chicago
Illinois
60603-1008
United States of America
Websites
Directors
Therese M. Bobek
Ingrid LaMae A. de Jongh
Mark G. Doll
Thomas A. Kloet
David R. Martin
Cynthia R. Plouche
Mary Jacobs Skinner
Darek Wojnar
Transfer Agents
The Northern Trust Company
Pricing Services
Bloomberg Finance L.P.
ICE Data Services, Inc.
Refinitiv US LLC
Markit North America, Inc
PricingDirect, Inc.
ICE Data Derivatives, Inc.
FIS Data Systems, Inc.
SIX Financial Information AG
Nordic Bond Pricing AS
National Securities Clearing Corporation
Markit Group Limited
LONDON STOCK EXCHANGE GROUP PLC
Global Market Index Limited
S&P Global Inc.
S&P Global Limited
World Markets Co
Custodians
AO Citibank
Banco de Chile
Banco Itau Uruguay S.A.
Banco Nacional de Mexico S.A.
Bank Handlowy w Warszawie S.A.
BNP Paribas SA
Citibank A.S.
Citibank del Peru S.A.
Citibank Europe plc, Greece Branch
Citibank Europe PLC, Hungarian Branch Office
Citibank Europe plc
Citibank Europe plc
Citibank Europe plc
Citibank N.A.
Citibank N.A.
Citibank N.A.
Citibank N.A.
Citibank N.A.
Citibank N.A.
Citibank, N.A.
Cititrust Colombia
Credit Suisse (Switzerland) Ltd
Euroclear Bank S.A./N.V.
Euroclear Bank S.A./N.V.
First Abu Dhabi Bank P.J.S.C
HSBC Bank (China) Company Limited
HSBC Bank (Taiwan) Limited
HSBC Bank Australia Limited
HSBC Bank Malaysia Berhad
HSBC Bank Middle East Limited
HSBC Bank Middle East Limited
HSBC Bank Middle East Limited
HSBC Bank Oman SAOG
Royal Bank of Canada
Skandinaviska Enskilda Banken AB (publ)
Skandinaviska Enskilda Banken AB (publ)
Skandinaviska Enskilda Banken AB (publ)
Skandinaviska Enskilda Banken AB (publ)
Societe Generale Marocaine de Banques
Standard Bank Namibia Ltd
Standard Bank of South Africa Limited
Standard Chartered Bank Ghana PLC
Standard Chartered Bank Limited
Standard Chartered Bank
Swedbank AS
The Hongkong & Shanghai Banking Corporation Limited
The Hongkong & Shanghai Banking Corporation Limited
The Hongkong & Shanghai Banking Corporation Limited
The Hongkong & Shanghai Banking Corporation Ltd.
The Hongkong & Shanghai Banking Corporation Ltd.
The Hongkong & Shanghai Banking Corporation Ltd
The Hongkong and Shanghai Banking Corporation Limited
The Hongkong and Shanghai Banking Corporation Limited
The Northern Trust Company of Saudi Arabia (TNTCOSA)
The Northern Trust Company, Canada
The Northern Trust Company, London
The Northern Trust Company, London
The Northern Trust Company, London
The Northern Trust Company, London
The Northern Trust Company, London
The Northern Trust Company, London
The Northern Trust Company
UBS SWITZERLAND AG
UniCredit Bank Austria A.G
UniCredit Bank Czech Republic and Slovakia, a. s
Union Internationale de Banques
Shareholder Servicing Agents
The Northern Trust Company
Admins
Northern Trust Investments, Inc.
Brokers
INVESTEC CAPITAL SERVICES (INDIA) PRIVATE LIMITED
HSBC SECURITIES (USA) INC.
CLSA (UK)
J.P. Morgan Securities LLC
MORGAN STANLEY & CO. LLC
UBS SECURITIES LLC
GOLDMAN SACHS & CO. LLC
Citibank, National Association
UBS AG
BTG PACTUAL US CAPITAL, LLC